Running head: ADVENTURE THERAPY
Adventure-Based
Therapy: Theory, Characteristics,
Ethics, and Research
A paper
written to fulfill the comprehensive examination requirement
Areas: Psychotherapy, Ethics, Methodology
Sandra L. Newes, MA
Doctoral Candidate
The Pennsylvania State
University
ABSTRACT
This paper
is one of the first attempts to link established clinical theory with the
available theory of AT, as well as one of the first attempts to examine the AT
field through an objective scientific lens. First, a critical analysis of the
clinical and theoretical basis of adventure therapy is offered. Second, similarities between adventure
therapy and more traditional modalities, including object relations, cognitive,
humanistic, and behavioral therapy are presented. Third, ethical issues in AT are
discussed. Fourth, the outcome research
in AT is reviewed. Finally, a
delineation of present and future methodological considerations in AT is put
forth. Thus, this proposal seeks to lay
the groundwork for empirical applications to a developing therapeutic
framework.
Chapter 1
OVERVIEW
Chapter one
of this review consists of an overview of the paper, including a statement of
purpose and some broad shortcomings of the literature. Chapter two is focused on an overall
description of adventure-based therapy (AT), and includes sections which
discuss the history, the theory, and the definition of AT. In an attempt at further characterizing the
field, the next section compares levels of expertise of some AT practitioners
to standard mental health practitioners. The final sections of the chapter will
focus on the goals of AT and the specific characteristics of AT. Chapter three focuses on ethical issues in
AT, with an emphasis on how these ethical issues relate to the APA ethical
principles. Chapter four provides an
overview of the outcome research in AT; outcome with adults, outcome with
adolescents, and outcome as it relates to client characteristics. Finally, chapter five offers a discussion of
the present and future methodological considerations in AT research, and ends
with a call for research examining the impact of client characteristics on AT
outcome.
Statement of Purpose
Adventure-based
therapy (AT) is gradually emerging as an addition to the field of therapy,
employing diverse methods and serving such diverse populations as court ordered
juvenile delinquents, the mentally ill, PTSD sufferers, the disabled, substance
abusers, eating disordered individuals, sexual abuse survivors, as well as normal
populations. Since the introduction of
Outward Bound programming in the United States during the 1960’s, AT has been
purported to be a potentially unique therapeutic modality that can be used
either independently or as an adjunct to other forms of psychotherapy.
This paper
is one of the first attempts to link established clinical theory with the
available theory of AT. This paper is
also one of the first attempts to examine the AT field through an objective
scientific lens. Therefore, it is
intended as a preliminary movement towards a much needed increase in legitimate
scientific examination of the field of AT and, as such, can potentially be
viewed as the first step of the many that are necessary in order to provide
empirical support for any claims of treatment efficacy in this area.
In order to
accomplish this goal, first an analysis of the theoretical and clinical
characteristics of AT is offered.
Second, similarities are examined between AT and more traditional
modalities, including object relations, cognitive, humanistic psychology, and
behavioral theory are presented. Third, the ethical principles of AT are
discussed, with a particular emphasis on areas of overlap and contraction with
the APA ethical principles. Next, a
review of the literature in AT is provided. Finally, the closing
chapter will summarize the common methodological errors found in the AT
literature, and explore suggestions for future empirical exploration in the
area within the framework provided for psychotherapy outcome research. This final section will close with an
articulation of the need for individual difference-based research in AT.
It is of
note that this paper is not intended as an in-depth comparison of AT with any
one theoretical or empirical body, rather it is intended as an overview of
potential similarities that AT shares with other theories in clinical
psychology. As such, reference will be
made to the above noted theories, as well as others, without an in-depth exploration
of each. Whereas such an analysis may be
recognizably important for future empirical and theoretical research which
could scientifically explore such similarities, such an in depth
empirically-based formulation of the relationship between the process of AT and
any of these areas specifically is not the intent of this paper. Instead, this paper seeks to lay the
groundwork for future empirical applications to a developing therapeutic
framework.
It is also
important to state prior to beginning this examination that AT has not met the
rigorous criteria established for an empirically validated treatment (Chambless
& Hollon, 1998), nor has it been subjected to the high-level of empirical
analysis necessary in order to truly begin scientifically evaluating claims of
treatment efficacy. In fact, many of the studies do not utilize such basic
design considerations as random assignment and appropriate comparison
groups. In addition, no studies have
been conducted comparing AT to other established forms of treatment. There are also very limited data available on
client characteristics and of those which are available, none are based on
clinically relevant diagnostic criteria.
The theoretical basis of AT is also in the early developmental stages
and is unsupported by any empirical data.
While this type
of treatment, its claims of efficacy, and its theoretical basis are as yet
scientifically unsupported, it is a treatment whose use is clearly on the
rise. In fact, in 1993, the Association
for Experiential Education (AEE) published a Directory of Experiential
Therapy and Adventure-based Counseling Programs which included 257 programs
nationwide which were self-identified as adventure-based therapy programs. This number has almost certainly expanded
since that time. Of note as well is the
fact that at the Second Annual International Adventure Therapy Conference in
Munich, Germany (March, 2000), there were presenters from 43 different
countries. This is indicative of the
expansion of adventure-based therapy internationally as well.
Given the
increasingly widespread use of such interventions, and its particular use as a
government funded alternative to juvenile incarceration, it is important to
subject the field to informed critical analysis. The AT field is early in its development and
as such, the methodologies and theories are still rudimentary in their
development and usage. However, with the
relatively recent growth of such treatment programs this type of scientific
scrutiny is vital and can potentially contribute towards an overall movement in
AT research toward the direction of scientific rigor. Such an increase in rigor
is necessary given the state of the literature, and will be thoroughly
addressed in later sections.
Beyond the
lack of solid empirical data, one additional problem with much of the AT
literature that must be noted early in this discussion is that the intended
audience for the literature has often been practicing adventure therapists and
others involved in the outdoor field, as well as laypersons who are attempting
to gain a basic understanding of adventure-based therapy. Rarely, if ever, has writing in AT been
targeted at an audience highly trained and versed in both clinical theories and
empirically-based research, and there are very few published articles
addressing adventure-based therapy in the well-respected APA journals.
In some
ways, this has resulted in much of the literature specific to AT having been
developed in a type of vacuum. This
literature has rarely been subjected to close scrutiny and a portion of it can
be thought of in some ways as analogous to “preaching to the choir”. As such, much of the language used and the
concepts put forward by may seem overly simplistic to an audience highly
skilled in the aforementioned areas of clinical theory and empirical social
science. With this in mind, the reader
is cautioned to recognize that the early developmental context referred to
above has provided the environment for much of this published writing. Unfortunately, this is simply reflective of
the state of the field.
To complete
this overview, it must be noted also that while this discussion will focus on
articulating both the proposed theoretical basis of AT and the empirical
studies that have been conducted in this area, it is important to note that
this articulation is not intended as a statement of support for adventure-based
therapy as an independent therapeutic modality unsupported by other forms of
treatment. It is also important to note
that is this discussion is in no way intended to advocate for the usage of such
treatment without ongoing empirical examination.
Chapter 2
ADVENTURE-BASED
THERAPY
This
chapter will first focus on examining the history, the theory, and the
definition of AT. In an attempt at
further characterizing the field, the next section is compares some AT
practices to standard mental health practices.
This contributes to defining AT by briefly focusing on one specific area
that AT may fall short of standard practice, in a sense defining AT by what it
is not. The final two sections will
focus on the goals of AT and the specific characteristics of AT.
History of
Adventure-Based Therapy
Kurt Hahn,
the founder of Outward Bound , is credited as being the first person to
formally incorporate experiential education in a wilderness context. In the 1920s, Hahn, a German educator,
founded the Salem school in Germany; teaching his students to discover their
own strengths and identities through examination of their own personal
experience. After being imprisoned and
later deported from Germany by the Nazis in the late 1930s, he immigrated to
England where, in 1942, he established a program to “prepare young British
seamen to survive the rigors of sailing the North Atlantic during World War II”
(Bacon & Kimball, 1989, p. 117).
Through this program, he noted that while it appeared that older sailors
were able to survive extreme levels of stress and trauma, many of the younger
and stronger sailors would die under the same conditions. From this observation, Hahn concluded that
mental aspects were equally as important as physical fitness in survival
situations.
Hahn
combined his educational philosophies , wilderness and rescue training, and
principles of social cooperation into an expanded program designed to help the
seamen increase their resilience when experiencing the demands of war and
seamanship. Hahn later utilized these
same principles in the establishment of the first Outward Bound schools, of
which the first US branch opened in the early 1960s. The program spread rapidly and by the 1970s
there were numerous agencies using Outward Bound based approaches in various
forms and environments (Bacon & Kimball, 1989). Since that time, Outward Bound has evolved
into an international corporation serving a wide variety of populations
including youth at risk, cancer victims, sexual abuse survivors, and persons
with eating disorders. Many other
populations have been served, as well as the general public.
Theoretical
Background
Experiential Education
AT
is rooted tradition of “experiential education” philosophies (Kraft &
Sakofs, 1985), defined as “learning by
doing, with reflection” (Gass, 1993).
Early roots of experiential education can be traced to the educational
writings of Dewey (Kraft & Sakofs, 1985).
This experiential learning tradition is based on the belief that
learning is a result of direct experience, and includes the premise that
persons learn best when they have multiple senses actively involved in
learning. By increasing the intensity of
the mental and physical demands of learning, the participant “engages all
sensory systems in a learning and change process” (Crisp, 1998). Psychological research on information
processing provides some support of this premise, indicating that multi-sensory
processing accounts for a higher level of cognitive activity and increased
memory. Applied specifically to the
context of AT, the multi-sensory level of the therapeutic experience inherent
in adventure activities may account for
the high level of change reported by
practitioners (Crisp, 1998), thereby suggesting that “integration of experience
may be more deeply anchored for the client because of this broad [sensory]
base.” (Crisp, 1998, p. 67).
Experiential
education theory also postulates that active learning is often more valuable
for the learner because the participant is directly responsible for and
involved in the process. In addition,
experiential learning theory is based on the belief that individuals learn when
placed outside of their comfort zones and into a state of dissonance. Learning is then assumed to occur through the
necessary changes required to achieve personal equilibrium (i.e., modern
dissonance theory). Kraft and Sakofs (1985) outline several
elements inherent to this experiential education process:
“1.
The learner is a participant rather than a spectator in learning.
2.
The learning activities
require personal motivation in the form of energy,
involvement, and
responsibility.
3.
The learning activity is
real and meaningful in terms of natural consequences for the learner.
4.
Reflection is a critical
element in the learning process.
5.
Learning must have present
as well as future relevance for the learner and the society in which he/she is
a member. “(cited in Gass, 1993, p. 4).
In
experiential classrooms, individuals are placed in “real life” situations in
which it is necessary to employ problem-solving or otherwise creative methods
of working with the environment or context at hand. Therefore, effective experiential activities
involve the participant in situations in which they must take some form of
action to successfully cope with their surroundings. Such activities may take the form of outdoor
pursuits such as hiking, rock climbing, or kayaking, but also include
team-based initiatives or games.
The Link to Therapy
Since the
advent of Outward Bound, these types of experiential education programs have
been expanded into therapeutic settings.
Gass (1993) has reworked the above experiential education principles and
discusses how these principles can be applied to therapy.
“ 1.
The client becomes a participant rather than a spectator in
therapy.
2.
Therapeutic activities require client
motivation in the form of energy,
involvement, and
responsibility.
3.
Therapeutic activities are real and meaningful in
terms of natural consequences for the client.
4.
Reflection is a critical
element of the therapeutic process.
5.
Functional change must have present as well
as future relevance for clients and their society.” (Gass, 1993, p. 5)
It is
interesting that when examining the ideas stated above by Gass (1993) it is
clear to the critical reader that these are not unique to AT. In actuality, one can see even from these
most basic statements that the theory of AT builds on the foundations and
well-established premises of cognitive and cognitive-behavioral theory,
humanistic theory, and elements of the interpersonal aspects of object
relations theory. Therefore, it appears
from this definition that what AT may offer is a potentially unique medium for
the implementation of therapeutic processes assumed to be present in many
therapeutic orientations.
Definition of Adventure-Based
Therapy
Also
referred to as “wilderness therapy,” “therapeutic adventure,” “adventure
therapy,” and “adventure-based counseling,” AT is a therapeutic modality
combining presumed therapeutic benefits of the adventure experiences and
activities with those of more traditional modes of therapy. AT utilizes a therapeutic focus and
integrates group level processing and individual psychotherapy sessions as part
of an overall therapeutic milieu. While
specific types of facilitation occur directly related to the activities (see
section on facilitation), this processing is not associated exclusively with
the activities alone. Rather, the
activities can also be conceptualized as a catalyst for the processing which
occurs before, during, and after activities; a catalyst which provides concrete
examples of the immediate consequences associated with individual and group
actions that can be referred to by both the client and the therapist. Therefore, therapists may begin with
processing exigencies around the activities themselves and branch into other
areas of relevance for clients.
As such, AT
lends itself well to multimodal treatment and can be utilized as an intervention
independent from other treatments or as an adjunct to other well-established
treatments. Importantly, therapists are able to use
any type of therapeutic orientation they adhere to in the processing that
occurs around the activities. This view contrasts with the commonly held
assumption that the postulated change which may occur in AT is singularly
related to the activity participation.
Ringer
(1994) defines AT as a generic term referring to a class of change-oriented,
group-based experiential learning processes that occur in the context of a
contractual, empowering, and empathic professional relationship. Elements of this definition are not unique to
AT and can be assumed generally in many therapeutic traditions. However, the emphasis on “group-based
experiential learning processes” in a typically outdoor and active setting is
clearly a combination differentiating AT from other forms of therapy.
Interestingly,
Ringer’s definition does not mention “adventure.” This purposeful omission challenges one common
misconception about AT: namely, that in order to accomplish their goals,
clients must necessarily subject themselves to adrenaline-fueled feats of
daring and technical skill. The fact
that “adventure” is not seen as an end unto itself distinguishes it from other
types of outdoor programs devoid of therapeutic focus. In line with this
definition, adventure or outdoor experiences alone are not assumed to be
sufficient to facilitate deep-level therapeutic growth and change. Instead, it is the processing of the actual
experience with the client that promotes the therapeutic process. Therefore,
the use of the word “adventure” may in fact be misleading and terms such as
“activity-based psychotherapy” may be more appropriate (Gillis, 1992). Unfortunately however, this term has not
become one of common usage in the literature and adventure-based therapy, with
all of its connotations, is the name that has become standard.
In
examining this discussion, it can be seen that there are problems with
delineating distinct and defining parameters of AT. To address this problem, professionals within
the field have been involved in an ongoing debate as to how to best articulate
a clear definition of what is unique to AT as a treatment modality. Such a definition must necessarily
incorporate widely accepted therapeutic principles while also differentiating
AT from other therapies and from other types of outdoor adventure programs. In an attempt to focus such definitions,
Simon Crisp (1997) has stated on the Association for Experiential Education
listserve what he believes to be a succinct and viable definition:
“1) Wilderness and/or Adventure methods are
utilized in the service of therapeutic practice. Therapeutic practice involves;
a) the
identification of a problem the client presents with,
b) application of a theoretical framework based on a theory of personality, behavioral and psychological problems and process of change that explains the origin and nature of the problem,
c) selection of strategies of client
management and method(s) of intervention which logically relate to b),
d) strategies and methods are routinely
reviewed and modified according to client need.
2) Professional relationship between therapist
and client with the following characteristics;
a) therapist brings to the relationship
training and experience necessary and appropriate to meet the needs of the
client, including a capacity to manage any potentially competing needs of the
therapist,
b) a contract is formed between therapist
and client about the aims, limits, methods and expected outcomes of therapy,
c) therapist works towards the best
interests of the client and holds this at all times the over-riding principle
in determining the actions of the therapist,
d)
therapist acts to protect
the client from harm (physical and psychological). “(personal communication,
1997).
Once again, the singularly unique
aspect of this definition is the emphasis on activities as a means of accomplishing
the other common therapeutic goals.
Again, it is also this focus on the use of activities to accomplish said
goals which seems to differentiate AT from most other therapeutic orientations.
Based on
this, perhaps AT can be best be seen as an activity-based approach to treatment
that attempts to meet similar goals as do other treatments. Therefore, what must be parceled out as
theoretically unique to AT is the mechanism by which AT can accomplish these
goals in ways that are more efficacious than other treatments for particular
clients. This is a question that remains
as yet unanswered. Simply put, it is
essential that the area of AT begin holding itself accountable for answering
the questions posed to all other treatments: Is this treatment effective? For whom, and under what circumstances?
Thought of
in this way, AT can begin to be seen as more similar to other types of
treatments than different. The logical
assumption should follow then that AT is assumed to operate under the same
scientific and clinical umbrella as other mental health treatments, and
obviously practitioners of AT should be
held accountable to the same standards as other practicing mental health
professionals. Unfortunately, in reality
this is not always the case. For reasons
that remain unclear, AT is often presented by its proponents as though it is a
unique and separate entity, an entity somehow not responsible for upholding
such standards. This presents a clear
contradiction between established standards of mental health practice and AT.
Adventure-Based
Therapy Practitice vs. Standard Mental Health Practice
Discrepancies
between AT and standard mental health practices can seen through an examination
of the training levels of adventure-based practitioners in therapeutic skills,
the required adherence to ethical standards in the AT field, and the level of
theoretical knowledge of adventure-based practitioners.
The first
clear discrepancy is seen is shown through a scrutiny of training levels of
adventure therapists themselves. Given
that AT does focus on therapeutic goals similar to other mental health
treatments, it seems necessary that persons employed in the role of adventure
therapists are skilled not only in “hard skills” ( i.e., wilderness experience,
climbing, hiking, team initiatives), but are also skilled in the techniques and
applications of psychological intervention (soft skills).
Unfortunately,
it appears that reality may not reflect this combined necessity. Berman (1995) conducted a straightforward
survey asking about the training of adventure-based therapy practitioners. Berman’s results show that many
adventure-based therapy programs in the United States employ persons to
facilitate adventure-based programming who are lacking in such “soft skill”
areas. This is clearly a concern for the
continued use of AT treatments, and could potentially open such programs to the
possibility of serious ethical violations.
While such
concerns are currently being addressed by the leaders within the field (for
further information, the reader is urged to contact the Therapeutic Adventure
Professional Group(TAPG) of the
Association for Experiential Education (AEE)), this is an area of AT easily
subjected to well-justified criticism.
Given the fact that the AT field is in its early developmental stages,
such issues undoubtedly will continue to arise until a solid set of mandates
and guidelines regarding such competencies are established.
Related to
this, another discrepancy between AT and mental health is that while at present
such a set of ethical guidelines for AT do exist, they are not actually
enforceable. Unlike the APA ethical
standards, an AT professional cannot be held accountable to maintain these
ethical principles in their practice, nor is there any governing body which
limits which types of programs can call themselves “adventure-based
therapy”. If it can be assumed that AT
should be thought of as similar to other types of mental health treatment, it
is logical to wonder why the AT field is not held to such standards. Presently however, this question remains to
be answered. The area of ethics in AT
will be further discussed later in this paper.
Another
seemingly obvious standard of mental health treatment commonly overlooked in
the AT field is the assumption that treatment should be solidly informed by a
solid foundation in psychological theory and application. However, a survey of 31 wilderness programs
specializing in adventure-based therapy found that very few of the programs
contacted were able to identify what type of therapeutic process they were
utilizing with their clients and tended to have little or no research to
support their programs (Davis-Berman, Berman, & Capone, 1994). This is another clear problem within the
field. While there are numerous attempts
being made currently to delineate the theories and processes of AT, it appears
that much of this information is not reaching the actual practitioners. It seems possible, therefore, that there are
many people working within the AT field who may be operating outside of the
realm of accepted clinical practice.
It is of
note that while AT defines itself as meeting the same therapeutic goals as
other treatment modalities, the above two studies provide evidence suggesting
that there may be an underlying belief in the field that AT is unique enough
that it is unnecessary for adventure-based practitioners to be held to the same
standards of expertise as other therapists.
Not only is this a clear contradiction from established practice, it is
also a fairly naive claim. The informed
reader obviously wonders how is it that adventure therapists can be expected to
work effectively with clients and meet stated therapeutic goals at least as
well as other treatments when many of the therapists themselves are simply not
as well grounded in the theories and practice of psychotherapy. Interestingly, leading members of the AT
field are involved in an ongoing debate regarding this issue, with some
advocating for a required level of competency as reflected by a specified level
of training, and others who advocate “training through experience”. This
discussion may reflect a presently existing division one finds between those AT
practitioners who have followed the more established route of academic and
clinical training and those who have learned their clinical skills through
direct experience.
From the
standpoint of clinical psychology, this appears to be simply a moot point. The eventual outcome to such a debate
obviously must involve holding AT to the same standards of care as are other
mental health treatments. Simply put,
while AT may have some unique elements, to be instituted as a viable
therapeutic modality AT must adhere to the same established therapeutic
standards as do all other treatments.
However, in order for this change to occur there must be further efforts
made to establish a sense that AT shares more similarities with other mental
health treatments than was previously assumed.
It is only with the establishment of such a belief, as well as a clear
semantic and theoretical link, that AT will in actuality operate under the
aforementioned umbrella of scientific and clinical practice.
As the discussion in this and the
preceding section illustrate, the AT field has not reached consensus on what
constitutes an adventure therapy program in definition, theory, or in
application. In addition, there appears
to be an underlying assumption that while AT may involve working towards
therapeutic goals and may endorse therapeutic principles, AT is somehow uniquely
different enough to not be held accountable to the same standards as are other
mental health treatments.
To
add to the confusion on this level, a wide variety of organizations and
agencies consider themselves to fall within the realm of adventure-based
therapy. Such organizations employ
widely differing levels and types of adventure programming, thus it is difficult to get an exact sense of what
is meant by the term “adventure-based therapy.
Therefore, it may be helpful to focus the discussion on the goals of
AT. The reader will also be given
increased knowledge and understanding of the goals of AT in the following
section which delineates the specific characteristics of AT.
Goals of Adventure-Based Therapy
AT
proponents have articulated a variety of goals that may be associated with the
approach. While recognizably unsupported by solid empirical data, as well as
not clearly linked to the reduction of pathological symptomatology, the
following section will broadly summarize these interconnected goals. First,
clients are thought to generally increase in self-awareness, leading to an
increased recognition of behavioral consequences and available choices; second,
clients are thought to learn healthier coping strategies leading to increased
environmental control; third, through AT, clients are thought to be provided
tangible evidence of success, thereby disproving negative self-conceptions and
leading to a more positive self-concept; fourth, clients are thought to learn
creative problem-solving, communication, and cooperation skills; and fifth, AT
is thought to facilitate realistic appraisal of individual strengths,
weaknesses, and self-imposed limitations.
Ultimately, this increased awareness is thought to lead to better
decision-making.
Overall, AT
programs have the overriding goal of an increasing self-awareness in a variety
of domains. In line with this, it is
thought by AT theorists that connections between behavior and the results of
such behavior become more apparent.
Therefore, clients can be provided with concrete examples of
dysfunctional behavior and shown that alternative behavioral and interpersonal
choices can lead to success. Relatedly,
Bandoroff (1989) argues that adventure activities, with the feedback and
consequences available through such experiences, provide learning that enables
participants to begin regulating their own behavior. Amesberger (1998) expands on this goal,
noting that AT involves:
“….the reflection on internalized norms and values
with the aim to support a person to find new and more suitable structures for
his or her life. Destructive and
dysfunctional behaviors or emotions should be recognized in their effects, as
well as helpful and effective ones.” (p.29).
Of note is the fact that these
tenets are clearly embedded in the therapeutic process itself.
Taylor
(1989) postulates that that the exposure
to uncertainty or ambiguity accompanied by increases in levels of confidence
and skill that can be achieved through the AT process will facilitate a
healthier coping response. It is believed that as clients learn and use new
modes of coping they gain greater control of their environment (Nadler &
Luckner, 1992). It is hoped that by
coping with the treatment environment in new ways, clients can learn to achieve
increased personal and environmental control outside of the treatment. This is an experience which may be novel for
many clients.
According
to Herbert (1996), through AT “persons challenge themselves, and in doing so,
(re)learn something about themselves.” (p.5). To accomplish this, mastery
tasks, or initial successes, associated with the activities counteract and
disprove internally focused negative self-evaluations, learned helplessness,
and dependency (Kimball & Bacon, 1993) at a time when such processes may be
intensely activated. This heightened
activation combined with concrete evidence of success may facilitate further
learning. Ultimately, feelings of
success and control also associated with the mastery tasks can then serve as
additional reinforcers to support changed behaviors. Thus, it is a circular process of
interpersonal and intrapersonal activation, success, and reinforcement.
Priest and
Baillie (1987) discuss additional possibilities for client change, stating that
“The aim of adventure education is to create astute adventurers: people who are
correct in their perceptions of individual competence and situational risk” (p.
18). ). Relatedly, through AT, clients
can learn skills related to problem-solving, cooperation, communication, and
facing challenge (Herbert, 1996). It is
thought that through this process, clients learn to more realistically appraise
their own personal strengths and weaknesses, both on a personal and an
interpersonal level.
Through
this process, clients begin to recognize their own self-imposed limitations and
increase in their awareness of available choices, thus becoming better able to
accept responsibility for their level of success or failure. As clients
increase in this self-knowledge and self-awareness, it is believed that they
are ultimately able to make more realistic and healthy decisions. These are important skills many clients lack.
Moreover, Taylor (1989) notes that the increased levels of confidence, skill,
and self-awareness that participants may gain through AT encourages clients to
see uncertainty as a challenge and not a threat, a change with potentially
far-reaching positive consequences for clients.
Ultimately,
these proposed changes can perhaps be summarized in this inherent underlying
assumption embedded within the adventure-based therapy literature: the
assumption that by becoming aware of available choices, and by experimenting
with different behaviors in a novel environment where one is receiving
immediate and realistic feedback, clients can learn to actively influence their
probability of success. Furthermore,
through AT clients learn to demonstrate personal competencies, build upon
skills, accept personal responsibility, more accurately assess themselves, and
maintain a higher degree of control over their environment. It is also believed that having an increased
capacity to regulate one’s own behavior will facilitate further increases in
levels of self-awareness, competence and a more internal sense of control of
one’s own world.
It is
important to note once again that these assumptions and goals are not unique to
AT. In fact, statements such as above
with their emphasis on self-awareness and the interpretations of challenge vs.
threat carry clear elements of humanistic theory, and the focus on
self-knowledge and the increased awareness of available choices directly
parallels the humanistic tradition (Csikszentmihaly, 1990; Raskin, &
Rogers, 1989; Maslow, 1971). In addition, one can see elements of
cognitive, behavioral, and object relations theory embedded in this discussion
of the goals of AT. Such similarities
will be summarized in detail in a later section.
It is also
important to point out that the discussion of the goals of AT involves sweeping
and unsubstantiated claims with little empirical support. In addition, in the examination of such goals
one can see very little that is focused on the alleviation symptomatology
specifically relevant to psychopathology.
In some ways this parallels the state of the literature, as it will be
seen that no studies have utilized measures of clinically relevant symptom
reduction. However, given the
possibility of parallels between AT and such well-established therapeutic
orientations, it may have potential therapeutic benefit and as such is
deserving of continued investigation.
Further parallels between AT and other therapeutic traditions will be
seen in throughout the discussion of the specific characteristics of AT.
Characteristics
of Adventure Therapy
Having discussed the history, theoretical background, definition, some basic discrepancies between AT practice and standard mental health, and the goals of AT, a discussion of the specific characteristics of AT is warranted. Thirteen characteristics, including those delineated by Kimball and Bacon (1993), will be discussed in turn: (1) multiple treatment formats, (2) group focus, (3) processing, (4) applicability to multimodal treatment, (5) sequencing of activities, (6) perceived risk, (7) unfamiliar environment, (8) challenge by choice, (9) provision of concrete consequences, (10) goal setting, (11) trust building, (12) enjoyment, and (13) peak experience.
Multiple Treatment Formats
First, adventure programs range in scope from those which incorporate adventure-based techniques with more traditional modes of therapy to those that utilize full-scale extended expeditioning as their therapeutic medium. These types of programs are differentiated based on where the therapy is taking place, for what length of time the client
is involved, and what types of programming are being utilized (Gillis, 1995). As Gass (1993) suggests, three main areas exist within the adventure-based therapy field. These include (a) activity-based psychotherapy, (b) wilderness therapy, and (c) long-term residential camping
Given the diversity of programs, it is important to be clear as to what type of program is being referred to under this broad rubric of “adventure-based therapy” when considering AT from a scientific perspective. Unfortunately, this distinction is not always clearly noted and can be difficult to determine when examining the literature.
Activity-based psychotherapy
Activity-based
psychotherapy (Gillis, 1992), occurs at
the therapeutic facility of the client or at another nearby facility designed
for such interventions. This type of
therapy utilizes adventure activities as one type of intervention in the
client’s overall treatment plan. The AT
intervention is typically one day in duration and is used an adjunct to
concurrent inpatient or outpatient treatment, although the client may
participate in more than one such program (Banaka & Young, 1985; Witman,
1987; Witman & Preskanis, 1996).
This type
of format is often used in inpatient settings, but can also be used in
combination with outpatient psychotherapy.
The experiences tend to be contrived (i.e. the facility and initiatives
are developed specifically for such an intervention), and focus on team games
and problem-solving. These types of
activities can also be used in conjunction with high or low challenge ropes
courses.
Crisp
(1997) more fully defines this type of adventure-based therapy by its “emphasis
on the contrived nature of the task, the artificiality of the environment and
the structure and parameters of the activity being determined by the therapist.”
(p.58). In addition, he notes that the
goals of the particular activities are often a specific outcome. These outcomes are typically planned for, and
influence the choosing of the activities by the therapist.
While the
activities chosen in this type of intervention may indeed be quite unique to
AT, the conscious use of therapeutic technique designed to work towards a
specific outcome is obviously not unique to this type of therapy. In addition,
it can be noted that potentially all therapeutic situations can be thought of
as contrived, again leading one to wonder how AT is unique in this way.
With
regards to research design, this type of treatment has been utilized in
efficacy studies of adventure-based therapy with participants from typically
higher risk groups, (e.g., psychiatric populations (Banaka & Young, 1985;
Witman, 1987; Witman & Preskanis, 1996)). Comparisons can be made between
groups who participate in an adventure-based intervention as an adjunct to
other treatment vs. those who participate in the standard treatment alone.
Statements such as these are provided at this point in order to render a more
integrative understanding to the informed scientific reader. A complete discussion of the research-based literature will follow in
a later section.
Wilderness therapy
The second
format discussed by Gass (1993) is wilderness therapy, and this type of program
is most typically associated with the general term “adventure-based
therapy”. Such programs can be easily
utilized as an independent treatment and are commonly seen in the efficacy
literature for AT.
In
wilderness therapy, programs utilize an expedition-oriented format in remote
settings and treatment traditionally lasts anywhere from 7 to 31 days, although
programs also utilize alternative lengths. These programs typically follow an
Outward Bound type model, and the teaching and practicing of wilderness skills
is an important aspect. Not only is the
learning of these skills necessary for the client’s survival and comfort, but
it is also believed that this learning provides an opportunity for clients to
increase their skill base and thus their own individual level of perceived
competence (i.e., self-efficacy theory).
This format also provides experiences that may have more personal and
concrete consequences for the participant, i.e., basic survival needs not being
met properly, as well as allowing for full and extended immersion in the
experience.
The
learning of such skills is thought to combine with the interpersonal learning achieved
through the group interaction. Activity
outcomes are often related to patterns of behaving within the group and the
reenactment of social roles seen in such a group situation. Change is seen to emerge from interpersonal
and intrapersonal insight, increases in perceived self-efficacy, and the
process of the group over time. Because of the nature of the intervention,
groups remain intact, thereby potentially fostering an intensification of the
group experience.
One problem
with these types of programs is that follow-up tends to be limited and
conducted by professionals who have not been involved in the wilderness
experience. Such professionals may be
unfamiliar with the client’s experience and therefore less able to build on the
treatment gains experienced by the client. From both a research and a clinical
standpoint, this lack of follow-up provides significant problems when
evaluating long-term treatment gains associated with this type of program
(Wichman, 1991).
Long-term residential
The
third type of therapeutic adventure program is long-term residential
camping. This format has tended to be
used primarily with youth at risk and adjudicated adolescents. Program length varies, ranging from several
months to over a year. Such programs are
characterized by Buie (1996) as
utilizing considerable acreage, having a permanent base camp, and temporary
camp sites built by campers (typically tent-covered wood platforms). Clients are responsible for providing for
their own survival needs and, according to Gass (1993) “the client change is seen to be associated
with the development of a positive peer culture, confronting the problems
associated with day-to day living, and dealing with existing natural consequences”
(p. 10). Education in traditional school
subjects is also provided during such programs.
If left
without further explanation, this definition suggests that while these programs
may operate in a different setting than typical non-therapeutic residential
facilities for children (e.g., boarding schools), there may be no clear
difference between such programs and any other type of residential
atmosphere. However, again it must be
made clear that such programs have a stated therapeutic emphasis and therefore
attempt to utilize some level of therapeutic processing to facilitate
therapeutic growth and change. As can be
assumed, however, it is often unclear to what degree and in what way this
emphasis is adhered to.
Research
designs based on both of the latter programs typically compare persons who have
been involved in an adventure program with those who have been involved in some
other restricted setting for similar
lengths of time, i.e., incarceration, probation or juvenile detention
(Castellano & Soderstrom, 1992; Kelley & Baer; 1971; Willman &
Chun, 1973). Given the high levels of
criminal involvement and societal dysfunction often found with the clientele
typically referred to such programs, objective outcomes measures such as
recidivism rates, academic success or employment rates have been used as a
basis of comparison.
Group Focus
The second
characteristic of AT is group focus, and AT is almost exclusively a group
process. As in many therapeutic settings
groups typically range from 6 to 14 people (Kimball & Bacon, 1993) and the
clients tend to be somewhat heterogeneous in terms of therapeutic issue or
diagnostic category.
As with any
group psychotherapy, this group component is a vital part of the overall
therapeutic aspect of the intervention. Similar to any therapy group, the group
in AT provides support, feedback, and a potent interpersonal context. Uniquely, however, in AT specific activities
are presented to the group as challenges to be overcome, and success depends on
each individual member participating in their completion (e.g., by standing on
a platform, scaling a rock face, or negotiating unmarked terrain to a specified
destination). In order to master any of the challenges, the group must
cooperate, apply skills, creatively problem solve, and rely upon each other.
Herbert
(1996) discusses more completely the issue of creative problem solving as it
relates to AT. He notes that each
activity is concrete and has a clear beginning and a clear ending. Problems can typically be solved in a number
of ways, and there are also a number of ways that groups and individual clients
tend to approach a problem unsuccessfully, thereby increasing the level of
perceived difficulty of the activity.
What is expressly different about AT and other problem-solving formats
is that in order for the tasks to be completed, all participants must play a
role in order for the group to succeed (i.e., utilization of superordinate
goals). Therefore, activities require
the group to discuss and decide on different strategies, implement such
strategies, modify those that are unsuccessful, or implement new strategies;
all potentially important skills for clients to practice. Not only does this process involve the
completion of the task, but group dynamics involved in the decision making
process are closely followed and the interpersonal aspects of the activity are
then processed by the therapist in a similar fashion as any other type of group
therapy.
Drawing
from the theory of interpersonal group psychotherapy (Yalom, 1995), it is
further thought that group focus leads to the intensive activation of a
client’s interpersonal patterns, which, in conjunction with appropriate
therapeutic processing, facilitates therapeutic change. This assumption also echoes Yalom’s “social
microcosm” theory of group functioning in which it is assumed that “patients
will, over time, automatically and inevitably begin to display their
maladaptive behavior in the therapy group” (Yalom, 1995, p. 28). Therefore, this group context provides an
environment for the enactment of individual pathology and the problem-solving
associated with the group process may lead to further concrete representations
of this, as well as provide an opportunity for the practice of new behaviors.
Also
similar to interpersonal group psychotherapy, it is not just WHAT happens
during this problem-solving process but HOW it happens in the group that is of
interest. For example, how did the group
decide on which strategy to use? Who was
the leader? Did some clients participate
in the decision making process more fully than others? Is this a common response for them or a new
behavior? What was it like to work
through this problem? How did it
feel? Each of these components, along
with others that can lead into deeper level therapeutic processing, provide a
rich opportunity to observe and process a client’s relational processes.
Finally, it
is also thought that the more active and concrete nature of the “task” in AT
may lead to greater involvement for all clients than does traditional group
psychotherapy. Importantly, such higher
levels of involvement have been shown to be a significant predictor of
psychotherapy outcome (Gomes-Schwartz, 1978)
While these same principles operate in traditional group psychotherapy,
realistically certain members in a traditional therapy group can achieve
“success” regardless of the level of participation of others. While it can recognizably be argued that a
skilled group therapist in any therapy setting can involve the entire group, or
in fact involve the entire group around any individuals client’s lack of
participation, it may be that this type of “non-participation” with it’s impact
on the group is less likely to occur in an AT setting. Simply put, it is thought to be more
difficult for a client to remain unengaged as the activities themselves
necessitate participation. There are no
data, however to support such a statement.
Processing
Another
descriptor of AT programs is that a great deal of time is spent processing the
experience with clients and facilitating the transfer of learning into a
client’s daily life. It must be noted again that this processing is not
necessarily associated exclusively with the activities alone. As mentioned in the introduction, the
activities can be conceptualized as a catalyst for the processing which occurs
before, during, and after activities, a catalyst which also provides concrete examples of the
consequences associated with individual and group actions. It must also be noted once again that this
processing is not necessarily associated exclusively with the activities; a
statement made as a direct contrast to the view that any change which may occur
is theoretically associated with the activities themselves.
To engage
in this processing, tools such as individual psychotherapy, group psychotherapy
therapy, journal writing, individual time for reflection, modeling,
self-disclosure, and metaphoric processing (Gass, 1993) may be utilized
throughout the course of an AT program.
While the techniques listed above may be familiar to clinicians, the
extensive use of metaphoric processing is an aspect of AT which may be fairly
unique in it’s application and thus warrants further discussion
Metaphors
are used with the client to link the learning and growth provided through the
adventure-based experience to situations found in his or her “real- life”,
thereby providing the generalization so necessary for the maintenance of any
gains that may be achieved through the adventure-based intervention. It is important to recognize that this
perceived lack of relevance to realistic situations the client may encounter is
one of the most commonly put forth criticisms of AT. Advocates of AT claim that this metaphoric
processing provides the necessary link between the AT experience and the
“real-world”, however there is no data available as to the efficacy of such
processing in generalizing treatment gains.
When using
metaphor in AT, the therapist takes on the role of conduit, actively helping
the client to build such metaphors.
Adventure-based practitioners postulate that the use of metaphor helps
the client to continue utilizing the learning and growth provided through the
adventure experience in ongoing and
productive ways. It is believed
that through this use of metaphor, adventure-based experiences can help provide
clients with concrete tools designed to help them to successfully negotiate
their own personal challenges upon completion of the intervention. Interestingly, this belief that therapy can
function to provide the mechanism for
clients to continue their own change process outside of the therapeutic context
mirrors cognitive therapy. In fact, Beck
and Weishar (1989) note that in cognitive therapy, “Patients are told that the
a goal of therapy is for them to learn to be their own therapists.” (p. 305).
Processing
in AT will be revisited in the discussion of AT facilitation occurring later in
this paper.
Applicability to Multimodal Treatment
Another
characteristic of AT is its applicability to multimodal treatment. As aforementioned, AT can be used either as
an independent intervention or as an adjunct treatment. Importantly, the focus on group level
processing in combination with the individual psychotherapy which takes place
around the activities does not preclude a therapist from utilizing standard and
accepted treatment orientations and practices in the therapy associated with
the activities.
Sequencing of activities
Fourth, in
order to allow for the group to develop the skills and the level of cohesion
necessary to achieve success in the activities, such activities are
incrementally sequenced in difficulty.
This sequencing also provides initial successes, or “mastery tasks”,
fostering feelings of capability while counteracting internal negative
self-evaluations, learned helplessness, and dependency (Kimball & Bacon,
1993). This provision of a mastery task
(success) concurrent with the activation of negative self-evaluations is an
important component for the therapeutic change thought to be associated with
AT, as the mastery task is thought to provide an opportunity to tangibly
disprove such evaluations. It is the
therapists role to facilitate such a transfer as such connections are not
believed to be an automatic reaction to the activities.
Conversely,
activities presented with inappropriate sequencing can be counter-productive
and reinforce negative self-conceptions for individual participants. The
activation of such negative internal processes for a client without the
opportunity to counteract such feelings with success can further reinforce
existing beliefs in personal ineffectiveness.
In addition, such negative conceptions can also permeate the development
of a group identity. Therefore, it is vital
that the therapist not create a situation in which the group repeatedly experiences
failure as it can be recognized that this dynamic can carry the highest
potential for emotional harm and would be likely to limit therapeutic
potential. As with other types of
therapy groups, it is recognized that success is often dependent on the
facilitator remaining aware of where the group is in its development (Yalom,
1995) and taking this into consideration when planning.
Perceived Risk
While
sequencing is extremely important and requires the therapist’s clinical
judgment and acumen to choose activities wisely, on the surface challenges are
often structured so as to appear to be impossible or dangerous to the group. In
actuality, the challenges are in fact low in actual risk but high in perceived
risk, with the term “risk” referring to not only physical risk, but also intra-
and interpersonal risk as well. For
example, standing on a platform and falling backwards into the arms of others
requires more trust than utilizing another person’s support to cross a
log. However, at earlier points in a
groups development this need to be supported (i.e., depend or rely on someone
else), could be perceived as carrying as high a level of interpersonal risk,
along with the associated intrapersonal risk, as any physical activity for some
clients.
Conceptually, perceived risk is thought to
create tension and disequlibrium within the individual, ultimately leading him
or her to a position of choice (i.e., dissonance theory). With regard to this conviction, Herbert
(1996) notes that “In order for a person to achieve equilibrium, persons are
challenged to make necessary adaptations.” (1996, p. 5). He goes on to state
that “Adventure-based work recognizes that it is the effort to overcome
obstacles and, in effect, overcoming one’s own fears that is critical.” (p.
5). Through this combined of process of
relieving dissonance and overcoming fears, it is commonly believed in AT that
clients are shown that old patterns are destructive and new choices can lead to
more successful behaviors.
So central
to AT is this perception of risk, that Amesberger (1998) notes “The most
striking difference between adventure-based therapy and traditional
psychotherapy is the client’s strong involvement in a reality that is neither
harmless nor perfectly safe” (p. 29). One could argue however, that this belief
also permeates traditional psychotherapy as well. For many clients, the deep level of emotional
sharing found in a traditional therapy setting carries a high level of perceived
risk, and the early sharing of basic information with a therapist may be as
threatening as later sharing of seemingly much more personal information. Therefore, it seems this difference may be
much less apparent than Amesberger believes.
Unfamiliar Environment
Another
core characteristic of AT is that it is usually conducted in an environment
unfamiliar to the client. This use of an unfamiliar and novel environment is
thought to unbalance the client, further activating their underlying inter- and
intrapersonal processes. It is
hypothesized that the client has no familiar template from which to draw their
reactions to the new situation, and thus it is the conviction of AT
practitioners that the client must eventually rely on potentially new and
ideally healthier ways of behaving in order to achieve success (Gass, 1993) and
equilibrium. In a sense, this can be
perhaps be conceptualized as providing an opportunity for clients to be free of
past determinism.
This
conception appears, however, to overlook an important intermediate step. While this unfamiliarity with the environment
may ultimately result in new ways of behaving for a client, the social
microcosm theory of group psychotherapy (Yalom, 1995) implies that prior to
engaging in new behaviors, the client will first begin utilizing earlier
learned and more dysfunctional ways of behaving. It can be assumed that only through this
activation of dysfunctional ways of behaving will more functional ways become
apparent to the client.
To link AT
with the social microcosm theory, the assumption underlying the unfamiliar
environment in AT theory is that by taking a person out of their normal
context, the client is exposed to new situations where old patterns of coping
probably will not work. If this does
result in dysfunctional behavior being evidenced first (social microcosm
theory), it is possible that through the AT activities the client may be
provided with more tangible evidence of the consequences of dysfunctional
behavior than is typically provided in group psychotherapy. These concrete consequences of dysfunctional
behavior in combination with a novel environment, an environment which may
necessitate new ways of behaving, could provide an impetus for change. In addition, the group can also provide
reinforcement for new ways of behaving.
Theoretically, this can also be seen as similar to the stimulus-control
tenet of operant learning theory.
This
environmental unfamiliarity in AT is also thought to allow for the client to
experience the therapy not only without drawing from their standard template of
behaviors, but also without drawing from their typical expectations and
defenses. Therefore, it is thought that
this unfamiliarity may allow for a client to approach the therapeutic
experience with less of a defensive posture.
Golins (1978) contrasts AT to traditional therapy methods on this issue
of defensive posturing, noting that “traditional individual or group therapy
methods may be particularly threatening for persons who have difficulty
expressing themselves and/or establishing new relationships.” (cited in
Herbert, 1996, p. 6). To compare this
with traditional psychotherapy research, Orlinsky and Howard (1986) have found
“the dimension of the patients openness vs. defensiveness to be related to
outcome”(p. 219). If in fact AT does
work to lower defenses, this finding suggests that lowered defensiveness may
contribute to a more positive outcome for clients. As with other claims of AT however, this
premise is purely speculative in nature.
As with
dysfunctional behaviors, it is thought in AT theory that when a client’s
defenses do inevitably become activated, the therapist and the client may be
provided with tangible examples through the activities and the interpersonal
interactions around the activities of the ways in which defenses operate in a
client’s life. In addition, the
unfamiliar and novel AT setting may then provide a situation that is less
threatening for some clients to experiment with new and less defensive
behavioral and relational patterns.
While such
opportunities are available in traditional settings based on interactions with
the therapist or other group members, the examples and outcomes of behaviors
and defenses may be more concrete for the client in the AT setting,
particularly for those with a low level of insight capability. In this sense the activities can be perhaps
again be best conceptualized as the catalyst for such defensive reactions with
the therapist and the group providing the medium for the activation, the
recognition, and the processing of such defenses. Viewed in this way, AT
parallels many of the principles of interpersonally-oriented individual and
group psychotherapy. Given this
relationship, it is possible that AT may provide an alternative and potentially
less threatening medium for the achievement of similar goals as group
psychotherapy which may work better for some clients. As with all of these theoretical
postulations, however, this is purely suppositional as there are no data to
provide support for this contention.
Finally,
while it could be argued that the atmosphere of a traditional therapy session
may be completely alien to one unfamiliar with the process, this unfamiliarity
is realistically based on the relationship between the therapist and the client
as opposed to the actual office setting.
AT settings, in contrast, are typically unfamiliar physically as
well. It is thought that these multiple
levels of unfamiliarity add an additional level of novelty to the AT experience beyond that found in the
standard therapy room. In addition, the
AT setting often changes, either literally or through the choice of activities,
and therefore is felt to remain somewhat more novel throughout the process than
traditional psychotherapy.
The Relationship between
perceived risk and environmental
unfamiliarity
Herbert
(1996) discusses how the unfamiliarity of the environment and the high level of
perceived risk interact and how this combination is presumed to affect the
client. He refers to this interaction as “challenge/stress”, and reviews how it
is believed by AT proponents that the dissonance created by the unfamiliar
environment, in combination with a high level of perceived risk, results in an
increased intensity of the activation of interpersonal and intrapersonal
processes. Herbert goes on to discuss this interaction and subsequent
activation as a potential change mechanism, noting that “Stressful experiences
that are likely to occur throughout an adventure based program serve as impetus
for individual change” (p.5). Gass
(1993) also discusses this phenomena, referring to this type of stress as
positive stress, or “eustress”
It is this
belief in client dissonance and the associated intensive activation of intra-
and interpersonal processes, the unbalancing based on the lack of familiar
“templates”, the opportunity for new behavioral choices, the reinforcement
provided by the activities, and the associated processing that moves AT most
completely away from outdoor adventure programs and into the realm of therapy.
Again it should be noted that while the form this unbalancing takes may be seen
differently based on theoretical orientation, this may found in any type of
therapeutic setting.
Nevertheless,
it is thought in the AT literature that clients who make new behavioral choices
in order to complete a novel challenge they had interpreted as carrying a high
level of risk, particularly one they had previously thought themselves
incapable of, are thought to see themselves differently with the ultimate goal
being the recognition of their own self-imposed limitations. Through seeing themselves differently,
clients gain in self- esteem, and such gains which have been linked to
decreases in anxiety and depression (Gilbert, 1992). Relatedly, Priest (1993) has suggested that
participants will be able to influence their probability of success in an
adventure experience if they have realistic perceptions of risk involved in the
choices they make, as well as a realistic sense of their own competence. In
addition, on the intrapersonal level the client is presented with concrete
examples of whether their typically negative self-evaluations and
self-expectations triggered through the interaction of perceived risk and
environmental unfamiliarity have been proven or disproven.
Challenge by Choice
Related to
the discussion of perceived risk is the recognition that clients are given the
option of “challenge by choice”. This
allows for a client to choose not to participate in an activity with which they
are not personally comfortable. It is
important to recognize that the choice to not participate in an activity is not
necessarily negative and may have as many therapeutic implications as
participation (i.e., choosing not to participate is still a choice). Such an
instance may potentially reflect positive steps toward clients asserting their
personal boundaries by recognizing and acting on personal discomfort, a
potentially important issue for many clients.
In such a situation, the therapist should make every effort to include
the client in some way, such as spotting or observing. According to Royce
(1987), “The key to growth in any situation is that the participants should
choose to confront their fear rather than being forced to engage in fearful
activities. This allows for the individual
to take control of their life instead of being other-directed.” (p.28).
As one can
perhaps infer from the above statement, “challenge by choice” is thought to be
based not only on the recognition of risk involved in activities and related
boundary issues, but also to an extent on the construct of learned helplessness
(Seligman, 1975). Groff and Datillo
(1998) discuss learned helplessness theory as it relates to AT, noting that
past experiences leading to attributions which result in feelings of helplessness
can generalize to other areas of a persons life, potentially resulting in a
decreased motivation to engage in activities of which he or she is unsure of
the outcome. As learned helplessness has
also been espoused as a causal element in depression, this may be an important
link to explore regarding AT’s potential for therapeutic change.
It is
believed that “challenge by choice” can help lead to the recognition of the
power of individual choice that can perhaps begin mitigating learned
helplessness (Groff & Dattilo, 1998), thus contributing to the development
of a greater sense of control for the client and more realistic cognitive
attributions for events. Should such a
decrease in learned helplessness occur, it may contribute to decreases in
depression levels for some clients.
While there is no evidence based on AT to support such a statement, if
this proposed phenomena were to occur it seems the theory would predict that
through increased recognition of alternative choices (e.g., choosing
non-participation) in combination with alterations in attribution styles that
may be developed through the processing of such choices, clients may develop an
increased sense that their level of personal control can be related to
external, specific and unstable causes, as opposed to internal, global and stable
causes associated with feelings of lack of control (Comer, 1998).
Schoel et
al. (1988) share this example to illustrate the power of challenge by
choice:
“A short-term patient [from
the Institute of Pennsylvania Hospital], a lawyer, was very depressed, denying
his problems, not involved in anything, complaining of a bad back, etc.,
reluctant to do anything. He eventually
tried some of the activities, and on the last day got up on a high element
[ropes course] and completed it.
According to the therapist, “he felt he never would have attempted the
Incline Log at all if we had pushed him.
The important thing is that we gave him the decision-making power.” (p.
132).
Provision of Concrete Consequences
An
additional descriptor of the AT approach is that the activities provide an
opportunity for positive and negative concrete consequences of a client’s
behavior to be readily apparent. Beyond
those aspects mentioned previously, another important aspect of this
characteristic is that individual actions have consequences for both the group
as a whole and the individual in relation to the group. A client who is unable to, or chooses not to,
work successfully with the group is impacting the entire groups functioning. Therefore, he or she may find his or her
place within the group altered, may miss out on the group accomplishment, or
even more concretely may have a wet sleeping bag due to not setting up a tent
correctly. Conversely, clients also
experience the impact of positive behavior as well within the group. Such consequences at the group level may provide an opportunity for important
developmental learning for individual clients.
As a
hypothetical example, at the start of a week-long expedition, the group leader
tells participants to pack rain gear on the top of the pack. The group leader is aware that there is
potential for a rain storm during the course of the day and hopes to help the
participants learn better packing skills.
“Jeff “ refuses to listen and acts in defiance of the leader, packing
all of his rain gear on the bottom of the pack.
Later in the pouring rain, Jeff is forced to remove all of the other
items from his pack in order to reach his rain gear. The other gear, and Jeff himself, becomes
soaked in the process. This gear
included some of the dry food that was planned for the group’s meal that
evening. Justifiably, group members
become angry with Jeff and he becomes temporarily ostracized, leading to
conflict in the group and consequences for Jeff as a group member. The rainstorm also provided a natural
individual consequence to Jeff for not heeding the advice of the group leader.
Goal Setting
Goal
setting in AT involves identifying for each client the objectives of program
participation, with the ultimate goal being to tie the intervention to specific
psychological outcomes for clients. Such
goals are not related to the activities, rather, as with any psychotherapeutic
treatment, goals are focused on specific problem areas for individual
clients. As with any therapeutic intervention,
these goals are developed after consultation with the client and/or the
referral source and must be held in the therapist’s awareness throughout the
scope of the intervention. In addition,
group goals are also established and often a “full value contract” is decided
upon, specifying the parameters of acceptable behavior within the group. This type of contracting maintains that all
participants work together as a group to achieve both individual and group
goals, adhere to necessary safety guidelines, and give and receive feedback
when appropriate (Schoel et al., 1988).
These guidelines are also set to promote physical and psychological
safety for all participants.
Trust Building
As in any
therapeutic process, trust building is a crucial characteristic of AT. Clients must learn not only to trust their
therapist, but also to trust and depend on other members of the group, allowing
for the closer examination of interpersonal processes related to trust as an
ongoing therapeutic issue. This is again
not unique to AT but rather mirrors the theory of interpersonally oriented
group psychotherapy, and most specifically relates to the stages of therapeutic
group development (Yalom, 1995).
The process
of building trust is accomplished through the aforementioned sequencing of
activities involving an increasing level of cooperation and group interaction.
Most adventure-based therapy begins this gradual trust building process by
learning basic level information about each participant, allowing for the trust
building process to begin in a way that may feel more natural for clients than
does traditional group psychotherapy. As
the activities progress, a higher level of self-disclosure is required and
participants share deeper level experiences and emotions. As previously
mentioned in the discussion of defenses, the activity focus of the group may
allow an alternate medium for individuals to gradually share parts of
themselves without the fear of being ridiculed or laughed at (Rohnke,
1995). Thereby it is speculated that the
activities could provide a vehicle for emotional sharing and closeness for
those to whom the more direct approach found in traditional psychotherapy may
be overly threatening.
Physical
trust is also incorporated and is conceptualized as a gateway to interpersonal
trust (Schoel et al., 1988), with the assumption being that as clients
increasingly entrust other group members with their physical safety, they will
gradually begin to entrust the group with their emotional safety as well. As overall trust increases, the group becomes
more autonomous and self-reliant, as well as more willing to openly
communicate. As with a traditional
therapy group, it is felt that when the group reaches this level of autonomy
that it is the most powerful vehicle for lasting change (Yalom, 1995).
Enjoyment
Enjoyment
is also a component thought to be inherent in AT, and this is one aspect of AT
that may be fairly unique. Simply put,
it is felt by supporters of AT that people are more invested in their treatment
when it has positive reinforcement, and allowing for parts of therapy simply to
be fun may be one way to provide an opportunity for such reinforcement. An
increased level of enjoyment may also help in increasing attention levels and
is believed potentially to take some of the seriousness out of aversive
topics. As opposed to treating such
topics lightly, this may be a positive step in that it might reduce a client’s
reluctance to discuss such areas and allow for the discussion of such topics to
be initiated more indirectly, leading ultimately to more open discussion of
such often avoided topics. This can be
seen in some ways as similar to systematic desensitization, where aversive
stimuli are paired with relaxation in order to decrease anxiety levels (i.e.,
relaxation during imaginal phobic exposure facilitates emotional processing and
thus the extinction rate of the phobic response). While this statement is lacking empirical
support, in AT this type of enjoyable interaction may function similarly as does
relaxation in facilitating therapeutic change.
To create
such an atmosphere, many activities in the early phases of an adventure-based
intervention are designed for the sole purpose of increasing group cohesion
through sharing laughter. These
activities break the ice and are thought to move the group more quickly and
efficiently into the “working phases” of a group’s development. Golins (1978) also suggests that the gamelike
atmosphere of such initiatives allows for people to let down their defenses and
be more willing to participate and reveal themselves. In addition, one can speculate that clients
who may process experience in a less verbally oriented manner may participate
more fully in this type of intervention.
If this were the case, it would perhaps allow for greater growth among
those clients for whom traditionally psychotherapy feels too threatening or
invasive. Again, however, this statement
is purely conjecture, as there are no studies examining this hypothesized
phenomena.
Peak Experience
The
final characteristic of adventure-based therapy is peak experience. Herbert states that “the purpose of the peak
experience is to provide an opportunity to practice all of the learning that
has occurred and apply it to this one intensive challenge.” (1996, p.6). These
experiences can consist of an actual “peak ascent” or similar wilderness
experience, or can take the form of a group activity utilizing a high degree of
cooperation and trust. In both types of
experiences, clients experience the challenge as more intense and complex, and
these types of experiences are often used as the culmination of the group
experience, giving the clients an opportunity to practice what they have
learned. Of all of the above
characteristics, this is the one which may vary the most based in which type of
programming format is utilized.
While
possibly being unique to the actual therapy setting, this search for a peak
experience is clearly not unique theoretically to AT. As mentioned above, the emphasis on peak experience
as a part of self-actualization is a crucial underlying assumption of
humanistic theory (Csikszentmihalyi, 1990; Maslow, 1971). Maslow discuses the power for growth
embedded in such peak experiences at length, noting that “in a fair number of
peak experiences, there ensues what I have called the “cognition of being” (p.
173) , noting that this refers to “a technology of happiness” and the avenue to
“pure joy” (p. 174).
Again it
can be seen throughout this discussion of the characteristics of AT that while
AT follows parallel therapeutic principles other forms of treatment, it is
clear that the belief in the power of the activities themselves and the context
in which they take place is what primarily differentiates the approach.
Illustrative Example
To
illustrate, Jane is a hypothetical 32 year-old woman who typically blames
others for her problems and often uses threats to get her way. Jane has come to therapy because she “has
trouble in relationships” and her ultimate goal in therapy is to both
understand and change this problem.
Imagine Jane, 30-feet up in the air on a high ropes course element. Her heart is pumping, her fears and anxieties
are increasing, and she is beginning to become frustrated because she believes
that she cannot proceed. It is likely
that if Jane approaches the situation in her “standard way”, by yelling at
others and blaming them for her inability to complete the task, she will remain
where she is and only become more entrenched in her spiraling negativity. This behavior will inevitably alienate
members of the group, making it unlikely that they will come to her aid and
support her in succeeding.
The level
of risk which Jane perceives in the situation has led to an experience of
disequlibrium, or feeling unbalanced, leading to Jane’s reenactment of
previously dysfunctional interpersonal patterns. In this instance, with no
further therapeutic intervention, Jane remains stuck on the ropes course and
there is tangible evidence of the consequences for her continued maintenance of
old ways of behaving. Should she manage
to simply get down off the course, she may have learned something but it is
unlikely that the learning will provide lasting characterological change. In fact, an equally likely scenario is that
the intervention may be harmful for Jane by reinforcing her negative
self-conceptions.
However, if
the therapist processes this experience with Jane and the group in a way that
helps her to recognize her dysfunctional ways of behaving, as well as assisting
her to achieve some level of control and an increased willingness to work with
others, she is much more likely to complete the activity successfully. This
processing may take place later in individual sessions as well. On the group level, other members also
provide Jane feedback as to the consequences of her actions, also both while
such actions are occurring and after they are completed.
Should Jane
succeed, such a success will ideally reinforce for Jane the new and more
positive ways of behaving, as well as illustrate for her the negative aspects
of behaving in her old patterns. If the
therapist the therapist were to expand this processing to an exploration of
where these dysfunctional patterns originated (using a psychodynamic
orientation), Jane could potentially gain insight into these origins and
perhaps begin establishing more functional ways of relating to both herself and
to others on a level beyond that provided by the activity alone. Should the therapist continue his or her
relationship with Jane upon her completion of the AT intervention, such
concrete examples provided by the activities could perhaps be referred to as
points of reference by both Jane and the therapist. In such an instance, the process of change beginning for Jane during the course of her
AT treatment component could potentially be continued and deepened through this
ongoing relationship.
What can be
seen here is a direct parallel to traditional psychotherapy, with the activity
itself simply providing both the catalyst and a concrete external
representation of pre-existing issues for Jane.
Jane’s behavior can be explored, as well as her cognitions, affect, and
interpersonal functioning. Repetitions
of the activity or participation in new activities can give Jane an opportunity
to practice different ways of behaving, thinking, feeling relating, again with
tangible and easily seen results. . Over time, the illustrations provided by
the activity can be referenced by both Jane and her therapist. Ideally, a skilled therapist builds upon
this learning process, allowing for the activities themselves and the
processing associated with them become an inextricably linked and circular
process. This type of model can be used
in any of the aforementioned settings when the actives are processed in a
therapeutic manner.
Facilitation in Adventure-Based
Therapy
Facilitation
found in AT programs specific to the activities themselves (i.e., aside from
the group and individual psychotherapy which occurs separately), takes a
somewhat unique form. As an aside, the
reader is again reminded that the individual and group psychotherapy that
occurs can also be conducted using therapeutic approaches associated with any
orientation.
Gass (1995)
notes that there are six different styles of facilitation for adventure-based
activities, each of which results in differing levels of emotional processing
for clients. As with much of the
theoretical base of AT, there is no empirical evidence supporting any
advantages or disadvantages associated with any of these styles. The above example will be utilized to
illustrate each of the forms.
Gass (1995)
notes that the first three styles which will be discussed are primarily
characteristic of adventure/outdoor education programs, while the following
three are more commonly found in adventure-based therapy programs. In line with this contention, critical
readers are likely to see limited therapeutic benefit in the first three
styles, but it is important to note that they do in fact exist in some AT
programs and therefore must be included in this discussion of facilitation.
Gass (1995) believes there to be significant
differences between these first three styles and the following three
facilitation styles, stating that the latter styles employ proactive techniques
enabling the facilitator to “enhance a client’s adventure experience and its
future applications” (p. 2). In
addition, he notes that these latter styles have in common a focus on behavior
change, and the belief that the experience itself and the processing of the
experience is more effective at facilitating change than are analogies created
after the experience (i.e., debriefing).
Facilitation Styles in Basic Outdoor Programs
Letting the experience speak for
itself
The first
style is “letting the experience speak for itself”. This approach characterizes many adventure
programs where the goal of the facilitators is to provide a well-run and
meaningful wilderness experience for the participant. Personal insights and understandings are left
to the client to recognize individually, and it appears as though the belief is
that the inherent value in any AT experience is so powerful that such value
will be clear to all participants. The
premise is that clients will “learn by doing” and that well-designed and
well-sequenced activities will “lead clients to their own insights” (Gass,
1995, p. 2). Gass notes that with this
type of facilitation, clients may have a positive experience and increase their
skill base, but are less likely to learn about themselves or the way in which
they interact with others. Referring to
the example of Jane, a therapist utilizing this type of facilitation would have
let Jane work through the experience with no further processing, assuming that
necessary learning will naturally occur.
This type of facilitation seems to suggest an increased potential for
emotional harm to the client. In
addition, it clearly overlooks any therapeutic benefit associated with
processing. Therefore, it seems as
though this type of facilitation would be of limited therapeutic benefit.
Speaking for the experience
In the
second style “speaking for the experience”, the facilitator aids the client in
interpretation of the experience.
Examples of this may include informing the client of what they may have
learned and how they can apply this to their future. Gass (1995) notes, however, that he believes
that telling clients what they have learned may be “disempowering, hamper
future opportunities for growth, and alienate the facilitator from the
clients.” (p. 3). In this instance, the therapist would have pointed out to
Jane her dysfunctional ways of behaving and told her directly what the
implications of such behavior may be.
Debriefing the experience
Attempts to
resolve such issues have led to the third style of facilitation, “debriefing
the experience”. Gass (1995) discusses
how “ownership” of personal issues can lead clients to personalizing and
following through on changes they may have recognized a need for, and this
method is an attempt to build on this principle. With this style of
facilitation, clients are asked to actively reflect on their experience, openly
discussing the learning that may have occurred for them. This process is assisted by facilitators who
design questions to help clients through this process, and has been referred to in the AT literature as the
“Outward Bound Plus” model (Bacon, 1988).
Should Jane have been working with a therapist utilizing this
facilitation style, she would have been asked a series of question’s designed
to highlight specific issues and situations that Jane encountered during the
activity.
Facilitation in Adventure-Based Therapy Programs
Directly frontloading the
experience
Moving into
the more therapeutic facilitation approaches, the fourth approach, “directly
frontloading the experience” is based on the belief of some practitioners that
there may be some benefit in directing the client prior to beginning an
activity. The emphasis is on additional
debriefing (processing/discussion) prior to the experience, a debriefing in
which the facilitator typically highlights key areas. Gass (1995) lists five topics which the
facilitator may address at this point:
1) Revisiting the last activity,
objectives of the activity, 3)
motivation for the activity, 4) function of specific behaviors they relate to
success, and 5) dysfunctional behaviors that may hinder success. Through this extra debriefing, the facilitator
directs clients towards specific objectives that are based in the facilitators
assessment of the group’s needs, helping to create a cognitive set for clients
to approach the activity with in order to facilitate further change.
With
this style of facilitation, Jane would have been told about the activity in
advance, been given information on what to expect, and discussed actions that
may best lead to success. The therapist
may also have connected the ropes course activity she was to be involved to
prior activities Jane had engaged in during the course of her treatment.
Framing the experience
Gass (1995)
believes the fifth approach, “Framing the experience”, to be relatively
uncommon. He describes this approach as
“framing experiences isomorphically”, defining isomorphs as “parallel
structures proactively introduced by the facilitator so clients can make
relevant metaphoric connections to the activity. When these connections are motivating and
relevant to the client, the transfer of learning [to the clients daily life] is
enhanced.” (p. 4). When utilizing this
style, prior to the activity the therapist frames the experience in a way that
serves as a mirror image to the client’s daily life, making connections between
the activity and the client’s present-life experiences. Therefore, the post-activity debriefing serves
primarily as a reinforcer as opposed to the vehicle for change. During this segment of debriefing, clients
discuss within the group the connections that they recognized to their daily
life. This type of processing introduces
the use of metaphor, referred to early in this discourse as the primary means
to connect AT activities to a client’s “real-life”, and is thought to be most
effective when specific changes are sought (Gass, 1995).
A therapist
utilizing this type of style may have linked the challenge of the ropes course
to other personal and psychological challenges Jane faces, allowing for greater
relevance and learning associated with the connection to Jane’s life outside of
treatment.
Indirectly frontloading the
experience
The rarest
of the facilitation’s styles discussed by Gass (1995) is “indirectly
frontloading the experience”. This type
of facilitation involves an indirect approach to frontloading and may be most
useful when facilitators are working with clients who continually re-experience
and struggle with difficult issues.
Although Gass’ description of this type of style is somewhat unclear and
ambiguous, it appears that what may occur with such a facilitation style is the
deliberate creation of situations through the activities to highlight specific
areas of dysfunction.
In Jane’s
case, the therapist may have first provided a metaphor for Jane linking the
activity to her real life, but also used the activity to specifically create a
situation for Jane is which she may find her areas of difficulty (i.e.,
interpersonal relationships), expressly highlighted.
As has been
made clear at this point in the discussion, there are many similarities between
AT and other types of therapy. The
similarities mentioned include the development of skills, an emphasis on coping
and behavior regulation, a recognition of defenses, an emphasis on
actualization through peak experience and self-awareness, the recognition of
self-imposed limitations, realistic evaluations of negative self-conceptions,
potential cognitive restructuring through changes in attributions, an emphasis
on behavior change and the use of concrete consequences and reinforcement, and
possible activation of internalized object representations. In addition, the theoretical basis for AT
appears to have in fact borrowed heavily from other psychological
traditions. While recognizing that the
activity focus potentially differentiates AT from psychodynamic, cognitive or
cognitive-behavioral, and humanistic, it has been noted in this discussion that the clear differentiating
features on the theoretical level appear to be less apparent. The following section will focus further on
delineating these similarities in order to begin exploring the mechanism of
change that may exist in AT.
Change in Adventure-Based
Therapy: The Relationship with
Traditional Therapeutic Orientations
Proposed Commonalties
Within
the above discussion of the characteristics of AT can be seen elements of
well-established psychological theories.
To date, however, there have been no attempts to articulate the change
mechanisms of AT in the language of psychological theory. The discussion now
turns to connections between AT and object relations, cognitive, humanistic,
and behavioral theories. In addition,
the power for change which could be associated with the unique therapeutic
relationship found in AT is explored.
The reader is asked to recognize the acknowledgment that empirical
research is clearly necessary in order to validate and further expand any of
these ideas. As such, it is known that
these comparisons are only speculative and thus they are fairly basic at the
present time.
Object relations theory
There are
important parallels between AT and object relations. First, both modalities seek to modify
clients’ internal representations, with object relations targeting “introjects”
and AT striving for a new “template” of behavior. Second, both argue that in “unbalancing”
clients, there is an important opportunity for change. Third, both frameworks allow for a corrective
emotional experience within the context of the therapeutic relationship.
Fourth, both provide the opportunity for “practicing” new modes of relating,
with object relations heavily utilizing the context of therapeutic relationship
itself and AT utilizing the challenges, whose interpersonal and behavioral
contexts extend beyond the therapeutic relationship.
This is
obviously not a simplistic process. To expand on this formulation, AT
proponents claim that with no familiar template to draw from clients will have
to create new ways of behaving. This
may, however, be an oversimplification.
While indeed clients may ultimately try new behaviors when their old
behaviors result in negative consequences, object relations theory would
predict an intermediate step in that involvement in a stressful physical and
interpersonal situation, without a familiar template to draw from, would be
more likely to lead clients to draw from their more primitive and potentially
most maladaptive internalized representations.
Therefore, the use of the activities may in actuality result first in
movement by clients towards their most well-defended and/or dysfunctional
states. The resulting behavioral and emotional manifestations of this would
potentially be different depending on the form of an individual’s internal
representations. Object relations theory
then postulates that what is necessary for therapeutic change is corrective
emotional experience.
To take the
AT model an additional step, it may be however that through the combination of
activities involving therapeutic goals, challenge and success, group-level
processing, interpersonal interactions with both the group and the therapist,
and skillful and sensitive therapeutic processing before, during, and after the
activities, the client is being provided with increased opportunities for
relating to others. These increased
opportunities may in actuality lead to opportunities for corrective emotional
experience on multiple phenomenological levels.
Such opportunities could therefore potentially result in the creation of
new internal representations.
It is also
possible that the combination of behavior, cognition, and affect associated
with participation in the activities could more fully engage the client in this
therapeutic process, potentially resulting in any corrective emotional
experience becoming more anchored for the client through the activation of
multiple processes concurrently. The
ongoing activities and related therapeutic processing may then provide an opportunity
to reinforce the corrective emotional experience over a more continuous period
of time, thereby providing a similar opportunity for such change as is
theorized to occur as in object relations based therapy.
As opposed to the well-articulated change
mechanisms that can be found in object relations however, the definitive
mechanism of change found in AT is less clear.
While object relations theory may echo the AT belief that “unbalancing”
is important for growth of the client, object relations discusses explicitly
the power of the therapeutic relationship as the change agent. While in object relations based therapy, this
relationship provides both the “unbalancer” and the new template for
interpersonal behavior and relationships, the existing AT literature does not
clearly delineate the change process beyond discussing the power of new
learning associated with both the activities and the group process. Indeed, from the perspective of object
relations theory it could be argued that the process of replacing such
“templates”, or internalized representations, is one that must take place over
an extended period of time and involve extensive processing of such
representations with a therapist in order to provide the client with a
corrective emotional experience and lasting therapeutic change.
While this
may well be a valid criticism of the AT approach, one is urged to consider the
power of combining the two approaches during the AT intervention. As noted, one can speculate that AT
activities, both with their unfamiliarity and interpersonal group dynamic, may
activate dysfunctional relational patterns towards the self and others based on
maladaptive internal representations.
Interestingly, however, if in fact AT does activate object-level
representations, combining AT with an object relations based processing model
which focuses on the relational aspects of the intervention (activities), as
well as on the processing of the internalized objects associated with such
relational patterns, could potentially provide a way to facilitate lasting
change through AT. Such a model could
also help facilitate understanding of the
mechanism of change which may underlie AT.
To add an
additional perspective to this proposed model, if it is possible that the
activities do in fact activate dysfunctional relational patterns (a goal of
object relations), then, as aforementioned, tangible evidence of these
dysfunctional ways of behaving can be derived from the activities. Object relations based therapists would
argue, however, that this evidence is available already through the analysis of
the therapeutic relationship. However,
what may be lacking in an analysis of the traditional therapeutic relationship
is the opportunity to practice in a therapeutic setting new ways of behaving in
interpersonal and behavioral contexts that extend beyond this
relationship. It also may be difficult
in object relations based therapy, especially for more concrete clients, for
them to see the evidence of their own growth and change in this context.
AT may
provide such an opportunity for more comprehensive practice, with the
additional benefits of tangible consequences, group level feedback, and the
opportunity for personal success and triumph.
Therefore, the combination of the two approaches may combine the best of
both, potentially allowing the client an experience that reaches beyond any
confines of either one. Again, the
reader is cautioned to view this as speculative in that there is no data
available to support such a contention.
At the present time this is the first attempt to make such a connection.
One still
logically questions however: is this AT experience enough to facilitate a shift
in maladaptive internal representations, or is it necessary to supplement any
proposed treatment gains with ongoing psychotherapy upon completion of the
treatment? Simply put, is the AT
experience enough to provide lasting change? One challenge among the many which
remain as yet unmet in the AT literature is whether it is necessary to further
extend and deepen the therapeutic process upon completion of the treatment to
facilitate any such change process which may occur in AT.
One
proposition is to combine AT with ongoing follow-up therapy, object relations
based, that could work in conjunction with the potential gains associated with
the AT intervention in order to more fully process and internalize any new
representations of self and others that may have begun during the AT. Such ongoing treatment could potentially
provide a more complete basis for deep level therapeutic change, possibly
resulting in greater treatment efficacy and efficiency for both treatment
approaches with some types of clients.
Empirical investigation, however, is necessary to explore such a possibility.
Cognitive therapy
AT also
shares similarities with cognitive therapy.
First, both are concerned with examining distorted beliefs and
attempting to replace such beliefs with different, more empirically-rooted
views and assumptions . In this sense,
“cognitive restructuring” takes place in both modalities. Second, AT provides an opportunity for
practicing new ways of thinking and behaving, in line with this pattern of
cognitive restructuring. Third, by
targeting self concepts, AT moves into the realm of Bandura’s (1977)
“self-efficacy” theory, which argues that the internal and external information
individuals receive about their abilities determines the level to which they
will feel efficacious. This cognitive
conceptualization is also related to the previously mentioned construct of
learned helplessness, and therefore potentially to decreases in anxiety and
depression.
Clearly,
there may be potential for AT activities to activate distorted beliefs and the
cognitions associated with them. One can
also perhaps conceptualize the goals of AT as changing the automatic thought of
“I can’t” to “I can” (Blanchard, 1992).
By examining a client’s cognitive responses to the activities and the
emotions associated with such cognitions there may be a perfect opportunity to
integrate principles of cognitive restructuring by linking this process to a
concrete and immediate example as it occurs. In addition, AT activities could
also provide an opportunity for the practice of new ways of thinking and
behaving, also in line with cognitive principles.
In this
sense an activity may provide a perfect example of an activating event, an
associated belief, and a consequence for some clients (cognitive ABCs). Through
processing the AT experience in this fashion, the therapist may be provided
with a unique opportunity to immediately examine cognitive distortions, a
therapeutic approach found to be effective in reducing depression (Gilbert,
1992) As has been mentioned, in this
type of instance the activity can perhaps be best thought of as the catalyst to
begin such a discussion which can then be grounded in concrete experience. It must be noted that this statement is in no
way meant to imply that such opportunities are not presented in “traditional”
cognitive or cognitive-behavioral therapy situations, rather this is simply
being put forth to illustrate a commonality, one which might also underlie any
change mechanisms in AT. As above, this
model is presented as a possibility as there is no supportive evidence for such
a statement.
In
addition, the activities provide an immediate opportunity for success and this
success could also be processed cognitively as well. Such successes can perhaps also be viewed
through the lens of Bandura’s (1977) theory of self-efficacy. Bandura notes that the internal and external
information one gains that is linked to actual evidence regarding one’s
abilities and skills is the most influential in determining feelings of
self-efficacy. Therefore, success
associated with concrete AT activities may led to a greater sense of
self-efficacy for clients.
To continue
on this speculative path, perhaps linking both object relations theory and
cognitive theory to AT could provide an expanded semantic framework for
discussing any change mechanisms in AT.
Unfortunately however, these are novel ideas that remain unexamined in
the AT literature, and ideas currently lacking the support of any empirical
evidence. As such, models such as these
remain simply potentially interesting and undeveloped theoretical
formulations.
Humanistic theory
In
addition, elements of humanistic theory are embedded in AT. As noted, the humanistic construct of peak
experience (Csikszentmihalyi, 1990; Maslow, 1971) is a characteristic of
AT. Second, both modalities target
overall self awareness. Third, both
frameworks are concerned with awareness of available choices, including a need
for realistic appraisal of challenge versus threat. Fourth, AT’s emphasis on
therapist integrity, one of its stated ethical principles, parallels the
humanistic emphasis on therapist authenticity (Raskin & Rogers, 1989).
Fifth, both inherently involve “presence” in experiencing (May, 1969), with a
focus towards a more free type of conscious experiencing (Raskin & Rogers,
1989). Finally, AT’s overarching context
of encouraging individuals to become aware of previously unrealized potential
and self-imposed limitations can be seen as the very process of self
actualization.
While AT’s
emphasis on self-awareness, recognition of available choices, realistic
appraisals of challenge vs. threat, and peak experience have been previously
noted as paralleling to the humanistic tradition, there are two additional
areas meriting further discussion that are congruent with this tradition found
in AT: therapist integrity and an
emphasis on being fully present in the moment or “experiencing” (Raskin &
Rogers, 1989, p. 157).
The
emphasis in AT on therapist integrity is actually one the stated ethical
principle for AT (such principles are further discussed in a later section of
this paper). To highlight, as part of
the AT ethical principle of integrity it is stated that “Professionals strive
to be aware of their own belief system, values, needs, and limitations, and the effect of these on their work and
their clients.” (Gass, 1993, p. 453).
This can be seen to parallel the emphasis in humanistic psychotherapy on
therapist authenticity (Raskin & Rogers, 1989).
The stated
emphasis on “experiencing” can be found through the activity focus of the
intervention. It can be hypothesized
that there is potential in AT for helping clients to achieve a more fully
present form of consciousness, as active participation in AT activities may
lead to a greater awareness of being present in the moment. By focusing on participation, a client may be
able to partially move away from internally focused negative self- evaluations
that separate a person from present focused experience, ultimately leading to
participation in such activities that is freer and more complete. The focus on the activities as opposed to
self-conceptions may allow for the client to practice immediacy without such
practice being the stated focus, perhaps paradoxically removing the “need” for
such an internal focus on evaluation.
In
addition, the activities may allow for the client to experience interpersonal
relationships without such relating being the focus of the interaction. This may also allow for the client to
“practice” immediacy with less of an activation of their defensive processes.
Again paradoxically, they may therefore eventually achieve the goal of
immediacy without conscious awareness.
Of course, it is recognized that skillful processing would necessarily
be a component in such a movement as conversely, participating in activities
could also further activate such negative evaluations, effectively removing a
persons further from conscious experience.
Simplistically
put, by participating in activities the client may spontaneously be more
immediate, more present, and be “experiencing” more without being aware of the
fact. This can perhaps be thought of as the ultimate goal of immediacy. It may
be then possible that through processing, this more immediate self-awareness
could facilitate greater awareness of formerly denied aspects of the self,
helping to facilitate what Raskin and Rogers note as a “shifting away from a rigid
mode of experiencing self and world to a mode characterized by openness and
flexibility.” (1989, p. 157). Through continued processing, such an increase in
self-awareness could perhaps become a more central part of a client’s
existence. This movement towards such a
more free type of conscious experiencing is an important general focus of
humanism (Raskin & Rogers, 1989).
Behavior therapy
Finally, AT
also utilizes tenets of behavioral therapy, specifically principles of in vivo exposure, social learning theory,
operant conditioning, and classical conditioning.
Royce
(1987) notes that “The key to growth in any situation is that the participants
should choose to confront their fear” (p. 10). Herbert also discussed the
confrontation of fear, stating that “Adventure-based work recognizes that it is
the effort to overcome obstacles and, in effect, overcoming one’s own fears
that is critical.” (1996, p. 5). These
statements reflect the essence of the behavioral method of “in vivo exposure,”
in which clients extinguish phobic reactions by gradual, repeated contact with
aversive stimuli. However, as an aside, it is also of note that a clinically
oriented reader can also see the possibility for potentially damaging flooding
to occur
The activities in AT provide an opportunity
for altering behavior patterns via the interaction of external events,
reinforcement, and cognitive mediation that Bandura (1977) has articulated in
his model of social learning theory. To
expand on this, the activities themselves could provide the external event and
the reinforcement, while the processing can potentially alter the cognitive
processes. Therefore, an alternative
behavioral explanation for any change that may occur in AT could be related to
the provision of reinforcement and the potential for perceptual alterations of
experience based on a shift in cognition (CBT).
In addition, the activities also provide an opportunity for unique
modeling to occur.
In addition
the basic emphasis in AT on concrete consequences and reinforcement is clearly
in line with principles of operant conditioning. In addition, the importance in AT of having
enjoyment associated with the activities can be seen in some ways as parallel
to systematic desensitization, and thus classical conditioning.
Again
however, it must be noted that as this is the first articulated relationships
between AT and behavior therapy, or in fact any of these models, there is no
empirical evidence available to substantiate any such theoretical statements.
The therapeutic relationship
To finalize
the discussion of similarities between AT and other therapeutic orientations,
as well as the change mechanisms that may be operating in AT, it would be
remiss to not initiate a discussion of the therapeutic relationship and it’s potential
for change in AT. Given that the
strongest predictor of outcome in psychotherapy research has been shown to be
the therapeutic relationship (Orlinsky, Grawe, & Parks, 1994), it is
worthwhile to consider the implications of the extended and intensive
relationship that is found uniquely in the AT experience, particularly in
wilderness programs that last for at least one week and beyond where the
clients and the therapist/s live together in the wilderness. Specifically, it is interesting to consider
the potential effects for the client of continuous involvement with the
therapist, as well as the group, that lasts for an extended period of time on a
round-the clock basis.
It can be
speculated that for some clients this may be immensely threatening. For such clients this may result in their
being unable to form positive relationships as their defensive reactions may
become intensely activated and further entrenched, essentially making it
impossible for them to engage in therapy.
However, it may be that just the opposite is true- that such intensive
relationships developed on an ongoing basis with no opportunity for withdrawal
may in fact facilitate the creation of more positive internal representations
based on this all encompassing level of relationship.
Consider
the fact that if client and therapist are together for twenty-one days on a
twenty-four hour basis, this translates into 504 hours of therapeutic contact,
an approximate time equivalent of ten years of weekly psychotherapy. Even
excluding the hours spent sleeping, that still is roughly 330 hours of contact,
an equivalent of approximately six and one-half years of weekly psychotherapy.
Realistically however, while it could perhaps be argued that sleeping is not
relevant contact, the reverse could also be argued- that learning to sleep in
close proximity and waking up together is in fact quite relevant.
Regardless,
obviously a 21-day experience with no follow-up is not the equivalent of 6 or
10 years of weekly psychotherapy. Such a
comparison of the numbers is provided merely to illustrate the potential
potency of this amount of time between therapist and client spent
continuously. Given this however, it is
possible that the opportunity for the development of therapeutic relationships
in the different, more time intensive, and more multidimensional way provided
by the AT experience may facilitate growth in clients based in this relational
bond. It also possible that there may be
an effect based on this twenty-four hour contact that is inaccessible in
traditional forms of psychotherapy. Of
course, one cannot overlook the fact that the reverse may also be true, and
that this type of round-the-clock relationship may lessen the power of the
therapeutic relationship as well.
Without
empirical data we have no scientific basis for either of these statements. It is simply intriguing to consider the power
of such relationships as change agents in a different setting than that which
is typically associated with therapy. It
can be speculated that it may well be that the development of this type of
relationship alone could be an active change agent in AT. If so, it may be that case that the
activities and the processing associated with AT may simply be a vehicle for
the development of the relationship. If
this is the case, philosophically it then leads one to wonder if this is
negative- that if AT provides an
opportunity for such relationships to develop, and such relationships alone are
found to be a primary agent of change regardless of anything else associated
with such relationships ( i.e., activities or therapeutic processing), does
this then mean AT is therefore not therapeutically effective?
Taking it a
step further, if the opportunity for such relationship formation, recognizing
that this alone may be the primary agent of change in AT, resulted in
equivalent change as other equivalent forms of therapy on clinically relevant
measures, does that mean AT is therapeutically ineffective because “therapy” is
not being conducted? If equivalent change
is found, is it not therapy regardless of technique? It then follows to wonder, if this were the
case would it then be appropriate to utilize such an intervention style without
any knowledge of therapeutic factors that may be at work beyond the
relationship? Again, as has been stated
previously, such a statement is not meant as implying direct support for such a
contention, this discourse is simply presented as an additional element for
examination and it may be that the power of this relationship is an area worthy
of further investigation.
As a brief
digression, according to Castonguay (2000), when faced with this type of
equivalence in therapeutic change, the decision as to what type of intervention
to use becomes a matter of cost effectiveness (personal communication, March
17, 2000), or therapeutic efficiency.
Therefore if AT, regardless of the change agent, was somehow shown at
some point to result in equivalent change on relevant measures as other forms
of therapy, then the ultimate decision as to which form of therapy to use comes
down to such financial considerations.
Returning to the matter of time equivalence, it may well be that AT is
in fact more efficient. Realistically,
however, a more relevant comparison is found in inpatient treatment. In such a comparison however, once again AT
may be found to be more cost effective.
Referring
back to the discussion of AT in an object relations framework, the development
of such a potentially unique relationship in AT may provide greater opportunity
for corrective emotional experience to occur.
If so, such occurrences may become more firmly anchored for the client
based on the fact that the relationship becomes a part of their daily existence
for a period of time and thus is anchored in “real experience”.
In
addition, this type of situation may provide greater opportunity for the client
to engage in more positive interpersonal relationships with others and practice
such relationships in settings which are not typically part of the therapeutic
environment (e.g. cooking, eating, setting up and breaking camp). To draw specifically from interpersonal
theory, such opportunities for interaction that encompass the clients overall
experience (at least during the program) in its entirely, may help the client
to develop more positive self-conceptions as there are greater opportunities
for the self to be reflected by others in such an intensive and longer-term
situation.
Related to
this is the potential power of modeling (Bandura, 1986), referred to previously
in the discussion of behavioral theory, that could occur in such a
situation. Such modeling can come not
only from observing and imitating the therapists, but also the other clients as
well. The involvement in the activities
could provides a tremendous opportunity for modeling of appropriate
communication, cooperation, feedback, and help-seeking, again in what is
speculated may be a less threatening format to defensive clients. Thus, such clients may be better able to
attend to and utilize such modeling.
Conversely, however, it can also be imagined how a client could be
exposed to detrimental modeling in such a situation as well. Unfortunately, ss is every portion of this
proposition, this discussion of the potential power of the therapeutic
relationship associated with AT is again pure conjecture at this point as this
is no data available on with the process of change claimed to occur in AT.
The above
discussion focused on the similarities of object relations, cognitive,
humanistic, and behavioral theory that can be seen as potentially underlying
AT, ending with a discussion of the possibility for change that can be found in
the unique therapeutic relationships that may develop in AT.
While there
is no empirical support underlying such statements, it is nevertheless
interesting to consider the stated benefits of group- level experience and
problem-solving, activities with tangible outcomes, the unfamiliar environment,
immediacy, opportunity to disprove negative self-evaluations, success and the
associated increase in self-efficacy that are found in AT combined with object
relations- based processing, cognitively-based processing, or a combination of
both over a period of time as potentially contributing to development of a
unique model for therapeutic change. To
expand further, combining these psychodynamic, cognitive, and behavioral
principles with a meta-therapeutic orientation that integrates concepts of
humanistic theory into the model, all of which are subsumed into the unique
context of a potentially uninterrupted and continuous therapeutic relationship,
could be a combination worthy of further exploration from the perspective of
psychotherapy integration.
While such
similarities appear to be at least possible, it continues however to be
difficult to articulate what factors beyond the setting and the activity focus
may differentiate AT from other type of therapy. Nevertheless, AT theorists have attempted
this task, seemingly declaring that AT is in fact notably different from other
types of psychotherapy.
Proposed Differences
AT
theorists have proposed several ways in which they believe AT differs
significantly from traditional therapeutic methods. These proposed differences of AT include
first, a focus on strength as opposed to dysfunction; second, increased
opportunities to practice change; third, the opportunity for clearly
recognizable results; and fourth, the opportunity for therapeutic assessment
found in the activities. As will be
seen, however, these are still not clear differentiating features.
Gass
(1993) discusses several tenets of therapy utilizing adventure-based activities
he believes differentiate it from traditional psychotherapy methods. Gass feels that traditionally, psychotherapy
has tended to be oriented to discussing problems and areas of poor
functioning. Therefore, he notes that
through “talk therapy”, the focus is often on the areas where the client is
experiencing failure. In contrast, with
adventure-based therapy he believes the general focus to be on a client’s strengths
rather than on their weaknesses, with the utilization of activities allowing a
concrete identification of strengths each client contributed to the completion
of the task. It appears therefore that
the focus is on the process of therapy, rather than the specific content.
In this
sense, adventure-based therapy perhaps mirrors the goals of process-oriented
psychotherapy. However, once again it is
not clear how this is such a striking difference. The emphasis on strength as opposed to
dysfunction appears to be a critique which may be aimed primarily at the
psychoanalytic tradition, as the humanistic tradition is clearly oriented
towards a strength focus. In addition,
as was noted early in this paper, these types of statements reflect a
simplistic analysis of the psychotherapy process, perhaps aimed at an audience
lacking in clinical training.
As a
further contrast, Gass (1993) believes there to be a profound difference
between “talking the talk” and ‘walking the walk”. Proponents of AT believe that traditional
“talk-oriented” psychotherapy tends to be passive and often does not allow for
the client to practice those necessary changes discussed in therapy. They feel it is likely that clients may
retain dysfunctional patterns of behavior because often they merely speak of
changes and there is limited opportunity to demonstrate and practice such
changes in a one hour per week therapy session (Gass, 1993). This is obviously an arguable point as
clinicians of any orientation could refute any such statement with examples of
clients practicing new behaviors in a therapy session. Gass (1993) also discusses how many
traditional therapists have experienced the frustration of seeing clients week
after week discuss change without actually seeing any functional differences in
their lives. Aside from the therapist’s
encouragement, he feels in traditional therapy that clients may receive little
reinforcement for change, see few results, and thus may have little motivation
to practice such changes. Therefore, it
is believed that there may be much opportunity for “talking the talk” without
actually having to “walk the walk”.
While in
fact it may be true that obviously some clients show little change, this cannot
be specific to traditional psychotherapy.
In addition, statements such as this blatantly overlook the potential
for change espoused by the object relations perspective, a perspective which
believes that the power to change comes from the therapeutic relationship
itself. Unfortunately, by making
contradictory statements such as this with no empirical evidence to provide
support, the field of AT is left wide open to criticism from anyone exposed to
the established theories of clinical psychology.
To continue
this discussion, Gass (1993) feels that adventure-based therapy is a direct
contrast to the seemingly eternal focus on dysfunction with no tangible results
found with other types of therapy. He
notes that with AT, clients are put in a position where they have to utilize
and actively practice the changes that they have claim to have been
making. Again, these statements can be
shown as being in direct opposition to the principles of object relations
therapy, which makes specific note of the fact that it is the therapeutic
relationship itself that provides the medium for such practice and utilization
of changed patterns of behavior.
Gass (1993)
also discusses how results can be clearly recognized in AT. As has been discussed previously, it is felt
by AT practitioners that the concrete experience found in adventure-based
therapy can highlight dysfunctional patterns and give the client an opportunity
to directly experience the consequences of new ways of behaving. If in fact these claims could be
substantiated, it could obviously be very reinforcing for the person to make
changes in order to reduce tension or needs that occur during the course of the
activities. In support of this claim, Bandura (1977) has noted that learning to
meet challenges successfully and accomplish desired goals can increase a
client’s belief in his/her own competencies and their sense of control over
relevant outcomes, which can then improve their overall mood state.
Nevertheless,
once again it must be made clear that AT is not the only type of treatment
where a client can experience clear and recognizable consequences and
results. In defense of AT, however as
has been noted AT activities do appear to have the unique potential for
providing a fairly concrete example of consequences. Therefore, this may be in fact one
differentiating factor of AT.
A brief
example may help to better illustrate the features AT supporters believe
differentiate AT from other therapies.
For instance, on a wilderness trip it may be necessary that one
participant help carry some weight of another participant who is ill so that
all participants can make it to the resupply stop without missing a meal. How
to accomplish this is something that must be negotiated and each participant
must help, a seemingly simplistic but very intricate interpersonal issue. Examining this example within the AT
framework discussed by Gass (1993), the
“talk” of psychotherapy is translated into immediate action with real
outcomes. The mutual dependence and
shared responsibility necessary in order to successfully meet the group’s goals
of helping a sick group member and also making it to dinner is felt to make
adventure-based therapy a particularly powerful vehicle for change.
Gass (1993)
also discusses how he finds opportunities for therapeutic assessment embedded
within the adventure experience. Given
the high degree of ambiguity inherent in the adventure-based therapy situation,
it is suggested that clients project their behaviors onto the activity (Gillis
& Simpson, 1998). Thus, the
therapist is presented with the unique opportunity to observe and process such
behaviors. However, it can be argued that clients will do this with any type of
therapeutic situation, or in fact any interpersonally oriented situation at
all.
Regarding
the issue of therapeutic assessment,
Kimball and Bacon (1993) actually liken adventure-based therapy to a
Rorschach test, noting that the client must interpret the situation and respond
to the task. They state that this
information is indicative of a client’s “life-long behavioral patterns,
dysfunctional ways of coping with stress, intellectual processes, conflicts,
needs, and emotional responsiveness.”
The assumption here is that a client will approach each task and activity
in a way that is consistent with their personality, and values, and motivations. Therefore, a skilled therapist can utilize
adventure-based activities in order to observe and detect personality patterns
and behaviors that participants may have been unwilling or unable to reveal
during traditional forms of verbal and written assessment. In addition, Kimball and Bacon (1993) note that adventure-based activities increase
the level of non-verbal interaction, giving the therapist a more
multi-dimensional and complete view of a person’s functioning.
Once again,
however, elements of the social microcosm theory (Yalom, 1995) and
interpersonally oriented psychodynamic theory can be seen in these statements,
as both theories assume that the client will act with the therapist and group
members in similar ways as they act with significant others in their life. Therefore, this is not distinctive and this
“opportunity for assessment” can be found in other orientations as well
In
addition, while the latter statement involving non-verbal interaction may have
some merit, clearly the other statements made by Kimball and Bacon (1993) are
sweeping claims, and unfortunately statements made again with no empirical
substantiation. In addition, there is
little to differentiate the underlying mechanisms of AT from other types of
therapy in the above statements. Once
again, these statements fall short of capturing what is unique about the
mechanisms of AT as compared to other types of therapy
It is
through this type of discussion that the rudimentary, overly simplistic, and
broadly generalistic foundations of the field become most apparent. Unfortunately, it appears that the experts in
the field of AT have overlooked key clinical concepts in their attempts to
delineate the uniqueness of the AT process.
It seems over and again that AT is potentially more similar than
different to other types of therapeutic approaches. Furthermore, when subjected a critical
analysis, many of the clinically-oriented claims espoused by AT practitioners
do not withstand the scrutiny. It is
clear that continued exploration of these mechanisms of change, combined with
empirical studies, is necessary before such claims can be supported.
To finalize
this theoretical comparison, it appears that the action-oriented approach of
adventure-based therapy may most closely parallel the here-and-now orientation
found in several psychotherapeutic traditions (i.e., interpersonally-oriented
object relations/psychodynamic, cognitive or cognitive-behavioral, humanism,
and interpersonal group psychotherapy). Thus, similar to these types of psychotherapy,
the here-and-now orientation of adventure-based therapy may well provide an
opportunity for the therapist to access previously repressed affective material
through processing the experience in the moment rather than focusing on past
issues. For well-defended and resistant
clients, this more activity-focused processing may provide an additional domain
in which a client may experience previously buried affective responses, perhaps
with a less defensive posture.
In
addition, one important and as yet unmentioned factor of AT that does not
appear to fit into any clear category is that it could be providing an
additional and unique medium, via the physical, to help identify affective
responses in those clients who may be unable to identify and label emotions, an
important part of traditional psychotherapy as well. Empirical examination, however, is necessary
in order to support this or any of the above claims. Additional parallels to psychotherapy
traditions can be found in a discussion of ethical issues in AT.
Chapter 3
ETHICAL ISSUES IN ADVENTURE-BASED THERAPY
One
additional area of similarity between adventure-based therapy and other forms
of psychotherapy is in the utilization of a set of formalized ethical
principles to guide the actions and decisions of therapists. Though similar to the APA principles, the
ethical principles for adventure-based therapy must address a unique set of
circumstances particular to the adventure field and such circumstances must be
considered in the discussion of ethics.
It was
determined by the Therapeutic Adventure Professional Group (TAPG) of the
Association for Experiential Education (AEE) that it was necessary to develop
formal ethical guidelines to guide professionals affiliated with TAPG. Through consultation with the American
Psychological Association (APA), the American Association of Marriage and
Family Therapists (AAMFT), and several noted experts in the field, as well as
examination of the ethics code of therapeutic recreation specialists and the significant
writings in this area, TAPG developed such guidelines in 1991. The complete
version of these ethical standards can be found in Gass (1993).
It is of
note that many of the principles are similar to those found in the APA ethical
standards (1992). As with the APA
ethical standards for psychologists, members of TAPG are held accountable to
this code. However, unlike the APA code
which pertains to all practicing psychologists in the US, it is only members of
TAPG, as opposed to the entire profession of adventure therapists, who are
actually bound by this code. Additionally, while the APA ethical
principles require that psychologists be familiar with the code (Principle 8.01),
there is no such requirement in the TAPG code. Also, at the present time TAPG
unfortunately has no ethical jurisdiction over those professionals who consider
themselves adventure therapists but are not TAPG members. Similarly,
TAPG has very little power to enact consequences for individuals who
engage in ethical violations. Therefore,
although the TAPG ethical code exists there is little external motivation for
adventure professionals to practice the code.
Given that, the TAPG ethical principles in actuality exist primarily as
an ethical guide. In contrast, the APA ethical code is enforceable, and the
American Psychological Association, state psychology boards, courts, and other
public bodies can use violations of this code to bring charges to bear on a
practicing psychologist who may be in violation of the code.
Similar as this
ethical code may be to APA principles however, it is also necessary to look
beyond this code in order to fully encompass the realm of adventure-based
therapy. The use of novel situations,
the element of inherent risk involved in many of the activities, and the
dynamic created by multi-day trips creates a set of ethical circumstances that
may be unique to adventure-based therapy.
In addition, many of the people employed in the adventure-based therapy
field are trained primarily in the skills required to lead a wilderness
expedition, and have minimal training in issues specific to therapeutic
applications of such activities. This leads to a unique ethical situation, as
many AT practitioners are not considered psychologists and thus are likely to
fall outside of the jurisdiction of the APA.
As such, it is necessary for the AT field to build on the standard
ethical code for therapists delineated by APA, encompassing these ethical
principles while also providing ethical guidance for situations that may be
unique to the AT setting. It is these
areas of differentiation upon which I
will focus this discussion, concentrating heavily on the work of Michael Gass
(1993, 1995) and Jasper Hunt (1994), both noted experts in the field. In addition, I will discuss the recommended
ways for practitioners to deal with such ethical situations as they arise.
It must be
noted that the activity focus of adventure-based therapy and the potential use
of multi-day trips may preclude the possibility of immediate consultation with
other professionals, one strongly recommended course for therapists facing
difficult ethical decisions. In
addition, ethical decisions made during the course of an activity in
adventure-based therapy situations may also have implications for an entire
group, as opposed to just the individual and the therapist. As such, it is recommended by Hunt (1994)
that professionals in the field thoroughly familiarize themselves with the
ethical standards which follow. In
addition, Hunt recommends that professionals actively envision the ethical
problems which may arise specific to the set of activities they have
planned. While the ethical standards may
not provide the answers for all potential situations, being both intimately
familiar with and having thought through such issues may help to provide
professionals with a template from which they may draw in order to make
appropriate ethical decisions should the occasion arise. This parallels the APA’s recommendation that
the development of their ethical standards “requires a personal commitment to
lifelong efforts to act ethically” (APA, 1992; Introduction)
Informed Consent
One ethical
principle, informed consent, seems to provide the simplest and most
comprehensive solution to many of these ethical dilemmas faced by professionals
in the field. Jasper Hunt (1994), a
noted expert in the area of adventure education/therapy and ethics, is a strong
advocate of the use of informed consent.
As such, it underlies much of the discussion to follow. Related to informed consent is the
aforementioned technique of “Challenge by Choice”, a way to allow for
individuals to abstain from such activities they do not feel comfortable
participating in. However, it is
important to note that making an informed choice as to whether or not to
participate requires having been thoroughly informed as to the nature of the
activity.
The primary
mandate of the principle of informed consent for AT is that “participants be
well-informed of the fees, confidentiality, benefits, risks, and responsibilities
associated with these services and activities prior to participation.” (Gass,
1993, p.455). Informed consent is
considered to have been obtained from a participant after they are instructed
specifically as to the risks involved in the planned activities, the postulated
ratio of risk-to-benefit which can be obtained from the experience, and the
ratio of risk-to-benefit as compared to alternative treatments or no treatment. In addition, participants must be informed of
the element of emotional risk that may be involved. Often the level of emotional risk involved
may be much less apparent to the client.
While similar, the APA code of informed consent also requires that
psychologists use language that is reasonably understandable to
participants. Therefore, using specific
jargon or theoretical terms may be inappropriate when procuring consent. In addition, the APA recommends documentation
of such informed consent.
The
complexity of informed consent with adventure-based activities becomes apparent
when, as a professional, it is recognizable that it is impossible to predict
all situations that may occur and obtain informed consent for all of these
possible circumstances. In line with
this, it is also impossible to predict the reactions to perceived risk that
participants may experience. What may be
a minimal level of perceived risk to a seasoned outdoor professional may be
overwhelming risk to a neophyte participant.
Related to this, it potentially requires psychological expertise and
experience to anticipate the effects of such activities on a less
psychologically stable participant.
In
addition, it is also difficult to inform someone of the benefits that they may
receive, as these benefits may differ between participants. Therefore, Hunt (1994) notes that informed
consent is based upon possibilities as opposed to certainties. Participants must be informed of the possible
events that may occur, both positive and negative. Participants must also be informed that other
exigencies may occur of which they have not been informed. Importantly, this uncertainty is a vital
component of adventure-based therapy.
Attempting to remove all uncertainty on the part of participants negates
a large potential for growth and change.
Therefore, it is important for practitioners to strive for a balance in
these areas.
Hunt (1994)
recommends that professionals obtain full informed consent from participants
prior to beginning the treatment, but that professionals also gain informed
consent prior to commencing each specific activity. Therefore, informed consent provides the
foundation upon which professionals base difficult ethical decisions. By having been clear with participants as to
what they may experience and by receiving their informed consent, professionals
can be more confident that they are acting within the realm of appropriate
ethical decision-making. Specific areas in which informed consent is necessary
will continue to be discussed in the context of other ethical principles.
Gass (1995)
outlines seven overriding ethical principles which encompass the specific areas
of the TAPG ethical code. Of note is
that these principles almost directly parallel the APA general principles in
meaning as well as in wording.
Competence
The first
principle is that staff conduct
experiences with an appropriate level of competence. Gass states that this principle involves
professionals providing services within the boundaries of such areas in which
they have experience, training, education, and appropriate supervision; that
professionals take actions to ensure that their work is competent; that
professionals stay abreast of current knowledge within the field; that
professionals participate in efforts to maintain current practice, knowledge
and skills; and that professionals avoid situations where personal problems or
issues may impair their work performance.
Similar to this, it is stated in the TAPG ethical code that if defined
standards of competence do not yet exist for a specific area, that
“professionals take all steps reasonable to ensure the competence of their
work”.
Clearly,
however, this principle is somewhat vague in its interpretation. Unfortunately,
given the lack of ethical enforcement, the relatively small number of
accredited adventure-based therapy programs, and the ongoing debate in the
field as to what competencies are required of an adventure therapist, this
principle is not always adhered to in its intended form. In fact, previously
mentioned research indicates that many practitioners of adventure-based therapy
may be lacking in some of the skills necessary to be a competent adventure
therapist (Berman, 1995).
This
particular area presents a potential conundrum for a practicing psychologist
who engages in or supervises adventure-based therapy. It appears from the above mentioned survey
that many persons who are practicing in the AT area may not meet the stated APA
principles of competence, which states that “psychologists provide only those
services and use only those techniques for which they are qualified by
education, training or experience.” The ethical question is this: if the
practitioners of AT, i.e., field staff, do not appear to have the essential
training and qualifications to be providing psychological services, yet have
experience and supervision from a professional who does, is this in line with
the APA ethical standards? Put another
way, if psychological care on a round-the-clock basis is being entrusted to
individuals who may not have the necessary level of training or experience to
deal with psychological exigencies that may arise, is this acting in accordance
with the APA ethical standards?
One can see
commonalties with a teaching situation, in which psychologists in training
receive supervision from licensed psychologists, and where there is typically
supervision available if an emergency arises during the session. However, the reality of the AT situation in
which those people who may in charge of providing these services may not have
access to other better-trained professionals for supervision due to the nature
of the setting. In addition, these staff
members are likely to not be psychologists in training and, in fact, may not
have any formal training whatsoever. In
this type of situation, who is ultimately responsible? What is the potential for psychological harm
for the clients? If services are appearing
to be provided by unqualified individuals or individuals with a lack of
training, is the psychologist ultimately responsible for enforcing this type of
ethical principle? This is a question
that appears to be commonly overlooked by the AT field, and no specific
guidelines have been delineated about the particular role of the clinical
psychologist in AT.
The APA
(1992) does, however, provide provisions for new practices, specifically
stating that “in those emerging areas in which generally recognized standards
for preparatory training do not yet exist, psychologists nevertheless take
reasonable steps to ensure the competence of there work and to protect
patients, clients, students, research participants and others from harm.”
(Principle 1.04c). Therefore, since
there are no formal standards for required competencies in AT, it would appear
that the psychologist’s role is to make decisions about required staff
competencies and potential for harm based on their informed judgment.
The APA
standards do address this issue specifically in standard 1.22: Delegation to and Supervisions of
Subordinates. To summarize, this
principle states that psychologists are responsible for delegating only those
responsibilities that subordinates can be expected to perform competently based
on their level of training, education, and experience. This competency can also be maintained in the
context of appropriate supervision.
In
addition, psychologists are also responsible for providing training in order to
achieve such competency, as well as taking reasonable steps to assure that
duties are actually being performed to necessary standards. In addition, the APA standards note that
psychologists are expected to correct any situations at the institutional level
that are feasible to do so. Therefore,
it would appear that any psychologist practicing in the AT field has an ethical
responsibility mandated by APA to make certain that all staff have the
necessary level of competence to practice in ways that are in line with the
accepted standards of therapeutic practice.
All psychologists in the AT field must be aware of this responsibility,
and be clear on this when working with staff who may have widely diverse levels
of training and experience.
As has been
noted, those professionals who are not considered to be psychologists are not
under the jurisdiction of APA and may not be subject to the same regulations
and potential consequences, However,
when considering such ethical principles at the organizational level it may be
if an organization is to be considered a provider of psychological services,
they are potentially open to such ethical charges should unfortunate
circumstances lead to insinuations of psychological, as well as physical,
harm. As such, it may be important for
all service providers, regardless of title, to be aware of this potential area
of ethical violation and take appropriate steps to ensure that staff have an
adequate level of training and expertise in the provision of therapeutic
services.
Integrity
The second
principle which Gass (1995) discusses is that staff conduct experiences with integrity. He notes that this entails conducting
activities with honesty, respect and fairness, and that these principles be
applied to both participants and to peers.
It includes making no false statements, and also knowing how one’s own
personal beliefs and values may impact both their work and their participants.
APA (1992) adds a caution about statements that may potentially be misleading
as well. Hunt (1994), discusses
several of the specifics which may fall under this broad category including the
use of deception and secrecy as educational/therapeutic tools . APA also
addresses the issue of deception, noting that it is unethical for psychologists
to make deceptive, false or misleading statements about their credentials,
expertise, training, fees, research, professional affiliations, or services
(principle 3.03).
Hunt (1994)
notes that secrecy is different from deception, in that “deception is an act
that is specifically designed to get people to believe that what is false is
true, while a secretive act is simply the withholding of information and not
the distortion of information. Deception
is active by nature and secrecy is passive by nature.” (p. 61).
Given the
more active nature of deception, he believes that deception can result in a
significant loss of trust between therapist and client, and feels strongly that
this trust can be difficult to restore.
An example he puts forth involves students/clients who had been involved
in learning wilderness first aid. The
group had been somewhat uncooperative and not taking the lessons
seriously. In order to illustrate the
importance of the lesson, one of the instructors hid in the woods and feigned a
serious injury. In order to deal with
the “injury”, the participants had to utilize their first aid training. After several minutes of providing care, the
group realized that they had been deceived.
One member of the group was extremely angry at the deception, however,
the importance of the first aid training was clearly emphasized to the
group. As such, the intentions of the
instructors were realized, but not without cost for the group. Therefore, Hunt (1994) raises the question of
positive vs. negative outcome. Is it
acceptable to use deception in order to obtain positive educational/therapeutic
aims? Is it OK to deceive when the
outcome is positive? How can such a
positive outcome be defined when the deception itself causes a negative
outcome?
APA (1992)
has addressed this problem as it pertains to research. While obviously not pertaining specifically
to a therapeutic situation, these principles seem to provide the best
formalized guidance available in situations where deception is deemed
necessary. Principal 6.15a states that
“Psychologists do not conduct a study involving deception unless they have
determined that the use if deceptive techniques is justified by the studies
prospective scientific, educational, or applied value and that equally
effective alternative procedures that did not use deception are not
feasible.” APA also notes in 6.15c
that “Any other deception that is an integral feature of the design and conduct
of an experiment must be explained to participants as early as is
feasible….”. According to these
principles, a psychologist in the above situation must make a decision that
such deception was clearly warranted and beneficial, and was also the best
possible alternative available. In
addition, is required that they inform the clients as soon as it is possible as
to the nature and the rationale of the deception.
The
solution proposed by Hunt (1994) to such questions is informed consent. He believes that the violation of trust is
significantly less when participants know they may be deceived and have, in
that sense, agreed to the deception prior to its use. Hunt also notes, however,
that there are difficulties associated with this, namely the potential loss of
power involved when participants know such circumstances as above may not be
real. The recognition that they may at
any time be experiencing deception lends itself to less than full immersion in
the experience, thereby potentially minimizing the impact. As a final issue,
Hunt emphasizes that deception must always be used with positive
intentionality, and never for reasons of power or harm.
Hunt (1994)
believes the use of secrecy to also be an ethical issue, but one with
potentially less damaging consequences to the relationship between professional
and participant. Hunt notes that when
the withholding of information is used as a teaching tool, designed to “remove
the state of ignorance in which the student [participant] already exists.” (p.
65), it results in less loss of trust than does deception (i.e., the instructor
is not creating the deception, the state already exists). As with deception Hunt notes, however, it is
particularly important that the use of secrecy must only be used for the
achievement of a potentially positive end.
APA provides no guidance for the use of such secrecy in a therapeutic
situation.
Specific
examples of the use of secrecy discussed by Hunt include one in which the
instructor is encouraging a participant to attempt a climb, a climb which the
instructor knows he/she is incapable of, in order to utilize the learning which
may occur under such circumstances. A
second example involves a situation in which a participant shares information
with the instructor and then asks the instructor to keep such information
secret. Such a circumstance may seems
straightforward enough, however, imagine that participant is asking the
instructor to keep secret information that the instructor knows could endanger
the participant or others in the group?
Does such a situation warrant the violation of secrecy?
As with
deception, Hunt (1994) believes that the solution to difficulties created by
secrecy involves the use of informed consent.
He believes that if participants are forewarned that secrecy may be used
to facilitate growth, it becomes less of an issue. Also related, he notes that if participants
are informed that secrecy between instructors and participants will be
maintained unless to do so may lead to harm for the participant or others, they
can then make an informed choice whether or not to share such information.
Responsibility
The third
principle outlined by Gass (1995) is that staff
conduct experiences in a responsible manner. To expand on this, he notes that
professionals must uphold the ethical principles of their work. Specifically,
Gass notes that the following are necessary: being clear with participants as
to what the roles and obligations as a professional are in each situation,
adapting the methods of treatment to the needs of different populations,
possessing adequate knowledge and experience to make appropriate professional
judgments, not initiating services with participants if limited contact will be
a significant issue, and also conducting services with minimal impact to the
environment. While almost identical to
the APA principle of the same name, the APA includes a statement that
psychologists “accept appropriate responsibility for their own behavior.” It is unclear why this has been overlooked in
the TAPG principles.
Hunt (1994)
discusses the unique AT aspect of environmental impact, raising the question of
when should concern for the environment outweigh concern for individuals? (It
is important to note that the “do no harm” principle is assumed to override
this at all times). He discusses how at
times it can be a “conflict of values”, and feels it is important that
professionals be able to adequately conduct a cost-benefit analysis in each
situation that may arise. In addition,
he believes that it is important for professionals to decide where they stand
personally on environmental issues, being aware beforehand what values they may
be willing to compromise on. One
suggested avenue for this exploration may be that staff members discuss ethical
issues as a team both prior to an activity or course, as well as debriefing at
the conclusion.
For
example, Hunt (1994) discusses an instance of instructors working in the
wilderness with disabled persons. One
such person, a paraplegic, has lost bladder control during the course of the
day and wishes to clean himself off in a nearby stream. The question specific to this situation is
this: is it acceptable for you as an
instructor to compromise minimal impact values in order to help meet this
individuals personal needs? Hunt
outlines two potentialities for instructors who may be involved in such
situations: 1) inform a group beforehand
that there will be no compromising on environmental minimal impact values,
regardless of the circumstances, and 2) inform participants beforehand that
attempts will be made to maintain the dignity of the participants, even if it
involves compromising minimal impact standards.
It may be desirable for participants to sign a contract making explicit
what the stated policies are as a means of gaining active support for such
policies. Therefore, the principles of
informed consent are once more in operation.
Participants who view the stated policy as unacceptable may choose not
to participate.
Respect
Gass’
(1995) fourth principle is that staff conduct
experiences with respect for the rights and dignity of participants. Gass includes under this principle the right
to privacy, confidentiality and self-determination, sensitivity to cultural and
sexual orientation issues, and the recognition of individual differences. The
APA principle D parallels this almost directly. Differently, however, Gass also
includes basic informed consent and the accurate representation of professional
competencies in this area.
Related to
this, Hunt (1994) discusses the particular ethical dilemmas created for
professional working with “captive populations”, defined as “any person who is
participating in a program because of being ordered or coerced to do so, rather
than through their own free initiative”. (p.71). He notes that research increasingly shows
adventure-based therapy to be a viable treatment option for these types of
populations, and thus justification for the use of such activities becomes
stronger. Arguably this may not,
however, actually be the case at the current time. This will be further discussed in later
portions of this paper.
The important question Hunt (1994) raises,
however, is this: Is it possible for a
person who is not autonomous or free to give informed consent? Hunt believes the solution to this lies in
the evaluation of the possible alternative choices. If the consequences of participation are
either so negative or so positive that there really is no actual choice
involved, then Hunt does not believe that this is truly a free-choice situation. Ideally, Hunt advocates giving captive
individuals a choice of participation, but providing reasonable alternatives. An individual may be required by law to
participate in the program, but may choose to not participate in an
activity. Therefore, it is necessary to
provide viable alternatives. The
creation of such alternatives which meet the stated goals of the program can
require considerable expertise on the part of the facilitator. Importantly, however, choosing to not
participate is thought to carry considerable value as a therapeutic issues and
should be treated as such (See Challenge by Choice principles).
Hunt (1994)
raises similar issues when considering times a participant may be an “activity
captive”, times when it is very
difficult to leave an activity once the activity had begun. For example, once a person has committed
themselves to begin rock climbing, it is impossible for them to leave the
activity without having to belay off the rock.
Once again, Hunt advocates informed consent for each activity in order
to allow greater freedom in participant choice.
Concern for Well-Being
Principle
five is staff are concerned for the
well-being of participants (Gass, 1995). Simply put, this principle states
that professionals be sensitive to participants needs and well-being, as well
as providing for the physical needs of participants and monitoring the
appropriate use of risk. In addition, it
is noted that professionals must provide appropriate referral when necessary
and to plan experiences in the best interest of the participants. This is also
a parallel to the APA ethical principle E:
Concern for Others Welfare, with an adaptation made to encompass the
unique aspects of AT based on the setting and the different activity base. Gass’ (1995) formulation is expanded upon in
the TAPG ethical code, stating that “participants will be provided with the
necessary food, water, shelter and other essential needs suited to the
environment in which they are living in, unless there is prior mutual consent
that this will serve a valid purpose ”.
The code also states that “At no time shall the withholding of these
needs be used as a punishment.”
Hunt
(1994) discusses several potentially
unique issues to AT which fall under this principle, including risk-benefit
analysis, individual vs. group benefit, and paternalism. Risk-benefit analysis is the ethical
principle most specific to adventure-based therapy. There is no parallel within traditional
therapies which raises similar issues.
Specifically, the TAPG code states that “the amount of actual physical
and emotional risk participants experience in adventure activities will be
appropriate to the objectives and competence level of the participants. Professionals will use appropriate judgment
when choosing activities that expose participants to actual or perceived
physical or emotional risk.” Related to this, the code also states that
“professionals have an adequate basis for their professional judgments and
actions that is derived from professional knowledge.” Once again, this is a rather vague principle
as the use of “appropriate judgment” is very difficult to objectively
define.
Hunt (1994)
notes that there are significant difference between objective risk and
subjective risk, and that a professional must be aware that both are inherent
in many activities. Subjective risk is
defined as perceived element of risk that a client feels, and may take the form
of interpersonal, emotional, or physical risk.
Importantly, it is this element of subjective risk which creates the
disequlibrium necessary for the facilitation of therapeutic change. However, it is difficult to estimate
subjective risk as participants may perceive this level differently- what is
risky to one participant may not be perceived as risky to another. Therefore,
the instructor has a vital responsibility to make informed and knowledgeable
judgments, judgments guided by experience, as to the level of subjective risk
which participants will experience.
Objective
risk on the other hand, is the element of risk inherent in activities based on
the environment in which they are conducted, including the aspects of nature
which are beyond human control. For
example, a person who is rock climbing may be securely fastened into a harness
and wearing a very expensive and effective helmet. During the course of a climb, however, a rock
could potentially become dislodged and fall on him or her, causing injury, or a
snake lurking between the rocks may become disturbed and bite the
participant. Neither of these could have
been foreseen, and it is these types of risks which are inherent in an
activity. It is important to note,
however, that this risk is not to be confused with any risk based on instructor
error or poor decision-making. It is a
key assumption in this type of situation that everything objectively possible
is done to prevent harm of this type. As with subjective risk, instructors are
responsible for making knowledgeable decisions as to what is an appropriate of
objective risk, as well as adhering to standard operating procedures required
for each activity. Adhering to such
procedures helps to inform decision-making by instructors that may be necessary
while in the field.
Hunt (1994)
recommends that professionals clearly evaluate the level of risk, both
objective and subjective, involved in an activity and proceed with a
cost-benefit analysis. He notes that it
is crucial that instructors be aware of all levels of risk involved. If one activity has a higher level of risk
that another, is there an increased benefit as well? Is the present environment such that it can
safely support activities which carry increased risk? If added benefits do not exceed the added
level of risk, Hunt recommends that the less risky activity be chosen. He also recommends that instructors always
hold the goals of the group in mind when deciding on appropriate risks. The goals of a group who simply wishes to
participate in adventure activities for fun as compared to those who desire
personal growth as compared to those of a therapy group are significantly
different. Moving the growth-oriented
group into the realm of therapy introduces an unnecessary level of emotional
risk and is to be avoided. Finally, Hunt
recommends that instructors remain aware that they may be held accountable for
explaining why an activity with a higher level of risk was chosen. In remaining cognizant of this fact,
professionals must be able to clearly understand and be able to articulate the
added benefits which come from an increased level of risk. Clearly, this is a subjective process, and
one which is open to a wide range of variability.
Related to
risk levels, instructors must also make ethical decisions at times regarding
whether an activity may be more or less positive for the individual vs. the
group. There are times during the course
of activities when, for example, one person may not be able to complete the
activity. Other examples of this may
include situations in which a participant may be violent, abusive, or for a
variety of potential reasons is requiring an excessive amount of staff energy
at the expense of other participants. Hunt (1994) raises the questions of
whether or not the group should proceed without the individual. Could the individual receive benefit from not
participating in the activity? Is it
possible to frame non-participation in a way that facilitates growth? Should the group be responsible for making
sure that all members successfully complete an activity? What if the individual is adamant that they
be able to participate in the activity, but the instructor feels that this may
jeopardize the success of the entire group?
Through
processing this dilemma, the group may reach its own solution to such
difficulties, and thus processing is one choice open to instructors in such a
situation. However, Hunt cautions that there are times when processing the
issue will not ultimately solve the problem and the instructor must make a
decision between the individual benefit or the group benefit.
Hunt (1994)
offers no clear solutions to this problem, but rather explores the rationale
behind each choice. One possibility is
to consider the overall level of benefit--by allowing the group to proceed
without the individual, is there increased benefit to more people? Conversely, by allowing the individual to
participate, will this person as an individual receive a greater level of good,
regardless of outcome, than would the group succeeding without this individual? Will the group achieve greater good and learn
compassion and sacrifice if the individual is encouraged to participate? Hunt also considers the question of
fairness. Is it fair to not allow an
individual to participate for whatever reason, even is the possibility of
success is minimal? Is it fair to the
group to hinder their possibility of success?
Are there institutional rules governing these situations? Can rules possibly made which provide
solutions to all situations which may arise?
One
solution espoused by Hunt (1994) involves clearly knowing what the goals of the
program are. Therefore, it is important
to know whether the activities are a means
or an end. If the activities are to serve as a means,
the activities themselves are simply vehicles to reach other goals. If an activity is thought of as an end in
itself however, then the doing of the activity, and therefore the completion of
the activity, is the ultimate goal. He
notes that knowing which of these is primary will influence your ethical
decisions-making. Additionally, as with
the above risk-benefit analysis, Hunt recommends that professionals be aware of
the ethical standards from which they are drawing and be prepared to offer
rational arguments in support of their judgments. Again, the overriding principle must be “do
no harm” and a psychologist bound by both APA principles and TAPG principles
must be aware of these overriding ethical responsibilities and not lose sight
of the ethical obligation one has to above all do no harm to participants. Decisions about group vs. individual benefit
must be made in such a context, and solutions must provide the maximum benefit
to all participants while bringing harm to none.
Finally,
the issue of paternalism also falls under principle number five. Paternalism refers to when “an action is
taken towards another person without his/her permission and justified by the
action’s serving the welfare, interest, and/or needs of that person”. (Hunt,
1994, p. 129). For example, suppose a
participant, of legal age and self-referred, believes they are receiving no
benefit from a 10- day wilderness experience and feels he/she wishes to hike
out and return home. The instructor
believes that, in fact, the participant is receiving a significant benefit from
the experience, but is unable to see this benefit clearly at the present
time. Does the instructor have the right
to attempt to force the participant to stay with the group?
Hunt (1994)
lays forth five guidelines for paternalism taken from medical ethics
(Vanderpool & Weiss, cited in Hunt, 1994): 1) paternalistic actions are taken toward the
participant without their knowledge or their permission, 2) actions are
justified for the benefit or the good of others, 3) the Doctor is benevolent
and will perform only those actions which are likely to provide more benefit
than harm, 4) those who undertake paternalistic acts without consent feel
qualified to act on a persons behalf, and 5) the paternalistic acts are
undertaken after obtaining as accurate of an assessment of outcomes or
consequences as is possible. Hunt
believes that it in order to make such decisions, professionals must determine
whether or not the paternalistic acts are taking place within the context of
these five guidelines. In addition, he
recommends that it is up to the practitioner’s informed judgment to know what
is truly in the best interest of the participant. As with previous ethical dilemmas, Hunt
recommends that professionals utilize full informed consent prior to commencing
the activities in order to best avoid such situations.
Social Responsibility
The
sixth principle delineated by Gass (1995) is that staff recognize their level of social responsibility. As such, professionals need to remain aware
of their responsibility to community and society along with respecting property
and developing appropriate agency policies.
This parallels the APA principle F:
Social Responsibility, while deleting the additional APA mandate of a
psychologist making public their knowledge psychology to contribute to
increased human welfare. Including this
mandate within this principle would increase the responsibility of
psychologists using AT to provide a solid empirical rationale for the use of
this treatment.
Hunt (1994)
cautions professionals in the field to continually remain aware of the fact
that they operate within the realm of a larger social context and are not
isolated from social issues. He raises
the specific question of whether professionals have the right and
responsibility to choose whether to provide services to groups or individuals
who do not share the same social commitment (e.g., supremacist groups or groups
who do not share environmentally based ethics). Hunt once again refers to knowing the goals
of the programs as one solution, determining beforehand whether such social
issues are a influential factor in the policies of the program. As a blanket statement, he cautions
professionals to remain aware of the social implications of their work and
their actions, warning that this may be an area in which to proceed with
caution, as the implications for actions done in the AT context may extend
beyond the setting.
Dual Relationships
The
final principle discussed by Gass (1995) is that staff avoid dual relationships with participants that impair
professional judgment. This involves the avoidance of exploitation or the
misleading of participants, as well as intentionally avoiding dual
relationships that may impair judgment.
Gass notes possible examples of these types of relationships, including
business or professional relationships, sexual relationships and inappropriate
physical contact within the context of an activity. The APA devotes several specific ethical
standards particular to these important issues, namely 1.17: Multiple Relationships, 1.19: Exploitive Relationships, 1.13: Personal Problems and Conflicts, 1.15: Misuse of Psychologists Influence, and
standards 4.05-4.07, principles involving the restrictions involved with
engaging in sexual activity with current or former clients and therapy with
former sexual partners.
Hunt (1994)
discusses this as well, focusing more specifically on issues regarding sexual
contact. As with APA guidelines, contact
between a therapist and a participant is prohibited and the TAPG code states
that “sexual intimacy is prohibited during the time of the professional
relationship. Professionals engaging in
sexual intimacy with past participants bear the burden of proving that no
exploitation is occurring.” (Gass, 1993).
The APA code is more specific to this issue, stating specific time
limits of waiting least two years beyond the termination of the therapy before
engaging in sexual activities, and retaining the continued responsibility to
prove a lack of exploitation beyond the two year limit. Psychologists must remain aware that they
are bound to the more restrictive APA code with regards to this issue.
In this
instance of sexual activity between therapist and client, there is a clear
boundary. However, given the instance of
multi-day trips, as well as the high level of interaction involved in such activities,
sexual situations between participants can and do arise. Such situations may arise not only between
participants, but also between two instructors or therapists as well. According to Hunt, any type of sexual
activity has the potential to greatly affect the overall functioning of the
group. He notes clearly that he believes
it to be rare that any type of sexual intimacy can occur between members of the
group, including between the instructors, and not have an impact on the group.
One
solution to this problem discussed by Hunt (1994) which he feels is overused is
denial: by denying that any type of sexual energy will be present one can
assume that it is not. Hunt believes,
however, that simple prohibition of sexuality is like denial and will not
work. By denying the presence of sexual
energy or activity, the presence of such phenomena is likely to have an even
greater impact on the group.
A therapist
has the responsibility to prevent harm to the group, and must make decisions
based on the premise that there may be possible detrimental effects on the
group if members are engaging in such activity.
However, conversely, Hunt (1994) discusses certain instances where
potentially the effects on the group may be positive. If we are speaking of contact between
participants, and we are assuming legal age, what if the sexual relationship
has contributed to the better overall functioning of the participants and
therefore contributes more positively to the group as a whole? Should such contact be prohibited? The same principles may hold true for sexual
relationship between instructors.
Clearly, if such a relationship has a negative impact it must be
prohibited, but if the outcome is positive the answer is much less clear. It is important to note, however, that in
reality such a situation is much more likely to be damaging to group
dynamics.
Hunt
(1994) promotes two solutions to such
issues. The first falls, once again,
into the realm of informed consent. By
deciding upon the rules beforehand and making those rules clear to
participants, instructors are able to make decisions which are more clear
cut. Depending on a multitude of
different variables, the rules may vary from group to group. However, through informed consent the
guidelines will have been made as clear as is possible. Should, however, a situation arise which has
not been made clear, Hunt recommends that professionals think critically
beforehand about what the implications of sexual relationships are. In addition, the anticipation of situations
which may arise beforehand between clients is also an effective way to prepare
for such exigencies.
As has been
discussed, adventure activities carry with them a unique set of situational
variables. Also, as has been noted, the ethical principles are somewhat vague
and open to interpretation, perhaps necessarily in order to allow for
flexibility in programming. Many ethical
difficulties are situation specific and therefore it is impossible in this
discussion to address each type of ethical situation which may occur. Similarly, it is also very difficult to rely
on standardized solutions to guide all ethical decisions. Therefore, it is
difficult, if not impossible, to provide an ethical code to apply to every
potential situation. Given that uncertainty, Schoel, Prouty, and Radcliffe
(1988) recommend that each adventure therapist develop their own personalized
ethical code, noting that “the most accurate measure of professionalism is the
design and development of a personalized code of conduct” (p. 45). Although this statement was written prior to
the formalized development of the TAPG code in 1991, it still appears to hold
true as a meta-principle in the area of ethical decision-making. Given the
ambiguity and unpredictability inherent
in the use of adventure-based activities as a therapeutic modality, this
powerful statement remains at the core of what is essential in guiding the
ethical decisions of present day adventure therapists.
Practicing
psychologists using AT treatments and bound by the APA ethical standards carry
the dual responsibility of being held accountable to both the TAPG ethical code
and the APA ethical code. While the APA
code covers more specifics regarding the general roles of psychologists, the
TAPG code carries with it more specifics related to AT. Therefore, psychologists in this area must
be familiar with both and be prepared to act ethically at all times, as well as
provide supervision in this area to those who may not be held accountable to
both bodies. In this way, psychologists
are in a unique position to serve the AT community and potentially contribute
to an overall increase in the effectiveness of this type of treatment.
Chapter 4
ADVENTURE-BASED
THERAPY OUTCOME RESEARCH
The
following discussion will be devoted to a review and detailed methodological
critique of the outcome-based literature on AT.
This will begin with a discussion of the evaluation required before a
treatment can receive the designation of empirically supported (EST). The discussion will then turn to a review of
three meta-analyses, moving into a focus on outcome literature with adult
populations, outcome literature with adolescent populations, and outcome as it
relates to client characteristics.
Evaluation Criteria for Empirically
Supported Treatments (ESTs)
Adventure
therapy has been used with many different populations (e.g., court ordered
juvenile delinquents, the mentally ill, PTSD sufferers, the disabled, substance
abusers, eating disordered individuals, sexual abuse survivors, as well as
normal populations), and it proponents claim it to be an efficacious
treatment. In reality, however, the
literature shows a range of discrepant findings. One potential explanation for discrepant
findings among the existing research is the wide range of methodologies
employed and the clear lack of scientific rigor with which many studies were
conducted. Thus, the conclusions and
insights which can be gained are limited. As will be seen, there have been a
number of studies which suffer from severe methodological difficulties,
therefore effectively rendering them scientifically useless in the evaluation
of adventure-based therapy.
Gillis
(1992) discusses common methodological errors found in the adventure-based
therapy research, errors occurring at the most basic level of research
design. Such fundamental design
considerations as equivalent control groups, randomization, psychometrically
sound outcome measures, clearly defined methodologies, appropriate statistical
procedures, and follow-up are often overlooked.
He also notes that many studies utilize quasi-experimental designs and
thus the results have limited generalizability. In addition, both settings and
treatment methods are diverse, which also limits the generalizability of
results (Kelley, 1993). Unfortunately,
as noted earlier there is no clear method of conducting adventure-based therapy
(Gillis, 1992) and it seems this confusion may be reflected in the research.
With the
1995 publication of the APA Division 12 Task Force on Promotion and Dissemination
of Psychological Procedures came an increased awareness of the necessity for
specific psychotherapeutic treatments to establish proven efficacy. The psychological community responded to this
call for empirical validation, and a list of empirically supported treatments
emerged. This list continues to grow in
length (Dobson & Craig, 1998).
Guidelines
have been established for determining whether or not a treatment has received
the empirical validation necessary to support claims of efficacy. Chambless and Hollon (1998) provide a
specific structure designed to guide this evaluation, defining empirically
supported treatments (ESTs) as “clearly specified psychological treatments
shown to be efficacious in controlled research with a delineated population.”
(p. 7). In addition they ask researchers
to “consider the following broad issues about ESTs in their area:
a)
Has the treatment been shown
to be beneficial in controlled
research?
b)
Is the treatment useful in
applied setting and, if so, with what patients and under what circumstances?
c)
Is the treatment efficient
in the sense of being cost-effective relative to other alternative
interventions?” (p.7).
They note that researchers can
answer such questions by performing evaluations of treatment efficacy (which
includes clinical significance), effectiveness (i.e., clinical utility), and
efficiency (i.e., cost effectiveness) (Chambless & Hollon, 1998).
Chambless
and Hollon (1998) also provide specific criteria necessary to be met in order
for a treatment to receive the designation of EST. While such criteria have been published
elsewhere (Crits-Cristoph, 1998) and are discussed in detail by Chambless and
Hollon (1998) , they will be listed here to provide background context for the
discussion of the research specific to adventure-based therapy. The criteria are as follows:
1)
“Comparisons with a
no-treatment control-group, alternative treatment group of placebo (a) in a
randomized clinical trial, controlled single case experiment, or equivalent time
samples design and (b) in which the EST is statistically significantly superior
to no treatment, placebo, or alternative treatments in which the EST is
equivalent to a treatment already established in efficacy and power is
sufficient to detect moderate differences.
2)
These studies must have been
conducted with (a) a treatment manual or its logical equivalent; (b) a
population treated for specified problems, for whom inclusion criteria have
been delineated in a reliable, valid manner; (c) reliable and valid outcome
assessment measures which tap at minimum problems targeted for change; and (d)
appropriate data analysis.
3)
For a designation of
efficacious, the superiority of the EST must have been shown in at least 2
independent research settings (sample size of three or more in the case of
single-case experiments). If there is
conflicting evidence, the preponderance of the well-controlled data must
support the ESTs efficacy.
4)
For a designation of
possibly efficacious, one study with similar characteristics as above suffices
in the absence of conflicting evidence.
5)
For a designation of
efficacious and specific, the EST must have been shown to be statistically
superior in at least 2 research settings.
If there is conflicting evidence, the preponderance of the
well-controlled data must support the ESTs efficacy and specificity.”
(Chambless & Hollon, 1998).
While solid research design is
assumed in this listing, Borkovec (1994) discusses in more detail additional
important aspects of design which are relevant to a critique of any treatment,
specifically client considerations, therapist considerations, and dependent
variable considerations. Such aspects
will be discussed further in the next chapter.
Importantly, as will be seen in the following review, much of the AT
research contains flaws such that criterion specific to all psychotherapy
research are threatened, deficient, or as yet have not been considered.
Meta-Analyses
In
order to consolidate the work of numerous researchers utilizing varying
methodologies and diverse diagnostic categories, there have been three
meta-analyses conducted in the overall area of adventure programming. While none of these analyses were conducted
exclusively in the area of AT (AT program results were often collapsed with
other outdoor adventure programs), a review of these findings may shed light on
important AT-related methodological issues.
However, it is logical to wonder why these meta-analytic reviews appear
to involve minimal overlap with the body of literature which is reviewed
following a discussion of the meta-analyses.
There
appear to be several reasons for this lack of overlap. Cason & Gillis (1994) do not include in
their list of references those studies reviewed in the meta-analysis, including
only citations from their preliminary introduction. Therefore, any overlap cannot be
determined. Han’s (1997) analysis
focused specifically on adventure programming and locus of control. Thus, such studies were not included in the
analysis which follows of the outcome research evaluating the efficacy of AT as
a treatment modality. Hattie, Marsh,
Neill, and Richards (1997) review focused specifically on studies with Outward
Bound programs. As previously noted,
while utilizing similar formats, Outward Bound does not expressly pursue
therapeutic goals in their programs.
Thus, outcomes studied from Outward Bound programs have only limited
relevance to a therapeutic context.
[Note-those studies reviewed in the following sections which examine
outcome in Outward Bound programming are included in the review as they are the
best of what research is presently available].
While Hattie et al.’s study does contain an element of overlap, those
studies that do overlap are reviewed separately due to questions of validity in
Hattie et al.’s analysis. Furthermore,
many of the studies reviewed in the meta-analyses are unpublished. Finally, all focus generally on outdoor
adventure programming instead of specifically on AT, subsuming AT into this
broad category.
Cason and Gillis
Cason &
Gillis (1994) conducted the first meta-analysis, examining the adventure
programming literature with adolescents.
While suffering from serious methodological concerns, this study is
commonly cited as supportive evidence for the efficacy of AT with adolescents
and thus warrants close scrutiny. In
this first attempt at consolidation, Cason and Gillis (1994) examined all of
the available literature on adventure programming with adolescents. They reviewed 79 published studies were
reviewed and out of these 36 were excluded for lack of sufficient statistical
information, a non-empirical basis, or utilization of a sample not of the
appropriate age. Unique “researcher-designed” outcome measures were also
excluded from the analysis, as were outcome measures used less than five times
due to difficulties interpreting average effect size of such a small
group. Such detail is included to
provide the reader with insight into the methodological inadequacies of the
literature.
Ultimately,
43 published studies were reviewed and effect sizes examined based on 19
outcome measures and 11,238 adolescent participants. Quality of studies was ranked by Cason and
Gillis (1994) on a scale of 1-6. This rating consisted of a composite score
based on utilization of random assignment, timing of measurement (i.e., pre,
post and/or follow-up), employment of a control group and if so, whether this
group was included in any follow-up.
Studies receiving a ranking of one were noted as “requiring only pre-and
posttesting without a control group” and those receiving a ranking of six
employing “a control group with random assignment and pre-post and follow-up
testing for both experimental and control groups” (Cason & Gillis, p.
45).
Of note is
that only five studies examined received a ranking of five or six in their
analysis. Unfortunately, studies with
serious methodological errors (e.g., lack of control group) were included in
this analysis and there was no differentiation made between those studies in the summary scores, seriously limiting any
conclusions that can be drawn. Moreover,
post-test only designs were considered to be among the most acceptable of those
available, limiting further any conclusions based on this analysis.
Cason and
Gillis (1994) also examined the relationship between design ranking and effect
size, reporting that 70.6% of the effect sizes were found in studies without
randomly assigned control groups. They
reported a significant negative correlation between research design and effect
size, indicating that effect size went down as the methodology employed
increased in rigor. Seemingly in
contrast to this, however, Cason and Gillis (1994) report that there were
significantly higher effect sizes in those studies that were published as
compared to those that were not (e.g., dissertations). Importantly however, the majority of studies
included in the meta-analysis were unpublished.
Overall,
they found a summary effect size of .314, which potentially suggests a moderate
improvement overall. However, more important
information is found in the variation of the effect sizes, which ranged from
-1.48 to 4.26, with a standard deviation of .62. One explanation for these discrepant findings
is the difference in types of outcomes measures, ranging from scores on a math
achievement test (4.26 effect size) to movement toward and external locus of
control (-1.48 effect size). One must
wonder at the theoretical rational for including such diverse outcome measures
in the same overall summary score. While
each may reflect some sort of change, there may be no relationship between such
variables. Therefore, simply comparing
change, change seemingly occurring in any domain at all, is meaningless. This diversity in outcome measures also
reflects the clear lack of existing standards for evaluating such programs.
Program
variables studied included program length and participant characteristics
(e.g., delinquency status, mean age, presence of physical or emotional
disabilities, referral source). This
list of variables provides further insight into the amount of methodological
difficulties which plague the literature. Given that participants from such
diverse backgrounds as school settings and judicial involvement (i.e.,
delinquents are included within the same sample as other participant groups)
are included in the same sample, it is assumed that the impact of such
participant characteristics has not yet been examined in any controlled
fashion.
The closer
examination of these variables leads to even greater concern with regards to
the findings. Program length was
considered, and longer programs were found to have greater effect sizes. However, closer scrutiny of such programs
leaves no doubt as to the lack of validity in this finding. Longer programs typically involve an
experience where participants live with their leaders or therapists and the
other group members around the clock for some period of time. These types of programs were included in the
same analysis with those that were one day in length. There is no way to rule out any alternative
explanations for reported change based on setting, client characteristics,
therapist/leader variables, relationships between participants and the leader,
or any other multitude of possibilities.
Without greater control for such variables, there can be no such
comparison between effect sizes.
Therefore, this cannot be considered as a valid finding.
As noted
above, widely differing adolescent
population groups were collapsed together in the study. Although participant characteristics
beyond those listed were not considered, Cason and Gillis (1994) claim no
difference in effect size based on identified populations. However, they did note that there was widely
diverse instrumentation employed across populations, and that this may impact
the results. For example, they report
that treatment populations were often given a battery of clinically-based
evaluation measures while “normal” adolescents often completed non-clinical
measures such as self-esteem and locus of control. Given the entirely different rationale
behind this array of measures, there can be no true basis of comparison. Finally, there is no differentiation made
between adventure-based therapy programs and basic outdoor adventure programs,
further confounding this comparison of effect sizes.
Cason and Gillis (1994) note specifically that
their study is in no way able to answer questions regarding potential
differences in outcome based on client characteristics, referral source,
therapist variables, or differences in instrumentation. They note that these such variables are not
actually reported often enough in the literature to allow for coding at the
meta-analytic level, and state that this is necessary for future research. They also remark that differences in
programming and activities utilized needs to be more closely examined in order
to determine what types of program characteristics might impact change, noting
that without such descriptions replication and scientific evaluation are
impossible (Cason & Gillis, 1994).
Cason and
Gillis (1994) further comment that “in order to determine a more meaningful
estimate of the effectiveness of adventure programming, empirically based
research must develop in a more logical and consistent direction.” (p. 43). They also state that programs which report no
more than program length, and average scores of participants on a particular
measure are nor longer useful, a statement that seems clearly obvious to anyone
informed by the EST literature
Unfortunately, it is not clear whether such studies were utilized in
their meta-analysis, although based on the design considerations it seems
likely that in fact some were.
Clearly,
the findings of this meta-analysis must be viewed as invalid and no conclusions
can be drawn based on the results. However, as the first attempt to consolidate
such findings, it can be used to stress important considerations in conducting
such future meta-analytic studies.
Han
Han (1997),
in an unpublished masters thesis, also conducted a meta-analysis, focusing
specifically on the findings in overall adventure programming with regard to
locus of control. While locus of control
may be of limited clinical utility, given the lack of such meta-analytic
studies it is important to explore Han’s findings. She examined 24 studies
which utilized locus of control as an outcome measure which included 1632
participants. Mean ages were not
reported, and there is very limited information regarding participant
characteristics.
In this
analysis Han (1997) included only those studies utilizing a pre and post-test
assessment of locus of control and reporting what was deemed by Han to be “an
appropriate level” of statistical information.
Unfortunately, there is no operational definition given for
“appropriate”. In addition, there was no examination or discussion of study
design in Han’s analysis and thus there is no information available on which to
evaluate the strength of the findings.
Therefore, the results are relatively uninterpretable. Nevertheless, I will continue with this
discussion of Han’s findings on order to continue exploring the relevant
literature.
Han found
an overall mean effect size of .36 for locus of control, reporting this as an
shift towards intenality across conditions. Such a shift towards an internal
locus of control has been shown to be associated with increased
self-confidence, decreased anxiety, and higher levels of adjustment and
self-esteem (Deery, 1983; Shasby, Heuchert & Gansneder, 1984; Langsner
& Anderson, 1987). Standard
deviations were not reported. Given that
we have no information as to the methodological quality of those studies
included in Han’s analysis, unfortunately there is no basis by which to
evaluate the validity of either of these claims.
Attempting
to build on the findings of Cason and Gillis (1994), Han coded her studies
based on program and population characteristics. The populations were identified by Han (1997)
as: a) clinical, participants who
carried some sort of DSM-related diagnosis; b) adjudicated, court referred; c)
non-clinical, including school groups, outward bound participants, and
volunteers; and d) non-clinical
referred, which included “special populations who were referred but did not
carry a diagnosis.” (p. 21). There were
no differences regarding changes in locus of control between populations. Of note, however, is that only 3 of the
studies reviewed utilized clinical populations as compared to 13
non-clinical. Given the inequality of
the sample populations, we can make no generalizations based on this data with
regards to effects of programs on specific populations in the area of locus of
control, particularly clinical populations.
Program
characteristics reported included the goals of the program, the type of
program, and the daily duration of the program.
Program goals included four categories: 1) recreation, 2)
education/developmental/prevention, 3) adjunctive therapy , and 4) primary
therapy (PRIM). Programs reporting a
primary goal of therapy had a significantly higher mean effect size for locus
of control (.64) then did those reporting a goals of education, development or
prevention (.35), and adjunctive therapy (.30).
Types of
program examined included 1) wilderness/expedition format, 2) camping, or base
camp based model, and 3) activity-based model.
(The reader is referred to the earlier discussion of such program types
for more information.) Programs were
then categorized on “daily duration” (time spent in the program per day) and
included a pure residential setting where participants were together for the
entire duration of the program, a semi-residential designation where the
program consisted of daily meetings with the participants returning to their
respective homes combined with some overnights.
In addition, this category included those participants involved in
inpatient hospitals who remained in this setting throughout but for whom the AT
intervention was utilized as an adjunct modality. This appears to be a serious confound, and it
is unclear why this was not a separate designation. The third category included those participants
involved in outpatient treatment.
Outpatient
populations showed a significantly lower shift towards internality than did
those in the semi-residential or the residential programs. As this is of
limited clinical utility, what could have potentially provided more relevant
information would have been the analysis of the interaction between program
goal and participant group.
Unfortunately, while the data were available to make such comparisons,
this step was overlooked by Han (1997).
While any conclusions would have been limited by the aforementioned
methodological constraints, such an analysis may have provided preliminary
clues for future examination of differential effects across populations, at
least as related to locus of control.
This level
of detail is included in this discussion to show Han’s (1997) attempts at a
somewhat more rigorous delineation of client and program characteristics. While is still lacking in such specifics as
other clients characteristics, therapist/leader variables, and a clear
operationalization of types of programs, when compared to Cason and Gillis
(1994) this suggests movement in that direction. Unfortunately, however, Han’s (1997) study
suffers from many of the same methodological errors as does Cason and Gillis
(1994). Aside from the lack of
information regarding quality of studies, there is no mention of the
utilization of randomization or appropriate control groups, participant or
therapist/leader characteristics, or the use of appropriate statistical methods
(beyond Han’s (1997) personal designation).
In addition, identified populations were not mutually exclusive, nor
were designations of program duration clearly specified. Furthermore, only 3 of the studies reviewed
involved clinical populations, as compared to 13 non-clinical. Related to this, locus of contort lacks
clinical utility for such populations.
Thus,
similar to Cason and Gillis (1994), Han’s (1997) study should not be cited as
support for AT efficacy.
Hattie, March, Neill, and Richards
Hattie,
Marsh, Nell, and Richards (1997) conducted the third meta-analysis to date,
with a mean sample age of 22.28, and an age range of 11 to 42 years. They
analyzed effect sizes in 96 studies of exclusively Outward Bound programs. The mean length of program is reported to be
24 days with a standard deviation of 16, indicating wide variability. Participants were coded as normal,
delinquent, or business managers, reflecting the target populations for Outward
Bound programs. No further information
was given about the participants.
As an
aside, it is important to note that while Outward Bound programs may achieve
some therapeutic goals, the primary focus is not on therapeutic level
processing. In addition, a backcountry
setting was a necessary element of those Outward Bound experiences included in
their analysis. Therefore, the results
may not be generalizable to programs that are primarily therapeutic in nature
and which may vary in length and setting.
However, given the similarities in history and modality between Outward
Bound and AT programs, this study may provide relevant background information
to the study of AT.
Their
meta-analysis also contained a portion of studies that included preliminary
testing and follow-up, indicating that 18% of the studies involved responses
collected one month prior to beginning the program and 18% contained studies
which assessed follow-up effects. Given
the impact of excitement and anticipation immediately preceding a program and
the potential for inflated scores immediately following a program, this is an
important difference between this meta-analysis and those prior. Interestingly, however, there were no
systematic effects found for prior testing.
Hattie et
al. (1997) found a summary effect size of .34, very close to that found by
Cason and Gillis (1994). In addition,
they reported an increase in effect size of .17 for assessments conducted up to
18 months after the program ended (mean= 5.5 months), translating to an overall
improvement effect size of .51. They
believe that this finding suggests that participants continue to experience
growth and change upon returning to their homes. This can be contrasted to most forms of
intervention which show steady losses in treatment gains with the passage of
time (Neill & Richards, 1998).
As
discussed in the reviews prior, however, one cannot be sure of the quality of
such follow-up. There are no data
available as to attrition rates in follow-up, nor are there any data available
as to the setting that participants were released into. Therefore, it is
impossible to separate the effects of self-selection in the follow-up (i.e.,
those with unfavorable outcomes may have dropped out of the study), as well as
the effects of environmental considerations upon release. There are also no data available on what
types of outcomes were examined for follow-up and who gathered this data. Important future considerations when
examining such data include knowing how improvement was defined and in what
domains was it evaluated, as well as knowing whether there was any experimenter
bias associated with the data.
Hattie, et
al (1997) did conduct an analysis of study quality and excluded from their
meta-analysis those studies which they judged to be of low quality. They found no differences in mean effect
sizes for those studies coded as high vs. medium quality, therefore they did
not separate the conclusions.
Unfortunately, the definitions of what constitutes low, medium and high
quality studies are overly vague. Low
quality studies were defined as there being “no information available on the
quality of the test” (p. 58). Studies
rated as medium quality included those where “some attempt was made to
reference psychometric qualities of the test” (p. 58), and studies rated as
high quality were based on the study being “published and/or norms available in
publications” (p. 58).
While this
is a positive attempt at deleting those studies of poor quality from any sort
of scientific consideration, there needs to be further information available as
to the quality of the data included in the analysis before a truly informed
decision can be rendered regarding the conclusions of the meta-analysis. The limited information provided by Hattie et
al. (1997) is imprecise and relatively uninterpretable. Nevertheless, this is clearly a positive
step when taken in the context of the scientifically impoverished AT
literature.
In
addition, related to problems related to ratings of study quality, Hattie et al. (1997) noted that small sample sizes for most of the
studies reviewed led to low power, estimating that the average power of the
studies they included in their analysis was .65 for medium effect sizes,
pointing out that therefore these studies contain statistical power below the
accepted level of .80. They discuss this
finding in the context of the literature in this area, noting that “it is
perhaps no surprise (given the low sample sizes) that evaluators sense major
change but are frustrated at not detecting statistical significance” (Hattie et
al., 1997, p. 49). They report that by
using meta-analytic techniques, they were able to use an “alternative
methodology” that “avoids the pitfalls of using small samples, capitalizes on
the diversity of outcomes and programs, and is not as concerned with
statistical significance” (p. 49).
However, this statement is questionable when considered in the context
of the above noted information provided regarding the quality of those studies
reviewed.
Hattie et
al (1997) found no immediate differences between effect sizes for participants
based on background ( i.e., “normal”, delinquent, or business managers) They report, however, that the mean effect
size at follow-up is greater for delinquents than the other two groups (mean
=.34), and it is possible that this increased mean may be due to the wide range
in reported follow-up effect sizes for this group (range =-.05 to .74). Standard deviations were not available. Age and gender were examined for the first
time in these meta-analyses as potential moderating variables. Hattie et al. (1997) noted difficulties in
examining age as a moderator variable of effect size, indicating that there was
too little information available about the ages of participants in the studies
included in their analysis. As an
attempt at examining these effects, they split the studies into two groups, one
utilizing school age participants and one using adult participants (including
university students). They found a
greater effect size for adults with immediate post testing, although the
follow-up mean was similar for both groups.
The authors note, however, that this may be an effect related more to
self-selection due to motivation rather than an actual increased change
mechanism for adults, and discuss the need for reported participant motivations
in future research. It may be that
school-age participants are referred unwillingly by parents or school staff,
whereas adults are much more likely to be volunteers. Gender was also examined
and while Hattie et al. (1997) note there are confounds in that most studies
utilize mixed-gender groups, they claim it appears as though there are no
differences in effect sizes for male female participants.
Hattie et al. (1997) also broke the program
type into specific categories, differentiating between wilderness/expedition
programs and adventure programs utilizing less extreme physical challenges. They report that wilderness programs appear
to have the highest effect, but claim that the success of these programs with
delinquents skews these results. In
addition, they examined the length of the program and concluded that longer
programs (those greater than 20 days in duration) have higher effect sizes,
however they note that there is an interaction between this finding , age of
participants and country of origin (Australia vs. the United States). They state that for student-age participants
the effects were similar regardless of length of program or country of origin
and that for adults the results were more marked for longer programs in
Australia as compared to the United States, perhaps indicating an underlying
and unexplored difference in those participants from different countries in
their response to the program. This
examination of the interactive effects is much applauded, given that such a
potentially important avenue was overlooked in the previous analyses.
Outcome was
coded into six dimensions which encompassed a listing of different
subcategories subsumed under these major dimensions, and separate effect sizes
were computed for each dimension and specific subcategory (note-in the interest
of brevity, the reader is referred to the original article for individual
subcategory effect sizes): leadership
(effect size=.38, subcategory range of .46-.05) , self-concept (effect
size=.28, subcategory range of .47-.08), academic (effect size=.24, subcategory
range of .50-.45) personality (effect size= .37, subcategory range of .49-.10),
interpersonal (effect size=.32, subcategory range of .55-.13) and adventuresomeness
(effect size =.38, subcategory range of .39-.24). Of note is that there are no
clinically-related outcomes, which may be understandable given that the
programs examined were not specifically therapeutic in nature.
Hattie et
al. (1997) report that “the effects across these six dimensions are
systematically high” (p. 66). Follow-up
effect sizes for each outcome dimension are also considered and they report
that these effects are maintained over time for all categories but
adventuresomness. While an outstanding
finding, this appears to be a fairly sweeping assertion and it may be important
to expand on such claims. Unfortunately,
as noted the necessary information on study quality required to truly evaluate such
claims is unavailable.
Hattie et
al. (1997) were also the first of the meta-analytic reviewers to employ
statistical techniques beyond effect size comparisons when analyzing their
data. Reportedly using setwise
regression, they claimed that 36% of the variance in effect sizes could be explained
by the program effects, background effects, outcome effects, and study
effects. Interestingly, they found the
least amount of variance could be attributed to study variables, although this
may be reflective of their limited definition of what constituted study
quality. Interestingly, this finding is
in contrast to Cason & Gillis’s (1994) finding that effect size increased
as study quality went down. However,
this could potentially also be a function of the fact that Hattie et al. (1997)
excluded those studies they deemed of poor quality from their analysis. Also based on the regression analysis, on the
participant level they claimed that the most variance was explained by
participant age, length of program (two categories, longer or shorter), and
country of origin. This appears to be one of the first attempts at examining
the interaction between program effects and participant effects.
Clearly,
this meta-analysis has moved beyond many of the criticisms leveled at the
previously addressed studies. However,
the overall validity of any meta-analytic review is based on the quality of the
studies included and this study leaves this question unanswered. The definitions given were not specific
enough to allow for any true evaluations of the quality of those studies
reviewed. Therefore, there can be no
conclusions with clear validity drawn from the results. While it can be used to guide further
analyses that examine the issue of study quality much more closely, the results
of this study remain inconclusive.
Nevertheless, given the increase in methodological sophistication found
in this study as compared to those reviewed previously, it is worthwhile to
provide a summary of the methodological improvements.
The
continued inclusion of statistical procedures beyond simple comparisons of
effect size (i.e., regression analysis), utilized by Hattie et al. (1997) and
the examination of interactions between variables could potentially provide us
with a much greater understanding of the relationships between variables. Hattie et al. (1997) also attempted to
further define client characteristics, even at the most simplistic level (i.e.,
participant age) and examined the interactions of this characteristic with
other variables. While the lack of
information given regarding client characteristics in the studies they reviewed
precluded any analysis beyond the breaking of participants into basic
groupings, this was an important step was overlooked in the previous two
analyses. In addition, they also
examined the effects of gender. It is
unfortunate that the state of the literature in AT is such that additional
characteristics are rarely available.
The
detailed analysis of the outcome data was also more thorough in this
study. It appeared that the groupings of
the outcome measures were well thought out and information about the specific
sub-categories was given when relevant to achieving greater understanding. Such
information was also unavailable in the previously reviewed studies. In addition, the detailed analysis of the
follow-up data related to specific outcome gives us insight into the importance
of such data for future evaluations.
Further information could have been provided about the format of the
programs examined. While the programs
were broken into two groups, expedition and adventure, there is limited
information to be gained from this distinction and a further break-down of
program characteristics would have been useful.
Given that
the meta-analysis conducted by Cason and Gills (1994) as well as Han (1997)
both suffer from similar methodological flaws, it unfortunately appears that we
can reach no solid conclusions about adventure programming based on any of
these reviews. Chambless and Hollon
(1998) comment on the usefulness of meta-analyses, noting that “We think it is
unwise to rely on meta-analyses unless something is known about the quality of
the studies that have been included and there is confidence in the data.” (p.
13). Unfortunately, for these three
meta-analyses such is not the case. Sadly,
this seems to reflect the current state of the AT literature, and while such
efforts to consolidate the AT literature are laudable, they may perhaps be
premature. Such reviews may be better
conducted when the field overall has reached a state where there is enough high
quality literature available to conduct truly meaningful meta-analyses. Further insight into this problematic issue
may be gained in the examination of the studies which follow.
Use of Adventure-Based Therapy with Adults
There
have been four studies that have recognizably added significant contributions
to the literature relating to AT with adult populations. In this section, studies by Kelley (1993), Banaka and Young
(1985), Kelley, Coursey, and Selby (1997), and Herbert (1998) will be reviewed
in detail. The section will end with a
brief summation of other studies with adult populations.
Kelley
In an
review of the AT literature with mentally ill adults, Kelley (1993) similarly
notes that the methodology employed in the studies he reviews is inadequate due
to lack of rigorous controls and psychometrically adequate comparisons. Kelley reviewed 17 studies in this area which
involved both adventure-based therapy alone as a treatment modality and
adventure-based therapy as an adjunct treatment. Of the studies he reviewed, he notes that
only one of those came close to reaching methodological adequacy. In fact, the majority of the studies simply
base their conclusions on anecdotal evidence.
Similar to
those included in the meta-analyses, problems with the studies Kelley (1993)
reviewed included lack of a control group or a lack of equivalent testing of
the control group, lack of post-test data, use of unstructured interviews or
instruments with no reported reliability or validity data, a lacking of
statistical analyses or inadequate documentation of reported analyses, and the
use of anecdotal reports as evidence of improvement. In addition, Kelley discusses such confounds
with this population as novelty effects and effects of antipsychotic medication
on physical performance. Therefore
Kelley notes that there can be no interpretation of the data in this area
regarding the efficacy of such adventure-based interventions for mentally ill
adults. Given these severe
methodological errors, the flawed studies will not be reviewed here in detail
and reported outcomes will be listed only to provide illustration of the types
of outcomes examined as the data is not considered to be valid.
These cited
studies included hospitalized inpatients, psychiatric day-treatment patients,
and PTSD war veterans. Reported outcomes
included a reduction in obsessive thought patterns, deceased fears of
overwhelming dependency, increased self-esteem, increases self-confidence, and
greater affective awareness (Slosky, 1973, cited in Kelley, 1993), increased
rates of discharge (Jerstad & Seltzer, 1973), increases in appropriate
social interaction and congruence between real and ideal self conceptions
(Jones, 1972, cited in Kelley, 1992; Tuttle, Terry, & Shineedling, 1975),
increased self-efficacy (Shank, 1975), increases in communication and
alertness, greater initiation of responsibility and improved grooming (Keith,
1978), increases in personal pride and self-esteem , and overall therapeutic
benefits (Myers, 1982), and decreases in PTSD symptomatology (Wilson, Walker,
& Webster, 1989). Other studies
published after Kelley’s review have examined the use of adventure experiences
for persons with physical and mental disabilities (Herbert, 1998; McAvoy,
Schatz, Stutz, Schlein, & Lais, 1989).
Echoing the
earlier critical discussion, Kelley (1993) suggests that future research is
necessary in this area which employs such standard research designs as control
group comparisons, randomization, and the use of appropriate psychological
measures with demonstrated validity for mentally ill populations. In addition, he also discusses how few
studies have utilized long-term follow-up data and that data of this sort is
necessary to address the long-term utility of such interventions.
Banaka and Young
As noted,
there is one study discussed by Kelley (1993) which employed more appropriate
methodologies. Therefore, this study
will be reviewed in detail. Banaka and
Young (1985) reported the effects of a two-week wilderness camp on skills
related to community coping for chronically mentally ill participants. Chronically mentally ill adult men and women,
most diagnosed as schizophrenic, from two state hospitals were nominated by
hospital staff based on chronicity and staff perceived adaptability to the
program. Mean age of participants was
30. Participants were screened by
interview to further determine eligibility and were randomly assigned to the
control or the experimental group.
However, 20 of this group chose to not participate and were replaced by
controls, leaving a total number of 48 participants and 31 controls. Therefore, while there were solid attempts at
random assignment there was still no rigorous way to control for selection bias
in the groupings.
The staff
for the camp included 12 hospital volunteers and 12 professional guides, six of
whom had no association with the hospital.
There is no further information available on the staff. Two staff involved in the program and the
participants themselves filled out rating forms covering five domains: personal
care, formal social system, informal social contacts, social acceptability, and
task orientation. Measures were taken at
pre-test, one time during the two-week intervention, at post-test, and three
weeks post-completion. The control group
participated in the standard treatment regimen.
There were no differences found between the scores of the control group
for time 1 to time 2, therefore there was no additional data collected for
controls and these early scores were used as comparisons. Results showed that the experimental group
was significantly improved on seven of the ten scales at the camps close and
that those changes were maintained for three weeks post completion on four of
the seven scales at follow-up.
A six month
follow-up showed a significant difference in discharge rates for the
experimental groups (92.7% as compared to 55%), although variability
information was not provided. The
experimental group spent significantly more time in the community following discharge, and
rehospitalization costs of controls were twice that of the experimental
group. This suggests the possibility of
cost effectiveness for such a treatment.
Regression models were employed, and the experimental group change
scores on 4 of the 10 scales from
pre-testing to three week follow-up were predictive of community-based
success (Banaka & Young, 1985).
This study
is one of the better conducted to date, employing attempts at randomization, an
adequate control group, and appropriate follow-up, as well as more
sophisticated statistical techniques. In
addition, this is the first study reviewed which made any attempt at assessing
the impact of individual differences in change scores on successful
outcome. However, it still suffers from methodological
inadequacies.
To
elaborate, the measures used by Banaka and Young (1985) were devised for the
purposes of the study and therefore there is no psychometric data available for
the measures. The staff conducting the
ratings were also participant-observers, and therefore the ratings themselves
were subject to experimenter bias. The
lack of testing of controls at post-test and follow-up leaves open the
possibility of maturation effects, Although the one month that elapsed is a
fairly short amount of time, this amount of time elapsing may have greater
relevance when considering the effects of such time for psychiatric inpatients.
The statistical procedures utilized were also somewhat inadequate. In addition, there is minimal information
available on the participants, and such information as length of time spent
prior to the program in the hospital and further diagnostic information would
have been helpful in evaluating generalizability. As aforementioned, there is also the problem
of selection bias. Finally, there is no information available on the
staff/therapists who conducted the two-week wilderness camp, specifically
regarding their expertise or familiarity with therapeutic principles, nor is
there any specific information available on the program itself. Information such as this is necessary in
order for such findings to be compared to the effects of other similar programs
in the future.
Kelley, Coursey, and Selby
Kelley,
Coursey, and Selby (1997) conducted one of the most well thought out and
clinically relevant studies to date, utilizing a chronically mentally ill
population and stating expressly therapeutic goals. Participants involved in outpatient
psychosocial rehabilitation programs were recruited to participate in an
adventure program which consisted of nine weekly day-long outings focusing on
sequentially more challenging adventure activities (e.g., hiking, rock
climbing, caving, and canoeing) in groups of 8-12. In addition, this program also integrated a
self-instructional training (Meichenbaum & Cameron, 1973) component into
the activities, thus integrating specific cognitive-behavioral techniques.
Staff
included clinical psychology master and doctoral level students with extensive
outdoor experience, as well as other experienced student leaders. Some groups included agency staff as well,
and all staff received further training in leadership throughout the
program.
Participants
were separated into two diagnostic groups, schizophrenic (N=36) or affective or
schizoaffective disorders (N=33). The
experimental group consisted of 50 mixed gender participants and the control
group consisted of 19 participants. Mean
age of participants was 31 and participants had been in treatment for an
average of ten years. All participants
attended the same rehabilitation center and volunteered for the program. The control group was provided by those
participants who were unable to participate due to scheduling conflicts, as
well as those who had to drop-out of the program due to later arising conflicts
(e.g., procured employment, scheduling difficulties). Participants were screened for psychological
and physical suitability for the program prior to admission.
Pre-test self-report measures were completed
while waiting for admission to the program and also just prior to beginning the
program. Controls completed such
measures at an equivalent interval.
There were no differences found between the experimental group and the
control group on such measures, nor were there any reported changes for either
group during the wait-list period (approximately 9-10 weeks). Additionally, the experimental group
completed the measures upon finishing the program, while the controls completed
the measures at an equivalent nine week interval. Unfortunately, there were no follow-up data
available.
Clinically
relevant dependent measures were used to assess the following areas: self-esteem and self-efficacy, using several
self-efficacy scales and one self-esteem scale (Rosenberg, 1965); anxiety and
depression, using the State-Trait Anxiety Inventory, Trait Version (STAI;
Speilberger, Gorusch, Lushene, Vagg, & Jacobs, 1977); the Beck Depression
Inventory (BDI; Beck & Sterr, 1987), and the Anxiety and Depression
subscales of the Brief Symptom Inventory (BSI; Derogatis & Melisantros,
1982); trust vs., paranoid tendencies; and locus of control. Additional psychiatric symptoms were also
measured using the remaining subscales of the BSI (Kelley, et al, 1997).
The data
were analyzed using multivariate analysis of covariance (MANCOVA) techniques,
with pre-test scores as covariates and post-test scores as the dependent
variables. Results showed significant increases in self-esteem and
self-efficacy for the experimental groups and decreases in such areas for
controls. Interestingly, significant
decreases were found for both groups on the BSI anxiety and depression
subscales. Kelley et al (1997) report that the differences were larger for the
experimental group, although it is unclear if this is a statistically
significant difference. No differences
were found on the BDI. There was no main
effect for the intervention in the trust vs. paranoia domain, but a significant
interaction emerged for group by diagnosis in this area. Examination of this interaction revealed that
on the Trust and Cooperation scale, experimental participants with affective or
schizoaffective disorders showed significant increases in these areas. For schizophrenic participants the results
were moderately reversed. For the BSI
subscales of Interpersonal Sensitivity and Hostility, decreased symptoms were
shown for all experimental participants, while schizophrenic controls showed
increases and controls showed decreases.
No differences were found in locus of control or other psychiatric
symptoms. This finding with regards to
locus of control seems to contradict other studies in this review. Overall, results suggest that there may be an
immediate effect for adventure participants in the areas of self-efficacy,
self-esteem, anxiety, depression and trust.
In addition, there is the suggestion that participants in different
diagnostic groups may respond differently to the intervention.
This study
is noteworthy as it is the only study to date that utilizes a battery of
measures addressing changes in specific pathological symptoms, and the only
study that examines differences in AT outcome across such groups. In addition, it is also the only study that specifically delineates a clearly
recognizable use of a specific therapeutic orientation (self-instructional
training), along with other more common AT therapeutic principles such as group
level processing, challenge, sequencing, etc..
The use of clinically trained staff is also worthy of mention, as is the
use of statistical procedures of appropriate sophistication. Future studies employing similar
methodologies could employ regression techniques as well in order to analyze
any utility of pre-test measures or change scores as predictors of change.
While
noteworthy for all of these reasons, this study still suffers from problems
with standardization that raise questions of validity. There were particular problems with
standardization of groups. The control
and experimental groups contained differing numbers of participants, as well as
differences in their diagnostic composition, thus leading to a lack of
equivalence. In addition, the AT
experience across experimental groups seemed to differ substantially. Participants were only required to
participate in three of the adventure groups, and therefore attendance
fluctuated. This may have potentially
impacted the nature of the group experience and also may have contributed to
individual differences in the experience.
Such differences in participation may have led to differences in level
of change reported, thereby impacting the overall group mean. The sequencing and choice of activities was
also different for groups based on the time of year and instructor
expertise. Furthermore, the composition
of instructors/therapists for each groups varied, with different training
levels and numbers of staff across groups.
This may have led to differences in the dependent variables based on
therapist effects.
The use of
drop-outs as controls is also questionable, although wait-list measures
indicated no between group differences and no differences between those that
were unable to participate for scheduling reasons vs. those who dropped out for
comparable reasons. Differences in motivation between groups, however, may have
indirectly impacted the results.
Nevertheless,
this study is the most clinically relevant of all available studies to
date. While suffering from
methodological inadequacies related primarily to lack of standardization, the
suggestion of impact for an AT intervention with a population such as this is worthy of further investigation which
attempts to control for those factors mentioned. Future research should also
attempt to employ standardization of training levels, experience, etc. of
staff. It is worth noting, however, that
difficulties in standardization of client experience plague all psychotherapy
researchers. In addition, further delineation of the use of such therapeutic
techniques as self-instructional training should be provided in order to begin
considering the potential impact of such techniques on the overall
intervention. Finally, follow-up must be
implemented to determine if such therapeutic gains are maintained over
time. This is of particular importance
when evaluating an AT intervention due to potential effects based on novelty or
exercise. These and other
methodological issues will be further addressed it the later chapter focusing
on methodological considerations in AT.
Herbert
Herbert
(1998) conducted another study in this area which employs appropriate
scientific rigor, examining the effects of an adventure-based therapy program
on sustaining employment for disabled adults.
Thirty-eight participants were recruited from community based
rehabilitation programs and randomly assigned to the no treatment control group
or the experimental group. The eight-day
AT program involved backpacking, canoeing, rock climbing, ropes course
activities, camping, and team initiatives. In an attempt to provide an element
of control to the treatment, the activities were identically sequenced and the
facilitators remained the same for each group.
Initially Herbert planned three groups, one group receiving the eight-
day intervention alone, one receiving the eight-day intervention plus a
three-day follow-up intervention at three months post-completion, and a control
group. Unfortunately, the follow-up was
canceled due to inclement weather (flooding) and the scores of the two
experimental groups were collapsed.
Pre and
post-test measures of locus of control scale and self-esteem were administered
to the experimental group and the control group at a comparable eight- day
interval. Dependent measures and qualitative interviews were completed at three
months follow-up and the dependent measures were again administered at one-
year follow-up. Employment records were
also examined for one year following the intervention.
Adult
participants included both males and females carrying the diagnosis of
schizophrenia, moderate metal retardation, personality disorder, orthopedic
disabilities or multiple disabilities. Mean age of the experimental groups was
25.87 and 23.83 for controls. The
adventure facilitators included experienced adventure facilitators unknown to
the participants, as well as two volunteers from the supported employment
program with whom the participants were familiar.
Results
showed that participants had increases in self-esteem and locus of control
immediately following the intervention.
However, this change dissipated in the year following the treatment. No impact was found on sustained
employment. Participants responses to
the qualitative interviews revealed that participants felt the treatment helped
them to feel better about themselves, helped them to recognize they had greater
abilities than they thought, and helped them to acquire better skills in
handling interpersonal situations.
While this
study did follow such crucial design considerations as appropriate control
group comparisons and randomization, as well as attempts at standardization
through the use of similarly sequenced activities for each group and the same
facilitators, it still leaves open the question of whether the treatment itself
led to the increases in self-esteem and locus of control. While the sequencing of such activities was
in fact documented and attempts were made to follow a planned curriculum, there
is still the question of whether there is an appropriate level of
standardization to consider this a well-controlled experiment. It is possible that any results were simply
due to novelty effects. It is also
possible that the relationships made with the facilitators over the eight-day
period may have contributed to such an increase. Indeed, there may have been a significant
effect associated with the fact that two of the staff members from the
sustained employment program were also facilitators, leaving the study open to
bias due to therapist effects.
Unfortunately, however, given the populations included, it is may be
necessary to always include such staff on such an excursion in order to help
maintain the psychological stability of the patients and to help them attend to
any special needs. This may be a
difficulty inherent in conducting such a study, and leads to the long-term
necessity of possibly creating and examining more integrated programs (Herbert,
1998)
In
addition, there is also self-selection bias inherent in such a voluntary
treatment. There may be individual differences impacting those who chose to
participate in ways that may be different from those who choose to abstain. Therefore, the results may not be
generalizable to those who choose to not participate in such activities.
Perhaps further qualitative analysis, while being unable to lead to solid
empirical conclusions, could help to further elucidate the mechanisms leading
to such increases in outcome measures.
This type of analysis may give us insight into whether it is actually
the treatment that effects change, or whether there are other variables which
may be systematically effecting the results.
Herbert’s
(1998) results also point to the need for follow-up in such programs to attempt
to facilitate the maintenance of treatment gains over time. In addition, there needs to be information
given as to concurrent treatment of participants in order to potentially
address the impact of such treatment and how this can interact with the effects
of a specific adventure-based intervention.
Perhaps treatment could be integrated into the follow-up program such
that those care-givers involved with the participants upon completion of the
program could work to build-on the learning and growth that occurred in the
intervention in order to maintain such gains in ways that may have lasting
impact on the participants.
Herbert’s
(1998) study, while showing some methodological difficulties, also suggests to
us that such a treatment may impact participants’ views of themselves in a
positive way. While it is impossible to
make any interpretations as to the mechanisms of such change, it seems that
such a program may have some immediate effect.
Further research examining the process of change and the impact of
individuals differences on such change is necessary in order to draw any
further conclusions.
Other Studies
AT is also
commonly used as treatment for substance abusers, both adults and adolescents.
Bennett, Cardone, and Jarcyzk (1997) conducted a study of 13 individuals
involved in an integrative relapse prevention program that included a three day
team building intervention. Controls
participated in a similar relapse program which did not include the three day AT intervention. Data immediately upon completion of the AT
intervention suggested that the experimental groups scored significantly lower
on measures of autonomic arousal, frequency of negative thoughts, and alcohol
cravings. At ten month follow-up, there
were no statistically significant differences in abstinence rates, although
they report that the experimental groups rate of abstinence was higher (69% for
the experimental group as compared to 42% of the control group).
Unfortunately,
however, there is no way to separate the effects of the AT part of the
intervention from the other components.
While perhaps one can infer that the AT program may have reduced stress
levels immediately upon completion of the three day program, there can be no
conclusions drawn due to the lack of control.
In addition, importantly there were no long term significant difference
between groups.
Interestingly,
while there is no empirical data is available to support any claims of
efficacy, it is illustrative of the widespread use and diversity of such
programs to look at the results of a survey conduced by Gass and McPhee (1990). In a survey of all recognized AT programs in
the United States, of those that participated in the survey 61 programs were
identified as working with substance abuse populations. Of those programs, 40% worked with
adolescents. Single day experiences were used by 64% of the programs (no
information was provided as to adjunct treatment) and 10% of the programs were
over 15 days in length. 70% of programs,
however, were affiliated with hospitals or other treatments centers. The reported average for number of clients
served per program was 50 individuals per year, and no information was
available on variability of responses.
If we take this as a valid number, that translates to these AT programs
serving approximately 3000 clients per year.
It is striking to consider the widespread use of such programs
considering the lack of empirical data supporting such an intervention.
Other
reports of AT efficacy with adults, albeit not empirical, can be found as
well. Anecdotal reports exist advocating
the use of adventure-based therapy with persons suffering from bulimia nervosa
(MacGuire & Priest, 1994) and Borderline Personality Disorder (Nurenberg,
1986), antisocial offenders (Reid & Matthews, 1980), as well as severe body
image disturbance (Arnold, 1994).
Similar reports have been written for the use of AT with victims of
rape, sexual assault, and incest (Asher, Huffaker, & McNally, 1994; Levine,
1994). These reports include specific
considerations for using AT with these populations. However, no data is presented to support
their claims of efficacy.
Witman and
Preskanis (1996) also reported positive benefits of adventure activities in a
qualitative case study of a 37 year-old man with Dissociative Identity
Disorder. The man was involved in
concurrent inpatient psychiatric treatment and was monitored closely for signs
of psychological distress throughout. Prior to the involvement in the adventure
challenge group, this man had been described as being particularly withdrawn
from other groups and social contacts, as well as experiencing frequent
suicidal ideation and identity issues.
Upon completion of the eight- week intervention, it was reported that
this man increased in trust, leadership ability, and problem-solving, and
decreased in social withdrawal. The
authors report that the man attributed these changes primarily to the adventure
challenge group.
While the
utilization of the case study method allows for no generalization and no
interpretation of the data presented, this opens the possibility that such an
intervention may be useful as an adjunct treatment for other mentally ill
patients. Importantly, however, the
authors of this case study caution that such an intervention is not to be
utilized with all psychiatric patients and that patents must be screened for
suitability prior to beginning the activities and closely monitored through the
time in which they are involved in order to prevent psychological harm (Whitman
& Preskenis, 1996). Given the
severity of DID, such results must be viewed with extreme caution and
substantial further research is necessary in order to draw any conclusions
about the usefulness of adventure-based interventions for this or any mentally
ill population.
Of the
literature reviewed here, only the studies by Kelley, Coursey, and Selby
(1997); Banaka and Young (1985); and Herbert (1998) came close to approximating
the methodological rigor necessary in order to draw solid conclusions based on
the data. While still lacking in the
controls necessary to make clear scientific inference, there appears to be
enough evidence to suggest the possibility that such interventions may yield
immediate positive results in the area of self-esteem, depression and anxiety,
and trust, and also that gains in community-based coping skills may be
maintained over time. Results with locus
of control were mixed. However, further
well-controlled research is necessary in order to verify and expand such claims
and at this point it is clear that we do not have enough rigorous scientific
data available to either accept or reject the null hypothesis.
Use of Adventure-Based Therapy with
Adolescents
Along
with adults, AT has been commonly used with adolescents and there are several
studies which claim to have found positive results. The following section will focus first on general findings based
on a review by Bandoroff (1989). It will
then focus on findings for adolescents with regards to recidivism, first in
those studies that compare recidivism rates of adolescent juveniles who
participate in an AT program with those of institutionalized juvenile
delinquents and next for those that compare recidivism rates for delinquent AT
participants with those on probation.
This section will then review those studies with adolescents
court-referred to an AT program.
Finally, this section will review of those studies with adolescents focusing
on self-concept change through AT participation, and end with a review of other
studies that do not fit specifically in these categories.
General Findings
Bandoroff
(1989) in an extensive but unpublished review of the literature with delinquent
and pre-delinquent adolescents reported lower recidivism rates, more realistic self-perceptions,
and more positive social attitudes and adjustment, along with an increase in an
individual’s sense of belonging. From
this review, Bandoroff concludes, perhaps prematurely, that “It seems clear from
this review of the literature that the field of adventure programming has
succeeded in justifying itself as a viable therapeutic intervention for
delinquent youth.” (p. 55).
Bandoroff
(1989) breaks his review down specifically into design categories. In the first category of one group pre- and
post-test designs and non-equivalent control group designs, Bandoroff reports
significant improvement in self-esteem, social adjustment, and social
attitudes, as well as other areas more specific to each outcome measure
utilized. However once again the
conclusions that can be drawn are limited by the lack of appropriate comparison
groups and therefore will not be expanded upon.
Of note, however, is that Bandoroff reports that some of these studies
did employ follow-up procedures and this follow-up data suggested that perhaps
some of these gains may be maintained over time. Such follow-up designs may be worthwhile to
pursue in the future in order to determine whether or not any reported gains
can in fact be maintained.
The second
category is non-equivalent control group designs. Interestingly, these studies found similar
conclusions regarding increases in self-concept and related constructs,
although Bandoroff (1989) notes that “these results are not as conclusive in
their findings regarding self-perceptions as those studies previously
discussed” (p.31). It is interesting to
note that there is a suggestion here that as methodological rigor is increased,
strength of findings are decreased, paralleling
findings of Cason and Gillis (1994).
Bandoroff discusses further methodological difficulties in these studies
such as lack of equivalency in sample sizes between the experimental and the
control group and wait-list attrition when using wait-list controls.
Importantly,
Bandoroff (1989) also cites a study in this category which found no differences
in self-esteem between a group participating in an AT program and a control
group that remained institutionalized, with both groups showing
improvements. Not surprisingly, however,
a six month follow-up interview reported those participating in the AT
experience had more positive views of their experience than did those who
remained institutionalized (Birkenmayer & Polonski, 1976; cited in
Bandoroff, 1989).
Recidivism
Adventure-based
therapy vs. institutionalization
The
third category of studies reviewed by Bandoroff (1989) used recidivism rates as
an objective outcome measure. These
studies will be reviewed in detail.
Kelley and Baer (1971) conducted a two year study of 120 adjudicated
male adolescents between the ages of 15-17 matched on IQ, race, religion,
offense, area of residence, and number of previous commitments. History of
violent assault or sexually related offenses were exclusionary criteria. While randomly assigned to an experimental
group or a control group, participation in the program was dependent on a
stated willingness to participate if selected for the experimental group. No data are available on the numbers who
chose non-participation and therefore we can make no inferences as to possible
effects of selection bias.
Control
subjects were treated in the standard manner, including institutionalization in
juvenile facilities and parole.
Experimental participants were referred to one of three Outward Bound
programs involving heterogeneous groups of delinquents and non-delinquents. At
one year follow-up, 20% of the experimental group had recidivated as compared
to 42% of the controls. Of note is that the national average recidivism rate
for juveniles during those years was reported to be 40%, directly in line with
that of the controls.
Importantly,
however, one of the Outward Bound schools had substantially higher recidivism
rates than the other two schools. The authors note that this program had lower
levels of physical challenge and excitement than did the other two, emphasizing
endurance and personal challenge more.
However, there are also many additional possibilities to explain such
results related to program variables, instructor variables, or the interaction
of participant characteristics with the program. This points to a potentially serious lack of
standardization across programs. Kelley
and Baer (1971) note that importantly, however, without this program included
in the analysis, the results may have been even more striking as statistically
this high number would have altered the mean effects of the other two
programs.
One final
noteworthy point is that those juveniles whose offenses occurred in the
“stubborn-runaway” category were three times as likely to recidivate in both
groups. When this group is removed from
this analysis, differences in recidivism rates between the experimental and the
comparison groups become more pronounced.
Kelley and Baer (1971) speculate that these differences may relate more
to the nature of home environment that the participants were released into
(i.e., one can speculate that there may have been increased problems in the
home environment that led to running away), and that follow-up programs should perhaps be
specifically targeted to such individuals.
A five year
follow-up by Kelley (1974; cited in Bandoroff, 1989) showed that after five
years there were no more significant differences in recidivism, but that it
appeared that the experimental group overall cost the state less money in treatment,
spent less time in holding facilities, and committed less serious crimes,
suggesting the possibility of increased treatment efficiency for the AT
approach.
These
studies show that it is likely that adventure programs may have some impact on
recidivism, albeit short-term, although again we are unclear as to the
mechanisms of that impact. It is also
important to note that the programs did not appear to impact all participants
in the area of recidivism. However,
there is no data available on the number of participants for whom follow-up
data (recidivism) is available and thus we cannot be sure if any follow-up data
simply reflect a subset of these individuals.
Willman and
Chun (1973) replicated the results of Kelley and Baer (1971), evaluating a
program developed by the State of Massachusetts in response to Kelley and
Baer’s (1971) results. Attempting to
control for possible grouping effects related to Kelley and Baer’s (1971) use
of heterogeneous groups, Willman and Chun used homogeneous groups of delinquent
adolescents and tracked 300 boys for the one year period following completion
of the program.
While
finding similar recidivism rates similar to Kelley and Baer (1971) of 20.8% for
the experimental group and 42.7 % for the control group, they also found that
the experimental group remained uninvolved with the legal system for longer,
noting that only 38% of the experimental group re-offended in the first six
months as opposed to 72% of the control group.
They also found that older participants and those who had completed a
higher grade level in school had higher success rates.
Additional
important findings of both Kelley and Baer (1971) and Willman and Chun
(1973) are that variables such as age of
first court appearance, presence of both parents in the home, age of first
institutionalization, and type of offense were factors which were related to
recidivism (Bandoroff, 1989). Therefore,
these factors should be included in future studies as variables of
interest. It was also noted that the adventure
intervention appeared to be more effective for persons who committed a crime
against person or property (Bandoroff, 1989).
Further
information as to the environment the individuals were released into and
treatment upon completion of the AT program is necessary in order to determine
whether or not such recidivism data can in fact be attributable to the
intervention. In addition, further information is necessary on the variability
of such recidivism rates in order to make global claims as to effectiveness. It is possible that such an intervention may
have been very effective for some and ineffective for others. If this is the case, then such effects may be
hidden by looking at group averages. In
such future studies it may be necessary to look further at the effects of the
program on individuals and determine whether there are individual variables
related to program effects which impact such outcomes (e.g., change scores on
specific outcome measures).
Adventure-based therapy vs.
probation
Bandoroff
(1989) reviews two other studies he views as employing true experimental
designs. These studies compared
adolescents involved in standard probation programs with those involved in an
AT program. Employing similar designs as
Kelley and Baer (1971) and Wilman and Chun (1974), trends towards improvement
were noted, but there were no significant differences between groups (Boudette,
1989; Winterdyk, 1980; cited in Bandoroff, 1989). Each included follow-up data as well. Therefore, Bandoroff (1989) states that
neither of these studies were able to produce conclusive results as to the
effectiveness of a wilderness intervention for delinquent youth, and it may be
that there are minimal differences in recidivism found between participants in
an AT program and a standard probation program.
This premise needs further exploration.
Interestingly, however, Boudette (1989, cited in Bandoroff, 1989)
discusses qualitative data that supports improvements in the groups
participating in the AT program (i.e., interviews with parents).
Unfortunately,
each of these studies remains an unpublished doctoral dissertation, and thus
the results have not been subjected to the same extensive peer review processes
as are those studies published in well-established journals. Nonetheless, according to Bandoroff (1989),
these studies employed “excellent methodologies utilizing multi-modal and
multi-method assessment with good convergent validity” (p. 39).
Castellano
and Soderstrom (1992) also attempted to evaluate the impact of an adventure
program on juvenile recidivism. Thirty-
six adolescents participated in a standard wilderness program and a comparison
group matched on gender, age, ethnicity, date of first court referral, and the
offense class was selected from the country probation office. Analysis of the matching criteria indicated
matches on all characteristics except for seriousness of offense, with program
participants engaging in more serious offenses than their otherwise matched
controls.
Results of
this evaluation showed that there were no differences in overall first
re-arrest rates between those that participated in the adventure program and
those who did not. However, the results
showed that the seriousness of the crimes perpetrated after the program was
significantly less as compared to controls.
This is in contrast to the reported greater severity of crimes for this
group prior to program participation.
Any differences found, however, appear to be obscured after two
years.
Multiple
measures of recidivism were used in this study including overall recidivism,
crime specific recidivism, arrest rates, and a frequency/seriousness index of
recidivism. While analysis of these
different categories for recidivism showed trends towards positive effects for
program participation, there are no clear findings and the possibility remains
that there were no effects on recidivism based on program participation.
One
important difference in this study reported by Castellano and Soderstrom (1992)
may relate to the county of referral for the participants. It is noted that the county is fairly
affluent and a wide range of services are available to these adolescents. In
fact, 77% of the participants were engaged in other services in the three-month
period before and after the program.
While concurrent services may often be a reality of those involved in
the juvenile justice system, in this particular county the probation controls
may have received extensive and high quality rehabilitative services that may
not be available in less affluent counties.
Such services may have significantly impacted the results. In addition, there may be other factors
related to the SES level of the community that impact such results as well
(e.g., educational and vocational opportunities), perhaps leading again to
better outcomes for those who are in the probation program than may be found in
other less well-off areas.
Minor and
Elrod (1990, 1992, 1994) conducted several studies examining the effects of a
three month intervention for juvenile probationers that included job
preparation, outdoor experiential programming (three days), and the practice of
family skills. The program was not
residential in nature. Experimental
participants were compared to probation controls on self-concept, locus of
control, and perceptions of juvenile justice, as well as recidivism at 18-month
follow-up. Participants were classified
by previous offense severity as being on “intensive’ probation or “moderate”
probation.
Overall,
finding indicated there were no significant differences between the
experimental and the control groups on any of the dependent measures or in the
area of overall recidivism, either immediately upon completion of the program
or at 18- month follow-up. However,
Minor and Elrod (1990) report that it appeared the program may have had some
impact on recidivism, noting that “select probationers in the
experimental-intensive and the experimental-moderate groups who displayed
relatively lengthy criminal backgrounds before the intervention began had
significantly fewer criminal offenses over the 18-month follow-up period” (p.
101). This suggests that such a program
may differentially impact individual participants.
Given that
it is impossible to examine independently the effects of the adventure
component, it is recognized that this is not a scientifically valid finding. As
such, further methodological analysis of the data will not be provided. Of note however, is that the program was
non-residential in nature and the adventure component was only three days in
duration. A different format with a
longer period of participation in adventure activities may have led to somewhat
different results.
Interestingly however, such a multifaceted
intervention could perhaps led itself well to future investigation using
component control or additive designs.
Such an investigation need not be limited to delinquent
populations. Not only would this allow
for the investigation of potential benefits of using AT as an adjunct
treatment, it would also allow for a potential examination of any synergistic
effects that may exist when utilizing AT with another form of established
intervention. Such an approach could
also potentially circumvent ethical issues that may be involved in utilizing AT
as a primary treatment when AT lacks empirical support by allowing for the
provision of established treatment as well.
Court Referred Adolescents
Other
studies have utilized adolescents court referred to an AT program as their
sample. Sakofs (1991) examined the
effects of a wilderness program on court-referred adolescents. After an
extensive screening process, 115 adolescents between the ages of 14-17 were
randomly assigned to either a control or an experimental group. The experimental program was a 24-day
wilderness trek, which included a post-completion follow-up of two contacts per
month for three months. The control
group, also on probation, engaged in a half day ropes course experience. Data gathered included self-reports,
collateral measures administered to parents,
teachers, and counselors, school and court records, and qualitative
analysis. The assessment measure showed
significant positive changes in the area of locus of control, asocial
orientation, manifest aggression, values orientation, immaturity, withdrawal,
social anxiety, repression, and peer
relations. The results of the follow-up
were unclear, and there were no difference on the behavioral measures between
groups. Sakofs reported that the
qualitative analysis revealed further improvements.
Unfortunately,
this analysis also suffers from some of the same inadequacies. While employing a control group, there are no
data available as to the equivalence of such a control group and there are far
too many differences among the experiences of the experimental group and the
controls to attribute any differences to the treatment alone. There is no further data available on the
participants, nor is there any inclusion of program or therapist
variables. There is also no reliability
or validity data available for the measures employed and there is no detailed
analysis of the results available. Thus,
there is no basis for a reader to draw informed conclusions beyond those
delineated by Sakoffs (1991). Interestingly, it appears that this study may
have had some potential for overcoming previously reported methodological
inadequacies, however, this is unclear due to the lack of reported detail in
his findings. This is a perfect example
of the problems in the AT literature of
“not learning from others mistakes”
(Bandoroff , 1989).
Wichmann
(1991) conducted a somewhat more rigorous study. Seventy-two “at-risk” males and females
between the ages of 13-18 participated in a 30 day wilderness program in groups
numbering 8-11. Of those participants,
90 % were court referred, thus there was a lack of standard random assignment
as all court-referred participants were required to participate in the
wilderness program. However, there was
an opportunity for a control group offered by an “advocacy program”, which
provided a surrogate “big brother or big sister” from the community to spend up
to ten hours per week with participant while they waited for the one time per
month admission to the program. This
program component was designed as a “holding program for youth who would later
participate in a wilderness program” (p. 45).
Mean
age of participants was 14.9 years old, and the sample included 22 participants
of both genders (8 male, 14 female). Reported demographics of the control and
the experimental groups were similar.
Experience of instructors ranged from 5-15 courses worked and there is
no information available as to the clinical training of any such
instructors.
Measures
included the Means-End Problem Solving Procedure (MEPS), a self-report
standardized measure of interpersonal problem-solving ability, an instructor
checklist of expectations for youth-at-risk, and an unpublished checklist of
specific asocial behaviors. While
unpublished, Wichmann (1991) did report limited reliability and validity data for this checklist. While a seemingly obvious necessity, this
again is an improvement from some earlier studies. Unfortunately, this checklist was completed
by the senior instructor of the course at pre and post-testing. Therefore, it is subject to strong
experimenter bias. The checklist measures were given at pre-test and post-test,
and the control group was assessed at a similar 25 -day interval. The MEPS, on the other hand, was only
administered to participants one time on day ten of the intervention. It was unclear as to the rationale behind
this discrepancy.
Using
analysis of covariance (ANCOVA) to control for level of asocial behavior at the
time of first ratings, the experimental group showed significantly lower levels
of asocial behavior upon completion of the program than did the control group. The control group showed no changes and
gender differences were not found.
Regression analyses showed that post-treatment asocial behavior was
predicted by pre-asocial behavior, interpersonal problem-solving, instructor
experience, and instructor role expectations.
This total model accounts for 61% of the variance in asocial
behavior. The authors note that
obviously they cannot control for pre-course asocial behavior, but discuss how
perhaps the other variables (e.g., interpersonal problem-solving, instructor
experience, and instructor role expectations) show promise for further
well-controlled examination.
Unfortunately, there was no analysis of change scores as predictors, a
potentially important individual difference variable, and there is no follow-up
data available.
This study
shows solid attempts at providing an equivalent control group for
comparison. Although the measures used
could be improved upon, specifically including more clinically relevant
measures and measures with more clearly delineated psychometric properties, the
experiment appears to have achieved some of the basic level control necessary
to draw some limited conclusions.
Unfortunately, however, there is no program information available and
thus we have no basis by which to determine whether or not there was any
attempt made at standardization between groups.
In addition, without such information there is no basis by which to
determine if the program follows similar procedures as do other programs and
thus there can be no basis for generalization.
A further
methodological issue relates to the equivalency of the control group. Unfortunately, with the current design it is
impossible to determine the effects of the advocacy program on controls. The relationship with the ‘big brother” or
“big sister” provided by the program may have had a systematic impact in the
individuals in the control group.
Moreover, this impact may have been widely variable across control group
participants. Therefore, this severely
limits conclusions that can be made on the comparisons. Additionally, echoing
Bandoroff (1989), we cannot be sure as to whether or not change scores simply
reflect participant states upon entering and completing the program, and not
the effects of the intervention at all.
However,
this study does employ more advanced statistical techniques and shows some
promise for the technique of examining the impacts of specific process
variables on outcome. Although we can
make no determinations as to the long-term impact of such an intervention, the
results of this study suggest that there may potentially be an immediate impact
of such program.
Self-Concept
In
another Outward Bound based study, Marsh, Richards, and Barnes (1986) examined
changes and stability over time of self-concept for 361 participants ranging in
age from 16-31 (mean age= 21) participating in one of ten 26-day Outward Bound
programs. Participants completed the
Self-Description Questionnaire (SDQ; Shavelson, Hubner, & Stanton, 1976)
which measures 13 differing aspects of self-concept, and the Rotter Locus of
Control scale (LOC; Rotter, 1966).
The SDQ was completed at one
month prior to beginning the course (time 1), at the beginning of the course
(time 2) and at completion of the program (time 3). The LOC was completed at time 2 and 3. The authors report there was no control group
provided due to the nature of course participation, and therefore they conceptualize
their design as a multiple interrupted time series.
Results
indicated that there were small decreases in self-concept from time 1 to time
2, and these are attributed by Marsh et al. (1986) to pre-course anxiety. This contradicts earlier findings by Hattie
et al. (1997) that found no systematic effects for prior testing, There were significant increases in all
facets of self-concept for time 2 to time 3, as well as significant shifts
towards internality on the LOC. Marsh et
al (1997) report that the largest shifts in self-concept were found on the
subscales predicted a priori to be theoretically associated with Outward Bound
programs. This is discussed by the
authors as providing support for the theoretical basis of such programs. Comparisons across different programs showed
no significant differences in scores on dependent measures.
This
study suffers, however, from the same lack of scientific control extensively
delineated previously. Therefore, such
flaws will not be reviewed in detail.
Notably, the lack of a control group provides no basis for comparison
and there is no detail provided as to program, participant, or instructor
characteristics in order to evaluate standardization across the different
Outward Bound programs included in the study. In addition, while extensive
analytic techniques were applied to the data, ANOVA models were used primarily
in the analysis to examine change in pre-and post-test measures. Given the lack of a control group it may
have been theoretically more useful to employ other techniques (i.e.,
regression models) in the examination of the data. Simple analysis of change scores provides
limited useful information without a comparison group.
Marsh et
al. (1998) are, however, the first to attempt to provide validation at the
theoretical level by using a priori predictions. In addition, their use of a multidimensional
self-concept measure examines self-concept in a broader framework; one that can
perhaps be applied to future empirical research. Finally, they include an
extensive and useful discussion of the possible effects of post-trip euphoria,
and provide suggestions for future methodological considerations in this
area. While not specifically relevant to
the scientific interpretation of their results, such effects are important to
consider in future studies.
Hazelworth
and Wilson (1990) found positive effects on adolescent self-concept, which they
report as related to participation in adventure activities, using the Tennessee
Self-Concept Scale (TSCS: Fitts, 1964).
However, the severity of the methodological inadequacies in the study,
including the lack of a control group, the confounding effects of a general
summer camp experience on the adventure component, and a six-day pre-post
evaluation period render this study scientifically useless. In order to avoid redundancy further discussion
will not be provided.
Others
Davis-Berman
and Berman (1992) conducted a two-year follow-up study to evaluate stability
over time of reported therapeutic gains from a previous study. Originally,
Davis-Berman and Berman (1989, cited in Davis-Berman & Berman, 1992)
conducted a study of 23 adolescents involved in outpatient psychotherapy who
participated in a two- week therapeutically-focused backpacking trip. During this trip, individual and group
psychotherapy were provided on a daily basis by a participating psychologist
and individualized treatment plans were followed. Measures of the dependent variable included
pre- and post-test measures of self-esteem, self-efficacy, locus of control,
and behavioral symptoms. Reported
findings included significant change in the area of self-esteem, self-efficacy,
and behavioral symptomatology. No
further information is provided about this original study.
The
original 23 participants were contacted by mail at four months, one-year, and
two- years follow-up. Standardized
measures utilized in the follow-up included the Behavioral Symptoms Inventory (BSI, Derogatis, 1975), the General
Self-Efficacy Inventory (Sherer, Maddux, Mercandante, Prentice-Dunn, Jacobs,
& Rogers, 1982), and the Locus of Control Scale (LOC: Rotter, 1966). In addition, participants were asked to
complete a qualitative questionnaire asking about current life situation and
any impact of the backpacking experience.
Response rates were 83% at four months and 65% at two years. Thus, the sample size was quite small and
inferential statistics were not conducted.
Descriptive
statistics showed expected positive results on these measures at
post-test. Interestingly, findings show
that negative symptoms on all measures returned somewhat at four month
follow-up, but had again dissipated at one year, stabilizing and maintaining
after two years (albeit not to post-test levels). In addition, the qualitative questionnaire
revealed that participants felt the trip was a significant life-changing experience.
Davis-Berman
and Berman (1992) discuss how at four month follow-up environmental pressures
may have resulted in a return of negative symptoms. However, they relate the one and two year
follow-up to clinically significant change, noting that “over time, changes may
become more meaningful and long-lived” (p. 4).
They also discuss how this data highlights the importance of follow-up
to help facilitate transfer of changes based on the AT experience to daily
life, as such changes are often found to decrease upon completion of this
program.
Given the
lack of a control group, the small sample size, and the lack of statistical
analysis, this study can perhaps be viewed best as a case study. Therefore, any postulated results are not
scientifically generalizable and Davis-Berman and Berman (1992) note that they
recommend their study be used to stimulate further exploration of possible
trends in this direction. Maturation effects, particularly among adolescents
over two years, may have accounted for any reported changes. Aside from this, this group may have had a
unique experience based on any number of factors, both during the intervention
and after. Thus, we can rule out no alternative
explanations. In particular, therapist
effects may also have significantly altered the results, as those adolescents
who participating in the program were also involved in treatment with the
participating psychologist prior to participating in the adventure experience.
Thus, the effects of concurrent treatment cannot be ruled out.
While, as
noted above in the theoretical discussion of AT, such a model may have clinical
utility, it does not lend itself well to scientific conclusion. However, similar to the multifaceted program
evaluated by Minor and Elrod (1990, 1994), such a program could be used in the
future to component control or additive designs.
One final
study by Witman (1987) also appeared to add some relevant insight to the
literature related to adolescent adventure activities and cooperation and
trust. Witman compared 15-19 year-old
adolescents in a psychiatric hospital who were involved in a social recreation
group, an adventure-based therapy group, or a control group. The control group participated in the
regularly scheduled program. The social
recreation group and the adventure group each received five additional hours of
programming, but the social recreation group participated in sports and games
and the adventure group participated in team initiatives and games, trust
building exercises, and low ropes course participation. The leaders for both activity groups were the
same and were familiar to both groups prior to the intervention. Sample sizes
unfortunately were small, with five controls and six in each treatment condition. Participants completed a cooperation and
trust scale (CATS), measuring both attitudes and behaviors in these domains,
and their counselors completed a behavior rating scale focused on trust and
cooperation. Minimal data were available
for the reliability and validity of these scales. These measures were completed pre and
post-test for all groups.
Results
showed that the adventure group scored significantly higher than both the
control group and the social recreation group on measures of cooperation and
trust, both self-report and counselor report.
There was no follow-up.
This study
suffers from small sample size and inadequate instrumentation, however it is
the first that compared an adventure group to a basic recreation group. As such, it is the first of its kind that
attempted to control for effects due to novelty or simply any sort of active
participation in any sort of activities.
While there may be differences in participant variables and therapist
effects, it attempts to examine factors previously overlooked. As such, it suggests that there may perhaps
be differences between AT activities and other activities in a similar
setting. It may be worthwhile to include
such recreational groups in future design considerations
Once again,
this review of the adolescent literature provides us with minimal basis for
interpretation of the AT data due to divergent findings and a lack of
methodological control. While it may be that there is some
immediate impact of such programs, it is still unclear as to whether such gains
are maintained over time. While the
recidivism data presented may be the most interesting data suggesting that
there may be an impact of AT programs beyond the immediate post-program testing
period, it is clearly mixed with only two studies findings results. Furthermore, there is also the suggestion
found in the literature that AT program may not facilitate lower recidivism
rates than does standard probation. In addition, all the studies contain
similar methodological flaws. Therefore,
there may be other unexamined factors impacting these results and again these
studies are lacking in the control and standardization necessary to make solid
conclusions.
Bandoroff
(1989) discusses problems with inconsistency in the research, noting that
researchers continue to make the same design errors repeatedly. Instead of “learning from each other’s
mistakes” (p 46), he discusses how few researchers attempt to improve on what
has been done before, instead often “performing yet another study, each with
the purpose of being the definitive study” (p.46). He also discusses
problems with standardization and replication, and discusses the difficulties
associated with conducting research in a field that is still developing and
lacking in a clear theoretical base.
Another
important point of critique is the lack of clinically validated and clinically
relevant measures in these studies.
There appears to be no studies using any measures of diagnosable
pathology or any measures commonly utilized in clinical studies. Using more appropriate instrumentation, as
well as measures that can be linked more clearly to the process and outcome
psychotherapy literature, may help to provide some beginning insight into what
differentiates the mechanism of change in AT as compared to other
treatments. In addition, this would
bring AT one step closer to a place where eventual comparisons with other
established treatments can occur.
Given the
methodological inadequacies overall and the lack of well-controlled studies,
any conclusions in this area are preliminary and further research is necessary
to build on these ideas. It is
interesting to note again the wide diversity in programs studied. This makes meaningful comparisons between
such programs impossible and thus there is no generalizability. Without standardization across programs and
increased control over the experimental conditions, the only conclusions we may
ever be able to draw are that some
programs may have some immediate impact and some specific programs also may
impact recidivism. Specifically regarding such adjudicated adolescents,
Bandoroff (1989) asserts that “the field can no longer responsibly assume that any
adventure program is good for all delinquents.” (p.56). Although this seems to contradict his
earlier statement supporting of the overall effectiveness of AT with
adolescents, it lends support to the idea that any of the results we may find
are also limited to the specific program being evaluated and do not generalize
to other programs. Unfortunately, this
may be the best that can be said at this point.
Client Characteristics in
Adventure-Based Therapy
The
following section will examine the importance of research into the effects of
client characteristics on AT, and then focus specifically on existing research
into such characteristics as they relate to outcome in AT.
The Need for Client Characteristics Research in Adventure-Based Therapy
Client
characteristics and how they relate to outcome is an important topic in the
area of psychotherapy research, and findings in the psychotherapy literature
may be applicable to AT as well.
Studies suggest that clients who are resistant or reactant may receive
less benefit from standard cognitive-behavioral or behavioral treatments and
may benefit more from nondirective therapy (Beutler, Engle, Mohr, Daldrup,
Bergan, Meredith, & Merry, 1991; Shoham, Bootzin, Rohrbaugh, & Urry
,1995), Generally, this shows that
indeed different types of therapy may be more beneficial for some types of
clients than others. More specifically,
it can be speculated that a less directive treatment such as AT may be
beneficial for just such resistant clients.
As noted, however, this is purely speculative in nature and no data is
available to support such a contention.
Indeed, one might question whether the structure provided by the AT
experience might be perceived as directive by some clients. Process research in AT is necessary to
explore such a possibility.
Other
relevant psychotherapy studies have shown that hostile clients have increased
difficulties in establishing an alliance with a therapist (Arnkoff, Vicotr,
& Glass, 1993). In addition such
clients have been found to be less successful in psychodynamic and
cognitive-behavioral treatments than other clients (Horowitz, Rosenberg, &
Bartholomew, 1993, cited in Castonguay & Schut, 2000).
Given these
findings it is interesting to speculate that there may be individual
differences in participants which may have an impact on outcome of the AT
treatment for specific individuals. In addition, given the lack of a complete
and accepted theoretical base in AT, it may be extremely difficult to establish
sound outcome studies in this area without first attempting some additional
study into the effect of such basic variables as individual differences in
participants and how these may interact with the intervention style (i.e.,
aptitude x treatment relationship to therapy outcome). Therefore, one way of starting a preliminary
look at process is by examining whether or not client characteristics have any
impact on how specific people respond to the treatment, moving out of the realm
of process and into the realm of client characteristics which may impact
outcome. Stated another way, does
adventure-based therapy affect some people differently than for others?
Focusing on
individual differences may also be a way to potentially minimize some of the
variance between experimental and control groups. For instance, if one was able to design a
well-controlled experiment in AT, it may be important to know whether certain
participant variables may effect whether or not a person is impacted by the
treatment. If an experimenter were to
have some idea as to what these factors might be, utilizing such factors as
selection criteria would perhaps aid in the establishment of more appropriately
selected and tightly controlled experimental groups. With greater care paid to selection, perhaps
there may be more of clear distinction in results
Neill and
Richards (1998) suggest this as well, noting that one possible explanation for
the wide variability of research results may be related to the nature of the
individuals involved in such programs. Ewert (1989) also echoes this idea,
discussing the fact that he prefers a change model for adventure-based therapy
that includes a consideration of predisposing factors, a model including such
variables as personality, propensity for risk-taking, beliefs, and
intentions.
It is
certainly possible that different types of individuals respond in a more
positive way to adventure-based programs.
It may follow then that if others respond much less positively, the
combination of these two groups statistically may result in a moderate effect
size (i.e., mean group differences may be eliminated or obscured). Simplistically put, adventure-based therapy
may work for some participants very well and not work at all for others. McLean and Anderson (1998) echo this
statement in a consideration of EST’s for depression, noting that “It has been
argued that the modest effect sizes in psychotherapy research are diluted due
to mismatches between clients and treatments.” (p. 126). It follows then that prior to focusing on
the overall process, it may be relevant to begin asking the question of “For
whom is adventure-based therapy most effective?”
As
mentioned much earlier, a simple recognition of the fact that this treatment is
increasing in use may justify such an individual difference-based line of
questioning prior to the provision of solid empirical support of efficacy. To explain further, if in fact client
characteristics may be impacting outcome, regardless of overall proven
treatment effectiveness, this could therefore be important information to bring
to bear on those programs which currently use AT as a treatment. This is not to imply that efficacy studies
are unnecessary, rather this statement is provided to highlight the need for
such research. The remainder of this
section will focus on the discussion of those studies which have examined
client characteristics in AT.
Existing Individual Differences Research in Adventure-Based Therapy
Drebing,
Willis, and Genet (1987) conducted a study in which they attempted to examine
the role of anxiety in impacting the effects of an Outward Bound program
(note-while Outward Bound programs have established the model upon which many
AT programs have been developed, these program do not actually have stated
therapeutic goals and thus do not expressly utilize therapeutic techniques
beyond the adventure activities and debriefing). As noted earlier in the theoretical
discussion of AT, anxiety has long been considered an important part of the
experiential and therapeutic learning process, both through the element of
perceived risk and personal disequlibrium or dissonance. The important question of interest in this
study is of how much anxiety is beneficial.
Drebing, et
al. (1987) note the curvilinear relationship of learning and anxiety; that
learning is best facilitated when anxiety is at a moderate level while high
levels of anxiety can negatively impact a persons ability to learn effectively
and low anxiety can impact a persons motivation. Thus, they hypothesized that those
participants with a moderate anxiety level would be most impacted by their
experience and that this moderate level of anxiety would lead to optimal
learning. They also hypothesized that
one of the mechanisms by which this increased learning would occur was an
enhanced relationship with the leaders and postulated that those with a
moderate level of anxiety would be impelled to seek such relationships, while
those with high or low anxiety may be less likely to establish such
relationships.
Thirty-nine
incoming freshman students (27 males and 13 females) were enrolled in a three-
week Outward Bound course. Activities
for the course included backpacking, rock climbing, rappelling , and a solo
three-day expedition. Participants were
administered the State-trait anxiety inventory (STAI). While the authors note that there is
reliability and validity data available, such data is not presented. Trait anxiety was believed to be the more
relevant of the two in impacting outcome, as the authors felt that this would
more accurately reflect an overall propensity towards being anxious instead of
situation-based anxiety. Students were
rated as low, medium, or high anxiety based on their scores to the STAI.
Upon
completion of the course, the students were administered a questionnaire rating
their satisfaction with the course, perceived
“stressfullness” of the course, perceived level of learning from the
course, and their relationships with the leader. In addition, students were asked about
previous experience with the activities of the course (e.g., rock climbing). No
information was given as to the characteristics of the leaders, nor is there
any further information provided as to program variables or participant
variables. Group leaders also ranked
students on performance, level of learning, and the relationship they felt they
had established with the student.
The
moderate anxiety group showed the highest levels of learning (understanding the
meaning of their experience) during the trip, but two days post-completion
these differences were no longer significant. Thus the hypothesis that moderate
levels of anxiety would lead to the highest levels of learning was generally not
supported by students self-reports of perceived learning. Drebring et al. (1987) note that substantial
debriefing and reflection occurred during this two- day period. It may be that
this debriefing period facilitated additional understanding for those
participants in the high and low anxious group.
This could have implications for further exploration into the impact of
such time spent processing after an activity.
Importantly, Drebing et al.’s (1987) use of an ANOVA model as opposed to
a regression model reduced their statistical power, thereby increasing the
likelihood of Type II error.
Interestingly,
the leaders reported that they felt they had established the best relationships
with those students of moderate anxiety, but the student ratings showed that as
anxiety increased so did their ratings of their relationships with the leader. For these students it appeared that anxiety
and leader relationships had a more direct linear relationship. Finally, those students with previous
experience were significantly less anxious than those with little or no prior
experience, a potential moderator of the AT experience to consider in the future.
It appears
from this examination that while the hypotheses of Drebing et al. (1987) were
not clearly supported, there were some differences on the outcome measures
studied based on differences in anxiety level.
If anxiety is an integral part of the theoretical basis of AT, then this
may have implications for individuals who participate in such programs. This finding regarding the participant’s
relationships with the leaders is of note, and further examination is necessary
in order to examine factors impacting such important relationships which may be
important vehicles for change. However,
the leaders themselves completed the rating forms, and thus there is the
potential for bias. Results such as
these may have implied that the leaders simply felt a stronger affinity to
those students of moderate anxiety. One
way to circumvent this bias in the future would be to have an objective
observer rate these relationships and compare them to the leaders and the
student’s ratings.
While there
are no definitive conclusions coming for this study about anxiety as a
moderator on the effects of adventure experiences, it is a step towards
examining the impact of client characteristics on outcome in AT and indicates
that such further explanation may prove fruitful. Designing a well-controlled experiment with a
multidimensional assessment of anxiety levels and additional assessment throughout
the intervention to determine if perhaps fluctuations in anxiety levels may
have further impacted these variables may yield interesting results. In addition, using a regression model of
statistical analysis to examine the effects of anxiety on outcome as opposed to
an analysis of variance model would also have improved the statistical power of
the study, thus increasing the likelihood of finding existing effects.
Such a
further assessment of the impact of anxiety is important in order to determine
if there is potentially an anxiety threshold beyond which such an intervention
may in fact be harmful. Clinically
validated measures of anxiety would perhaps be more relevant in making such
determinations. Of note also is that
this study was done on a normal population and any results found with such a
population may not be generalizable to populations with diagnosable levels of
pathology or significant dysfunction.
Once again the caution must be raised, that without such an examination
there may be undiscovered potential for harm with such clients. Further research is necessary into the role
of anxiety in AT before such ideas can be fully explored however.
Fry and Heubeck (1998) conducted a study
looking at the relationship of personality variables and mood states during an
Outward Bound course. Participants
completed the Eysenck Personality Questionnaire (EPQ, Eysenck & Eysenck,
1975; cited in Fry & Heubeck, 1998) and were split into high and low groups
on the extraversion and neuroticism dimensions.
Of note is that fact that a median split was used to determine these
groups and therefore there may be less clear distinctions between groups than
could have been found if another method were used In addition to the EPQ, participants
completed the Trait and State version of the Positive Affect and Negative
Affect Scales (PANAS; Watson, Clark, and Tellegen, 1988; cited in Fry &
Hubeck, 1998) in order to assess for level of positive and negative
affect. The Trait version was used prior
to the course and the State version was used during the course
Participants
had signed up for a standard Outward Bound course and ranged in age from 16-35
with a mean age of 20.7 Means and
standard deviations were reported on all scores, and it was noted that the
overall sample mean for extraversion was higher than normative means, while the
overall sample mean for neuroticism was lower.
This may reflect a difference in the overall population of self-selected
Outward Bound participants. Such a
sample may well be a unique subset of the population, and surprisingly this is
the first reported data that suggests such a difference. This difference may well have impacted the
results of this study, as well as the results of additional studies with
self-selected individuals engaged in programs of this type.
In order to
control for emotionality related to pre-trip tensions, the pre-test ESQ and
PANAS measures were given one month prior to the beginning of the course. The state PANAS was given after the first
segment of the trip (day 13), on day two and three of the solo expedition (days
16 and 17), and just prior to the completion of the expedition on day 24. Given that the goal of this study was not to
study outcome, there was no follow-up.
These measures were used to test for levels of positive (PA) and
negative (NA) affect.
The
program’s effects on mood throughout were significantly different for
introverts and extroverts, with extroverts reporting a higher level of positive
affect overall. Interestingly, however,
introverts did not conversely report a higher level of negative affect. As might be expected, differences in state
PA were found at different points in the course for both introverts and
extroverts, with the lowest level of state PA found during the solo
experience. This is to be expected given
that the primary goal at this time is solitary introspection and reflection.
Fry and
Heubeck (1998) note that overall levels of state NA were lower during the
course than pre-trip levels. What is
most interesting, however, is that there was a greater change from pre-trip
level of NA for those participants in the neurotic condition, with the neurotic
groups showing the greatest change from pre-test NA at each time of
measurement. While again we have no
basis of generalization to a clinical population, this indicates that there may
be greater effects for individuals who are more neurotic. If further exploration revealed support for
this supposition, this may ultimately have implications for the use AT with
other than normal populations. As of yet, however, this is purely speculative
in nature and may simply indicate that neurotics have more negative affect at the beginning of the course and
would return to this negative state upon completion.
This study
makes solid attempts to improve on the methodological inadequacies that have
come before it and also add a unique contribution to the literature. Fry and Heubeck (1998) used appropriate
statistical analyses in order to answer their questions, and included enough
detail in their reporting of the data in order to allow for the reader to make
evaluations of the data and not simply rely on what the authors say. Their preliminary testing of traits at one
month prior to the program may have helped to minimize any effects of pre-trip
anxiety on the testing. In addition,
they used well-known measures with established psychometric properties. They also followed a theoretical rationale,
both in choosing the measures that they did and in the stating of their
hypotheses. It remains to be seen,
however, what may be the implications of their findings. Finally, one of the biggest improvements was
the simple fact that this study was published in a reputable journal. While this is said somewhat tongue in cheek,
it does echo the reality of the AT literature. However, using other than a
median split to determine their groups may have been a more valid grouping if
the construct of interest is based on high and low levels.
In another
study, Neill and Heubeck (1998) examined the effect of an individual’s coping
style in an adventure experience, hypothesizing that this style may perhaps be
a mediate of the effect. Participants
were Australian 14-15 year old male and female students who attended a nine-
day Outward Bound course. Participants
were required to attend the course as part of their school program, therefore
in this particular study there was no selection bias present. The Adolescent Coping Scale (ACS;
Frydenberg, 1989; cited in Neill and Heubeck, 1998) was used to assess different
coping strategies used by individuals.
There is no reliability and validity data reported for this measure.
Adolescents in the program reported using
productive coping strategies more than the normative data for the instrument
indicates is standard for persons of that age.
This would be consistent with the theory of adventure programs; that
individuals will be moved outside of their comfort zone and have to rely on
more productive coping strategies to negotiate the activities
successfully. It is important to note,
however that the outdoor setting restricted such commonly accessible coping
activities as drug use, intimate relationships and friendships and traditional
sports. Therefore, they may have chosen
to use such coping strategies by default.
Neill and
Heubeck (1998) also found that students who reported using more typically
non-productive coping skills (i.e., “self-blame”, “worrying”, “ignoring the
problem”), received less psychological benefit from an outdoor education
program than did those who reported using more positive coping mechanisms
(i.e., “positive focus”, “active problem-solving”, “working hard”) (p. 12).
Frustratingly, however, there is no mention of the instrument used to
determine “psychological benefit” and therefore there can be no conclusions
about such benefits based on this study.
What is suggested, however, is that further research into coping styles,
both in the use of alternative coping styles when involved in the program and
how these can interact with the program to influence outcome may be
necessary. Although we have no data to
support whether or not the use of such positive coping styles existed prior to
involvement in the program, nor whether they diminished upon completion of the
program, there is evidence presented in previous studies that suggests that
program gains may diminish over time.
This suggests that if indeed individuals involved in such a program are
utilizing more positive coping mechanisms, future programs should incorporate a
follow-up element designed to facilitate and support the continued use of those
positive coping styles. This is
speculative, however, as the data does not provide us with any foundation for
such statements.
Generalizability
of this study, however, is clearly limited.
The sample is from Australia and there may be cultural differences in
attitudes towards such activities between Australia and the US. The simple fact that such a program is part
of a required academic curriculum points towards the fact that there may be
differences in such attitudes. Students
know that they will be faced with such a component and therefore may be
psychologically prepared in a different manner than are US students. In addition, the program is only nine days in
length as opposed to the standard three week length that most program that have
been examined employ. Therefore, we
cannot make adequate comparisons across groups as the activity sequences are of
necessity different.
It may also be that adding this additional
two weeks onto the program may have led to differences seen in the patterns of
coping. Nine days is a short enough time
for individuals to remain on their best behavior and there may not have been
enough opportunity for the students to reach the desired state of
disequlibrium. Also, as it is a required
part of the curriculum this may also have led to differences in performance or
in accuracy of self-report as the students may have felt they were being evaluated. Finally, as is noted for all programs that
are not expressly therapeutic in nature, any results cannot necessarily be
generalized to program that do employ adhere to therapeutic goals.
Other
studies discussed in the previous review also examined client characteristic
variables. To highlight, the study
conducted by Wichman (1991) discussed previously found that individual
differences of clients in interpersonal problem solving behavior, as well as
other variables more specifically related to process (e.g., instructor
experience predicted 7% of the variance, instructor expectations also predicted
7%) had some impact on asocial behavior of participants upon completion of an
adventure program. Of note in this
however is that pre-asocial behavior accounted for the majority of the measured
variance (64%) and there was still quite a bit of variance unaccounted for by
the measures variables, indicating a large amount of error or overlooked
factors impacting those results.
Kelley and
Baer (1971) and Willman and Chun (1974)
also looked found that such client characteristics variables as age of first
court appearance, number of parents in the home, age of first
institutionalization, and type of offense had an impact on recidivism. The specific impact is unclear from their
results. It was also unclear whether
they looked at these effects across controls and program participants or
whether they examined the interaction of program type and these variables. Such examination may lead to potential
insight into how persons with different backgrounds may react differently to
such a program.
Hattie et
al. (1998) also found differing results based on client characteristics such as
age of participant and country of origin.
In addition, they examined the process variable of program length and
found that longer programs had greater effects than shorter programs. Although there were methodological issues
with their meta-analysis, this does provide us again with fuel for future
explorations.
Generally,
the limited research reviewed here that examines any effects on outcome of
individual differences shows some very preliminary results, results upon which
we can make no solid conclusions other than that further research is necessary
in order to examine the possibilities suggested in this area.
To
summarize this research, while overall we may not be able to conclude that
anxiety is a specific moderator of experience, it may potentially impact
participant relationships with the leaders.
This could have implications for therapeutic programs where such a
relationship may be a key factor in facilitating therapeutic change. We can also see from this review of the
client characteristics research that perhaps there may be differences between
Outward Bound participants and the general population in the area of extraversion
and neuroticism. This leads to distinct
cautions in generalizing any data from such programs, where self-selection is
an inherent part of the process, to the general population who may not be
interested in such activities.
Interestingly, however, there is some suggestion that it is worthwhile
to look at these client characteristics more closely as it is suggested
that persons with high levels of
neuroticism may report greater changes on those variables studied.
We have
also seen that outside variables more related to the external environment, such
as number of parents in the home, age of first institutionalization, etc. may
also impact overall outcome ( i.e., recidivism). It remains to be seen whether such variables
may be a moderating factor of the success of different types of programs for
different individuals. As has been noted, however, these conclusions are
preliminary and unsubstantiated. Further
research is necessary to make any solid conclusions about any individual
difference variables and how they relate to AT outcome.
Summary of Adult and Adolescent
Outcome Research
To review
the adult and adolescent outcome research, it appears that based on the quality
of the studies examined that the meta-analytic reviews were inconclusive,
although if further information was provided as to the quality of studies in
Hattie et al’s (1997) review there may be further insight gained. The only conclusions that can be drawn at
this point are that participant and program
characteristics may be a relevant area for further studies and employing
designs with follow-up may also yield important information.
Overall, it
is suggested that there may be an immediate effect from program participation
on self-esteem, depression, anxiety, and trust, while there is contradictory
evidence of changes in locus of control.
There is also the possibility that participation in an AT program may
increase inpatient discharge rates and time spent in the community for the
chronically mentally ill. What cannot be
said is what the impact of the program of an AT program may be for an
individual upon leaving the program or how long such effects may last.
The
recidivism data yielded mixed results, and thus we can draw no conclusions from
these studies. What is suggested is that
there may be a difference in recidivism between those adolescents who are
institutionalized as compared to those who participate in an adventure program,
but there may be no differences between adventure program participants and
persons who are on standard probation.
Future research is necessary into this important question. Future designs in this area should attempt to
incorporate information as to the environment individuals are released into and
the services provided to such individuals upon release in order to assess for
the impact of such additional treatments.
Without such information we cannot be sure to what degree any amount of
change seen can be attributed to the treatment.
Given the
overall lack of controlled research in the AT area, as well as the lack of
standardization across treatments and programs, the only real definitive
statement that can be made from the review of the literature is that any
conclusions that can be drawn are based only on the characteristics of the
program where the study was conducted and therefore the results cannot be
generalized beyond the particular setting.
Unfortunately, overall this leaves us with a body of research with very
limited validity, if any, and no generalizability.
Chapter 5
METHODOLOGICAL
CONSIDERATIONS IN ADVENTURE-BASED THERAPY
This
chapter will first focus on a discussion of the methodological considerations
in the existing AT research, and compare the existing research to the standards
for EST designation. The second section
of this chapter will focus on methodological considerations for future studies,
ending with a call for further individual difference based research. Finally, this chapter will end with a
conclusion.
Present Methodological
Considerations
As has been
shown, the existing AT research employs a wide range of methodologies along
with a clear lack of scientific rigor.
Thus, as previously stated, the conclusions and insights which may be
gained are seriously limited. The vast majority of studies suffer from severe
methodological difficulties, therefore effectively rendering them
scientifically useless in the evaluation of adventure-based therapy. Unfortunately, even the few that attempted to
employ an appropriate level of control were still subject to bias, primarily
selection bias and bias introduced by the utilization of
participant-observers. In addition,
several of the studies remain unpublished and thus are not subjected to a peer
review process.
Gillis
(1992) discusses common methodological errors found in the adventure-based
therapy research, errors occurring at the most basic level of research
design. Such fundamental design
considerations as equivalent control groups, randomization, psychometrically
sound outcome measures, clearly defined methodologies, appropriate statistical
procedures, and follow-up are often overlooked.
He also notes that many studies utilize quasi-experimental designs and
thus the results have limited generalizability. In addition, both settings and
treatment methods are diverse, and this also limits the generalizability of
results (Kelley, 1993). Unfortunately,
as noted earlier in this analysis there is no clear method of conducting
adventure-based therapy (Gillis, 1992) and it seems this confusion is
potentially reflected in the research.
Additional
overall critiques leveled by Bandoroff
(1989) include the difficulty with selection inherent when utilizing
samples that commonly must volunteer for such an experience. In addition, he urges researchers to consider
the need for well-thought out and related variables and measures of interest. Indeed, when reviewing the literature it
seems clear that there are numerous studies utilizing self-esteem and locus of
control, but very few utilizing measures of demonstrated clinical utility. Relatedly, Bandoroff also discusses the need
for multi-level assessment and suggests moving away from self-report and more
into the realm of objective and behavioral outcome measures.
Problems
associated with the utilization of pre-testing upon arrival at a program are
also discussed by Bandoroff (1989), and he notes that upon arrival many
participants are angry and resentful, thus perhaps contributing to lower scores
on such measures and inflating the change scores. Such reports may not be representative in an
AT program. In addition, administering
post-test measures immediately upon graduation from a program may reflect an
inflated sense of accomplishment, a type of “treatment high” that may not
reflect the realities of change.
Bandoroff (1989) also notes that there is a serious
lack of process research (e.g., program variables, instructor variables,
participant variables, facilitation variables), and that this may have
contributed to the lack of a developed theory of change in the field. He also discusses the difficulties involved
in conducting controlled research in the field and notes how such fluctuating
factors as weather conditions and group dynamics may cause even further
difficulties.
Herbert
(1998) discusses the additional
impact of self-selection, noting that self-selection bias may greatly impact
results. In referring to the study he
conducted looking at the effects of an adventure program for disabled persons
in maintaining supported employment, Herbert notes that there may be important
differences between those who did participate and those who chose not to
participate. He concludes that the
results may not be generalizable to persons who did not participate, noting
that “To what extent results from this study generalize to individuals who do
not desire to participate in adventure activities is not known. Subsequent research may investigate
attitudinal, motivational, and/or perceptual differences between persons who
participate from those who do not participate in adventure programs.” (p. 17). This contention lends support to the
assertion that there may be important individual differences which impact
outcome in adventure-based programs.
Gillis and
Thomsen (1996) discuss the difficulties involved with reviewing the research in
a field as broad as adventure-based therapy, citing problems in the following
areas: 1) language: numerous terms have
been used to define what has been commonly referred to as adventure-based
therapy, 2) variability: the process of conducting
research in a field this diverse is tremendously difficult, 3) clinical significance: the issues with regard
to moving a client away from a position of pathology to one of health, and 4)
clarity: the field needs to be more
clear with what exactly is the process of adventure-based therapy. Of note is that many of these concerns
parallel those in the psychotherapy outcome literature.
This brings
us back to the identified criteria necessary to merit classification as an
empirically supported treatment ( Chambless & Hollon, 1998). Chambless and
Hollon (1998) summarize this process, noting that “we use as our starting point
[in the discussion of EST’s] the position that treatment efficacy must be
demonstrated in controlled research in which it is reasonable to conclude that
benefits observed are due to the effects of the treatment and not to chance or
confounding factors such as the passage of time, the effects of psychological
assessment, or the presence of different types of clients in the various
treatment conditions.” (p. 7).
It can be
seen from the above review that AT does not meet such a criteria. Well-controlled research is virtually
non-existent in the field of AT and without such controls confounding factors
cannot be ruled out. In re-examining the EST criteria listed in the beginning
of the efficacy section of this paper, one can see that AT does not meet any of
the stated criteria. While it would be
repetitive to review all of the ways in which AT does not meet such criteria,
it may be informative to compare the AT research to several of the key points
embedded in these requirements.
The first
most basic design consideration is random assignment, and as has been seen,
many of the AT studies do not employ this basic design necessity and often they
do not employ appropriate comparison groups.
The second consideration is replication, but without standardization
across programs and more tightly controlled samples, such replication may be
impossible to achieve.
Other
considerations put forth by Chambless and Hollon (1998) are based on sample
characteristics and measurement considerations.
They note that it is essential that samples be clearly defined in order
to achieve tighter control.
Unfortunately, there is no data available on AT with specific diagnostic
groups, and in fact often studies do not report such basic information as
sample means and standard deviations on fundamental characteristics such as
age It is important that the research in
this area begin assessing pre-participation levels of pathology and other
relevant characteristics and make more specific designations of sample
characteristics in order to being answering the relevant question of what
client is this type of treatment effective for.
.
Chambless
and Hollon (1998) also caution that researchers must consider the negative
aspects of treatment. It is an important
part of scientific inquiry that research must be approached from a
disconfirmatory stance. In all of the
studies reviewed, there was no suggestion of negative impact of treatments, and
this subject is rarely broached in the literature. Without future well-controlled research which
remains open to examining potential negative effects of AT, it remains a
distinct possibility that such a treatment has the potential for psychological
harm.
Finally,
Chambless and Hollon (1998) discuss the idea of cost-effectiveness, noting that
if there are no differences in outcome, treatments that cost the least are
likely to be preferred. As of this
writing, there is no published data available on cost-effectiveness for AT as
compared to other treatments.
Accordingly,
AT is nowhere near reaching an EST designation and without concerted and
well-controlled efforts in this area, adventure-based therapy is likely to
never reach such status. In this era of
managed care, and in the growing context of the movement towards empirical
validation of specific treatments for specific disorders, AT as a treatment
modality may be shortly extinct except perhaps as a novel treatment modality
for those who can afford to pay directly.
Paralleling
this lack of EST designation is the contention that psychotherapists have an
ethical responsibility to use treatments that work. While there is plenty of anecdotal evidence
in support of AT, there is very little solid empirical data to back up those
claims. As such, therapists using such
adventure-based treatments could ultimately be held accountable in presenting a
justification for their continued use of such an unproven treatment
modality. Realistically, such a time may
not be far off. Chambless and Hollon
(1998), in speaking generally of the need for controlled clinical trials of
specific forms of treatment, caution that “the time is rapidly approaching when
unsystematic clinical impressions will no longer suffice to document a
treatments value, particularly when alternative treatments such as the
pharmacotherapies exist that have been subjected to more rigorous empirical
scrutiny.” (p. 16).
It is important, therefore, to consider
whether AT may ever show potential for ever establishing proven successful
outcomes. Simplistically put, is AT simply a unique entity and perhaps a
passing trend? An examination of
potential commonalties between AT and other EST’s may provide further information to inform such a consideration.
McLean and Anderson (1998) describe several features common to
cognitive (CT), behavioral (BT), and interpersonal (IPT) treatments, all of which have received EST
designations for the treatment of depression.
It is encouraging to consider that AT may potentially contain some of
these same features. McLean and Anderson
(1998) discuss the commonalties of CT, IPT, and BT treatments being as
follows: The treatment is collaborative,
the focus is almost exclusively on present and future, the therapist is active
and not passive, there is a high level of treatment structure, there is a
development of personal competencies, use of detailed treatment protocols,
ongoing empirical assessment, homework assignments used to help facilitate
generalization of treatment gains to more naturalist settings, and time limited
treatment.
Referring
back to the earlier theoretical description of AT, it can be seen that AT
shares many of these same features. It
can be speculated that, based on these similarities, there is the possibility
for AT to eventually be proven as efficacious.
To illustrate, in AT the therapist and the client collaborate very much
as a team and the focus is primarily on problems that are occurring in the
moment, with metaphors used to link these problems to problems which the
individuals experience outside of the adventure experience. The therapist is active in facilitating
learning and the transfer of such learning, and there is a high level of
structure in the activities, yet the client has responsibility for
outcome. The development of personal
competencies is clearly emphasized in AT and the treatment is typically
time-limited. While AT clearly falls short in the area of treatment protocols,
and ongoing rigorous empirical, these areas are related to questions of
methodology as opposed to the potential for therapeutic efficacy. However, it
is also important to highlight again that the structure in AT may be perceived
as directive by some, a perception which may result in decreased effectiveness
for resistant clients (Beutler et al., 1991; Shoham, Bootzin, Rohrbaugh, &
Urry ,1995). Process research into the mechanisms of AT is necessary in order
to answer such a question.
Finally, as
yet unmentioned, in order to prove itself as an efficacious approach to
treatment, AT must prove itself effective in ways that go beyond common
factors. In discussing common factors
among different psychotherapeutic orientations, Lambert and Bergin (1994) note
that:
“they provide for a
cooperative working endeavor in which the patients increased sense of trust,
security and safety, along with decreases in tension, threat, and anxiety,
leads to changes in conceptualizing his or her problems and ultimately in
acting differently by refacing fears, taking risks, and working through
problems in interpersonal relationships.” (p164-165).
Clearly,
elements of such common factors can be seen throughout AT. If in fact, AT is identified as containing
such common factors, the task for the future is then to prove AT’s efficacy
beyond that of other therapies that also contain these common factors.
Alternatively, AT must show itself to be
more efficient than such other treatments in accomplishing therapeutic
change.
Future Directions in Adventure
Therapy Research
Given the
methodological inadequacies in the literature, there are many things necessary
in order to begin this process of proving AT to be an efficacious approach to
psychotherapy. This section will first
focus on delineating specific considerations for conducting outcome studies in
AT utilizing a psychotherapy research framework. Next, potential for process research will be
discussed, and finally a brief articulation of the potential for a future study
in the area of client characteristics and outcome will be offered..
Outcome Research
Borkovec
(1994) and Kazdin (1992) provide
excellent summaries of the important considerations to be recognized when
conducting psychotherapy research. I
will briefly discuss several of these points as they relate to research in AT,
including some of the difficulties involved in meeting basic controls.
As with any
psychotherapy research, there are significant difficulties involved in
considering standardization of the independent variable in AT research. This
consideration of standardization is of supreme importance, for as Borkovec
(1994) notes “Standardization of
procedures across all subjects and the matching of treatment and control
conditions on all procedures except the crucial manipulation are ways of
holding constant aspects of the environment and the experience of the subjects
in that environment.” (p. 249).
Borkovec also notes that “Each of the known and unknown ways in which
conditions do, in fact, differ represents a rival hypothesis that could just as
likely explain any observed difference.” (p. 249).
There are
unique aspects of AT which lead to difficulties with standardization. It is
difficult to standardize a treatment while allowing for the flexibility to
account for factors such as inclement weather or accidents, and currently we
have no assessment of the impact of such factors on outcome. Therefore,
manualized approaches may be difficult to implement successfully.
The
changing nature of the outdoor environment also present a difficult challenge
in controlling for historical differences across groups. This may lead to difficulties in comparing
and consolidating results of different groups.
While we could hope that large enough sample sizes with the inclusion of
multiple groups would randomize such differences, it may be difficult to
identify such impacts and such potential differences in history must be
considered when determining group equivalence in AT research.
Therapist
considerations are another variable all but overlooked in the AT
literature. Borkovec (1994) notes that therapists who participate
in treatment outcome studies must be described in terms of background, training
and experience. Any such differences can
lead to a diffusion of the treatment.
Presently, differences in training, experience, and techniques utilized
by different staff members currently make comparisons across AT programs
impossible. In fact, many programs utilize staff that are not formally trained
in psychotherapeutic techniques and thus one questions whether such programs
are in fact therapeutic in nature. Such
information needs to be presented in AT outcome studies and attempts must be
made to hold such factors constant across groups.
Other
considerations are related to assessment of the dependent variable. Maturation
effects and regression towards the mean are difficult to control for,
particularly when conducting research on more long-term AT programs. Repeated testing may have also have an
effect on the dependent variable, and often studies utilize designs where
participants are tested on multiple occasions over the length of the
program. Repeated exposure to the
instruments may well impact the way participants respond.
Multiple
domain assessment is also necessary.
Borkovec (1994) notes that “multiple measures from different domains of
assessment (e.g., cognitive, affective, physiological, and behavioral) and from
different methods of assessment (e.g., pre-and post-assessment questionnaires,
daily diaries, assessor ratings from interviews, observational measures,
significant-other reports, and physiological laboratory assessments) provide
more compelling outcome assessment than single domain measurement by a single
instrument for the sake of providing converging and valid improvement indices.”
(p. 278). It is obviously necessary to
use instruments with proven reliability and validity, as well as clinical and
diagnostic utility. In addition, these
measures must be chosen to answer specific theoretically-based questions.
Dependent
measures must also be analyzed using appropriate statistical techniques. Researchers must be informed of such
techniques, and thus be able to make informed choices of particular statistical
procedures deigned to answer specific questions of interest. Relatedly, sample sizes must be big enough to
provide enough power to detect group differences.
Another
dependent variable consideration is the time of testing. Often measures are taken just prior to
beginning an AT program and immediately upon completion. AS noted by Bandoroff (1989), such scores may
be impacted by pre-trip emotionality or post-trip euphoria and may not be
representative of an individual’s normal state.
A better design would be to follow the example of Fry and Huebeck (1998)
and administer pre-test measures sometime prior to beginning the
treatment. Post-test measures must then
be extended to include follow-up data in order to ascertain the long-term
effects of the treatment. Such follow-up
must include information about additional treatment or social services
received, as well as the environment an individual enters upon completing the
AT program. There may be largely
differential long-term effects for an individual based on these factors, and
conclusions about the long-term effects of any treatment cannot be made without
information about such potential confounds.
Borkovec (1994) notes that “a
thorough follow-up with its relatively small cost is more than just
recommendable; it should be required.” (p. 278).
Related to
follow-up testing is the consideration of follow-up interventions after
completion of an AT program in order to attempt to facilitate maintenance of
treatment gains over time. Herbert
(1998) provided the only attempt to empirically examine such a design, however,
this attempt was unfortunately unsuccessful due to external circumstances. This is a consideration worthy of revisiting
in the future.
Other
dependent variable considerations involve the use of participant-observers as
assessors. In the AT literature, often
field staff or therapists who have been actively involved in conducting the
treatment are involved in the measurement of participant change. Unfortunately, such measurement is widely
subject to bias based on existing relationships. In addition, any information that the
therapist/staff member has about the participant’s background, may also potentially introduce
bias into the assessment. Future designs
must consider ways to have independent assessors of participant change or
utilize more objective indices along with staff ratings.
Borkovec
(1994) also refers to clinically
significant change, and ways to define such change. Unfortunately, this discussion may be well
beyond the range of the current empirical AT literature. As has been seen, the vast majority of
studies employ such conceptual measures as self-esteem. When using such inconclusive measurement
devices there is no way to define clinical significance and thus there can be
no real informed discussion of the topic.
Borkovec
(1994) also discusses design
considerations. Although the lack of
sophistication in the AT research precludes such a complete discussion at the
present time, it is important to highlight some of Borkovec’s comments on the utility
of purely comparative designs in order for researchers to avoid the temptation
to compare AT in a simplistic manner to another established therapy. While it may appear that such designs are the
most basic and straightforward avenue to examining the efficacy of AT, Borkovec
notes that “Most comparative studies are of such limited value for both applied
and theoretical purposes that they should not be conducted” (p. 260), and
states that he believes such research to be incapable of providing answers to
questions of treatment efficacy due to the lack of validity associated with
such designs. Borkovec discusses the
impossibility of holding the clients experience constant across conditions and
states that “differential outcome may be due to many, many differences in
procedure. Thus, the investigator’s
ability to rule out rival hypotheses is extremely limited.” (p. 260).
To add to
Borkovec’s (1994) comments, in considering a comparison of AT to any other type
of psychotherapy which utilizes a standard weekly psychotherapy format,
insurmountable confounds are found in considering equivalency of client time
spent in therapy. Even in considering a comparison
of AT and inpatient therapy, there are still similar confounds as inpatient
therapists do not spend all of their time with the patients. Major confounds are also inherently
associated with the different form of the therapeutic relationship in AT
(note-the reader is referred to the previous section on the therapeutic
relationship in the discussion of AT as compared to other forms of therapy).
What
Borkovec (1994) recommends in place of such comparative designs is an overall
approach that goes “deeply into one therapy technique, using increasingly
sophisticated designs, methods and measures that explicitly provide basic
knowledge about the pathology and the therapeutic change mechanisms of that
therapy from which to devise hypotheses about increasingly effective
modifications of that therapy (p. 262).
Therefore, instead of simply comparing AT to another type of therapy, it
may be important to examine closely the mechanisms of change in AT so that the
treatment can be modified if necessary to incorporate the most effective
elements of all treatment, both AT and the effective elements of other
treatments.
Bandoroff
(1989) discusses how researchers can use AT as part of a larger treatment plan
and how under these circumstances it is impossible to draw conclusions about
the impact of the AT portion of such a treatment (Minor & Elrod, 1990,
1992, 1994). Of note, however, is that
this type of treatment could easily be subjected to a dismantling (component
control) approach. Such an approach
would allow for comparisons between those individuals who received the
treatment package with the adventure component and those who received the
package without adventure activities. Therefore, the dismantling approach could
allow for the determination of differential outcomes across components, or
between specific components and the overall treatment package. This approach would also circumvent ethical
and methodological issues involved with attempting to provide an equivalent
control group.
Relatedly,
such an integrative treatment approach could also easily be subjected to
evaluation using an additive design in which “two or more therapy techniques
are combined into one package” (Borkovec, 1994). Additive designs also have the same ethical
benefits as does the dismantling approach, and both the dismantling and
additive designs meet Borkovec’s suggestions for a comprehensive analysis of
one treatment as opposed to a direct comparison of treatments Given the above-noted difficulties in
comparing other treatments to AT, it may be more efficacious to approach future
AT research by first considering either of these designs.
Borkovec
(1994) also discusses methodological
issues related to client considerations. While client characteristics may be
used as selection criteria, sample characteristics must be also provided in
order to allow for an evaluation of generalizability. Relevant and important information about
participants should include information about the severity and duration of the
problems they are experiencing and diagnostic information. In order to achieve
tighter control in this area, it is important that AT researchers use solid
diagnostic tools and outcome measures that tap specific dimensions in
identified problem areas. Kelley, Cousey, and Selby (1997) provide the only
study to date utilizing clinically relevant measures.
In
addition, client attrition rates must be provided and available characteristics
of those who atrit must be analyzed separately in order to determine if there
are differences. According to Borkovec
(1994), “The important requirements are that all criteria be specified, that
they are reliably determined, and that they are based on a valid rationale
related to the nature of the disorder and the nature of the questions being
asked in the therapy investigation.” (p.271).
Paying
attention to considerations such as these may well have a circular effect, for
by forcing AT researchers to consider the theoretical basis of the questions
that they are asking for the clients that are specified, the results of such
inquiry can then be used to potentially expand the theory. In order for this to occur, AT researchers
need to ask themselves such basic questions as “Do we have an identified
problem?” and “Are our measures linked specifically to that problem?” (Chambless & Hollon, 1998).
Borkovec
(1994) also notes that it is important to consider the referral source of
clients, and that separate analyses of participants from different referral
sources may be initially useful in determining if differences in referral
sources may be impacting results. This
is particularly relevant for AT participants, who commonly come from such
diverse referral sources as mental health providers, schools, justice system
referrals, self-referrals, or parents.
Differences in such referral sources may suggest widely diverse client
backgrounds.
Finally,
there is a need for discussion of the
effect of concurrent or past treatment in AT participants (Borkovec,
1994). The range of potential referral
sources suggest the possibility that at least some of the clients were
potentially involved in earlier treatment, or may perhaps be involved in
ongoing treatment to which they will return.
Such effects of concurrent or earlier treatment must be evaluated in
order to determine the impact of such treatment on any evaluation of the
results of AT. As was earlier discussed,
one can speculate that perhaps the best model of all may be one in which a
person participates in an adventure-based treatment and then continues in
another form of community-based treatment that can build on gains potentially
achieved through the AT experience. As
we have no data available to evaluate this model, such remarks are purely
speculative at this point. However, the
first step towards building such a model is to begin evaluating potential
effects of other treatments on the AT experience.
McLean and
Anderson (1998) propose a four step model for psychotherapy research that may
provide a useful heuristic for approaching the establishment of empirical
support for AT. The first and second
steps involve the establishment of theoretical models in order to propose
mechanisms that can be further evaluated empirically. Proven validity of these mechanisms then
allows for the experimental manipulation of the mechanism in order to compare these mechanisms to other
treatments under strict experimental conditions in an attempt to establish
efficacy, the third step. Through this ongoing establishment of efficacy, the
final step of addressing questions of treatment efficiency can be
addressed. It appears that currently AT
research is more in the process of working through the first two steps as
opposed to the latter.
Ultimately,
these methodological criticisms and considerations involve overarching
questions of validity. Without the
implementation of tighter research control, we have neither internal nor
external validity, and the best we can say is that some AT programs may have
some effects at a particular moment in time with no basis for
generalizability. We must begin
tightening controls so that we can find out what works and who it works for so
that we can begin to reach some conclusions.
Without tighter control we will never be able
to say definitively that AT is a causal agent of change. There are currently a seemingly unlimited
list of factors, including therapist conditions, standardization, clients
considerations, expectancies, placebo effects, contact hours, relationship
factors, changes in the environment, novelty effects, post- treatment
environmental conditions and many others which could greatly impact any results that we have seen. In order to maximize our ability to detect
such important relationships as the effect of AT on outcome, we must minimize
these threats. In order to minimize
these threats, we must hold such extraneous factors constant across conditions.
While it
may appear be a monumental task to take such a large number of factors into
consideration when designing and conducting research into AT, it is a necessary
step in order to make any conclusions about any type of treatment. It is possible to accomplish, however, using
the best of our accumulated scientific acumen and ability. To begin, researchers must make every effort
to establish the highest level of control possible in their experimental
context. Kazdin (1992) provides
researchers with hopeful words of guidance regarding this issue, noting that:
“Ideal methodological
practices (e.g. random assignment) are not always available. Also, restrictions (e.g. a control group may
not be feasible, only small sample sizes are available) may limit the
researchers options. In clinical
psychology and other related areas of research, the options on methodology,
design, and statistics must be greater
to permit the investigator to select and identify creative solutions. Clinical research is not in any way soft
science; indeed the processes involved in clinical research reflect science at
its best precisely because of the thinking and methodological ingenuity
required to force nature to reveal its secrets.” (p. 8).
It also
must be noted that the establishment of documented empirical support is a long
process, and questions as to the efficacy and change mechanisms of AT will not
be answered by one definitive study.
Ultimately,
the research in AT needs to start from the beginning, at the most basic level
of research design. Simplistically, the
AT research needs to use random assignment, utilize control groups, employ an
appropriate level of standardization, create homogeneous groups with large
enough sample sizes, engage competent therapists, utilize valid and relevant
pre- and post-test measures, and analyze the data in an appropriate
fashion. In addition, should significant
change be found, this change needs to be replicated in a different
setting. Should that study be
significant as well, to be classified as an empirically supported treatment,
two more similar studies with similar findings are required. Only then will AT be able to claim treatment
efficacy.
Process Research
The
traditional psychotherapy literature has put a large emphasis on
process-related research in the last two decades. Kazdin (1992) provides a simplistic way of
defining process research, noting that the primary question process research
tries to answer is “What processes occur in treatment that affect within
session performance and may contribute to treatment outcome?” (p. 142). Castonguay and Schut (2000) contrast process
research to outcome research, noting that “Whereas outcome research focuses on
whether or not psychotherapy research works, process research investigates how
it works (or why it fails to work for everyone). (p. 3). Ultimately, a process approach moves away
from looking strictly at outcome and begins to examine the mechanisms of change
in therapy. Kazdin also notes that “this
process research strategy addresses questions pertaining to the mechanisms of
change of therapy by addressing manifold concerns of what transpires between
the delivery of an interventions and the ultimate impact on the client.” (p.
147).
There has
been very little process research in the area of AT. Such important factors as
client and therapist considerations referred to earlier by Borkovec (1994) fall
into this realm. Specifically, Wichmann
(1991) found that instructor experience and instructor expectancies somewhat
impacted post-treatment asocial behaviors in adolescent participants. Hattie et al (1997) also found that length of
program impacted outcome, with longer programs showing greater results. Other
additional process variables of importance in AT could be specific program,
therapist, and setting variables.
Kazdin
(1992) notes, however, that a line of questioning into process variables is
necessarily based on prior studies that demonstrate treatment effectiveness
when compared to alternative treatments.
Obviously it has been seen that the AT field is nowhere near
demonstrating treatment effectiveness, and in fact, good comparisons of AT with
other forms of treatment are non-existent.
Therefore, it may be premature to begin introducing a discussion of
process related variables, and a complete discussion of psychotherapy process
research and how it relates empirically and methodologically to AT is beyond
the scope of this paper. Following a
scientifically-based exploration into AT efficacy, such an area is recognized
as being ripe for future exploration.
Castonguay
and Schut (2000) provide an excellent summary of the psychotherapy process
research. In order to highlight such areas for future AT research, the relevant
aspects of this review will be briefly summarized here. Casonguay and Schut (2000) discuss the goals
of process research as 1) to describe the specific processes that occur during
therapy, and 2) to identify what factors may impact a clients improvement,
either positively or negatively. In
order to accomplish this goal, researchers have attempted to evaluate
empirically process variables related to the therapists, the client, the
client-therapist relationship, and the structure of treatment. Of these, the client—therapist relationship
has been the most potent predictor of change.
Given this, it is necessary to consider an examination of the impact of
this relationship in AT. As previously
mentioned given the potentially unique nature of this relationship in AT
settings, such exploration may yield interesting results.
It also
must be understood in any consideration of process research that specific
factors related to standardization and control in the above methodological
discussion of outcome research apply to process research as well. Therefore, AT researchers must first move towards establishing basic level
scientific control before beginning any valid evaluation of process or
outcome. The challenge of the future for
AT research is how to deal with the concurrent issues of establishing such
basic level controls while staying within the specific framework of scientific
therapy research.
Need for Change in the Adventure-Based Therapy Literature
Echoing
those concerns of “mainstream” psychotherapy researchers, leading researchers
in the AT field have also echoed a need for change in the way AT research is
being conducted, and have voiced similar methodological concerns as those
above. Gillis and Thomsen (1996) vehemently advocate the need for change in AT
research, especially in the face of growing external pressures (e.g.,
third-party payers), stating “Do we have
any other choice? Do we risk becoming
inert? Do we deprive those who will
benefit most from our services just because we have not done the work needed to
make our case known?” (p. 12).
They go on
to list several examples of what types of studies need to be conducted,
including further meta-analyses, program surveys in order to examine what
adventure-based programs are actually doing, an examination of facilitator
effects and competencies, and consumer surveys designed to examine what aspects
of the interventions that they found most helpful.
Gillis and
Thomsen (1996) also note that in order for the field to begin focusing on what
type of intervention works best with which population, the field must more
clearly define what exactly adventure-based interventions consist of; including
program variables, demographic information, etc. as part of this description. They assert that without access to this kind
of data, clear comparisons between studies and programs themselves are not
possible. Finally, they discuss that it
is necessary for the field to attempt to create some sort of homogeneity of
method and diagnostic populations to allow for research and program
comparisons. However, as has been noted
there are inherent difficulties in involved with the development of such
designs due to the dynamic nature of the AT environment.
Gillis and
Thomsen (1996) also provide suggestions as to how to best share information
with clinicians in more “mainstream” therapeutic areas, noting that this is
important in furthering evaluation of the field. These suggestions include 1) creating a
collective web-based document, 2) close examination of clinically significant
events in adventure-based therapy, particularly those with a consumer
perspective, 3) communicating the theories and results of adventure-based
therapy in the language of mainstream clinicians in order to achieve greater
credibility outside of the adventure-based therapy realm, and 4) the
continuation of efficacy studies.
To
accomplish these goals, Gillis (1992) suggests that what is most essential in
the field of adventure-based therapy research is “one clearly defined and
researched method of conducting psychotherapy in outdoor learning experiences,
in wilderness-adventure settings, or in
adventure-based activities that can be assessed for effectiveness.” (p.
18). He suggests researchers attempt to
do protocol therapy, utilizing specific methods and training manuals, in order
to gain the control necessary to truly examine the effectiveness of
adventure-based therapy utilizing multiple measures and predictor models. In addition, he also discusses the necessity
of using homogeneous diagnostic populations in order to increase the element of
control that can be achieved.
Han
(1997) echoes some of Gillis’ (1992) suggestions, noting that it is important
for future research to incorporate a greater level of detail, specifically in
regard to the types of activities conducted and definitions of program
components. She also suggested the use
of more specific assessments and constructs.
Bandoroff
(1989) maintains that it is important for the field to begin moving away from
the same constructs and begin examining other variables. It appears that the
field seems to suffer from a lack of new ideas in research, focusing primarily
on the same constructs of locus of control, self-esteem, and problem-solving
ability. While established as acceptable outcome
measures in adventure-based therapy, these constructs may have been
over-examined at the expense of investigating other variables that may be
related to outcome. While having a solid
foundation in these areas lends itself well to comparison and replication, it
is clearly limiting to continue to examine these same variables in different
settings.
Hattie
et al. (1997) also provide suggestions to guide future research. Many of their suggestions echo those of
Gillis and Thomsen (1996), offering such basic design specific recommendations
as the use of reliable and valid dependable measures, reasonable sample sizes,
and dependent variables related to the outcome of interest. Also similar to Gillis and Thomsen, they
argue for clear documentation of background variables, such as demographic and
therapist variables. They also recommend
examining more client characteristic variables, noting that examining variables
such as motivations and behavior in outdoor settings, and their interaction can
provide us valuable data. As an
additional proposition, they recommend considering alternate research designs,
designs moving beyond traditional pre- and post- test designs.
Herbert
(1998) espouses a need for studies
which utilize of follow-up procedures.
He also advocates the use of qualitative research in conjunction with
quantitative research in order to understand more about the impact of the AT
experience for the individual, noting that the amount learned about
participants from their summary scores “paled in comparison to the information
one learns about each participant [through an interview]”. (p. 15). Regarding this issue, he recommends the use
of more indirect methods of qualitative analysis, such as the examination of participant’s
daily logs. He notes that such an
analysis could provide important and valuable insights into the impact of an
adventure-based therapy programs for the individual. Neill and Richards (1998) also call for the
need to understand more about AT from an individual perspective.
In
line with Herbert’s (1998) suggestion as to the need to more completely
understand the impact of adventure-based therapy for the individual, Hattie et.
al. (1997), Bandoroff (1989), Gillis and Thomsen (1996), and Gillis (1992) all
strongly advocate the shift from outcome specific studies to focusing on more
process-oriented variables, arguing that future research must examine the
relationship of outcome with such process related variables as therapist
factors, program elements, and participant characteristics. This call for process research parallels that
of more “mainstream” psychology, with clinical researchers, regardless of
setting, asking questions as to what causes client change. As noted, however, it may be necessary for
AT to prove itself as an efficacious approach to treatment prior to such an
exploration.
Related to
the shift towards process research is a call for regression techniques to more
closely examine client variables which may impact the therapeutic process. Gillis and Thomsen (1996) also recommend the
use of predictor models for future analyses.
These
suggestions, particularly the call for alternative designs, the need to further
understand the process of change, the need to understand the impact on the
individual, the need to use predictor models, and the need for research on
client characteristics and how they relate to outcome lend themselves to the
earlier contention that it may be useful to approach future research from a
more individual difference- based perspective.
This is also in line with a proposed model for psychotherapy research
delineating that theory and mechanisms of change must be established prior to
the establishment of treatment efficacy (McLean & Anderson, 1998), a
statement that is recognizably a contradiction to an earlier stated contention
by Kazdin (1992). Nevertheless, one way
to begin the scientifically rigorous exploration of the therapeutic efficacy
and process of AT is to focus on client characteristic variables and their
relationship to outcome.
A research
approach based on individual difference-based
predictor models may be warranted in order to move towards answering the
above proposed question, “For whom is
adventure-based therapy more successful?”, as opposed to “Is adventure-based
therapy successful?”
Future Study
To re-visit
an earlier contention, it is interesting to consider for a moment the
assumption that there may be differential effects of outcome based on client
variables. Should there indeed be a
significant effect for such variables, this may have an impact on the
interpretation of the results of AT research.
Again the statement potentially may hold true- if some individuals are greatly impacted and
others are not at all impacted, statistically this could impact any analysis of
group differences, thus obscuring the
effect of such individual-differences on mean group measures of outcome. It
seems to make logical sense then that along with the exploration of what causes change, we need to begin
determining who is most likely to change.
If we can begin to make some empirically-based statements regarding
individual differences which impact outcome, we can then include such results
in our ongoing consideration of outcome, client characteristics, and process.
One way to
begin looking at such variables is offered in the juvenile justice system,
where a number of adolescents are court-ordered to participate in
adventure-based therapy programs as a result of committing a crime. Given that these adjudicated individuals have
no choice but to participate in such a program (thus eliminating self-selection
bias) , a program with court-ordered participants provides a unique laboratory
in which to begin to clarify the effects of client characteristics on outcome. In addition, the utilization of such a sample
allows for follow-up data related to recidivism not commonly available in such
studies.
There
has been no research to date in the AT literature that has looked at the effect
of measured client characteristics on the recidivism rates of juvenile
offenders. Given that it has been
suggested that some adventure-based therapy programs may have positive impacts
on recidivism, one logical next step
would be to examine the effect of factors which may impact the outcome of such
a program at the individual level.
It is
interesting to consider the implications of such a study. By examining such factors, we may be able to
begin developing models which help us to channel individuals more appropriately
into the most effective treatments. According to McLean and Anderson (1998)
“Treatment matching based on patient attributes promises to provide better fit between moderators (i.e., client
characteristics) and choice of psychotherapy approach.” (p. 126). Therefore, the examination of client
characteristic variables as they relate to outcome in an AT program with
court-referred adolescents may be an excellent and useful way to being
approaching AT from a more scientific perspective.
This
contention will be explored in later document.
Conclusion
This paper
examined the theoretical, clinical, and empirical basis of AT, as well as
provided a methodological summary of the present AT research and future
directions in AT research. This analysis
is offered in an attempt to provide a foundation for future empirical analysis
that can more closely examine the question of whether or not AT can be an
efficacious approach to psychotherapy.
As has been
seen, AT is a therapeutic modality being used increasingly with a wide variety
of populations. While promoted as an
efficacious approach to therapy, when subjected to close scrutiny the empirical
data available is unable to support such claims and thus we can make no
definitive conclusions about the effectiveness of AT as a treatment, either
positive or negative. Completion of
well-controlled research in this area is necessary to help facilitate such
conclusions. For the field to continue
to move forward, particularly in a time of increased pressure from HMO’s,
government funding agencies, and third-party payees, as well as a growing push
towards empirically supported treatments, such efforts are increasingly
important and necessary. In addition,
solid empirical research may help to provide a necessary link to traditional
psychotherapy, allowing the field to achieve greater attention from
“mainstream” clinicians.
At the
present time, however, the theories and techniques of this rapidly growing
field continue to remain a mystery to most “mainstream” clinicians, and thus
this intervention style remains somewhat invisible to those outside of the
adventure-based therapy realm. Indeed,
without a solid research base, there is no basis for the field to establish any
type of credibility. Gillis (1992) notes
that “adventure-based therapy may need to develop a strong sense of identity
and autonomy that is not dependent on others and is yet, at the same time,
connected to others in adventure programming or mental health. “ (p. 15).
It is only
through developing a coherent body of research delineating theory, process, and outcome of adventure-based
therapy treatment programs that the AT field can begin to establish credibility
and these connections with other mental health professionals. In fact, it is our ethical responsibility to
establish this base in order to justify the continued use of such
treatment. Not only must we build a body
of empirical data that allows us to make determinations about the efficacy of
this treatment for particular populations, we must also conduct research with
an eye to those for whom it may be harmful.
On a more pragmatic side, if researchers are able to establish AT as an
efficacious approach to therapy, there are additional benefits potentially
available such as increased referrals and third-party payment. In the current mental health climate related
to managed care, this is a very important consideration.
One
important piece of this process is research focusing on client characteristics
that may impact outcome. By focusing on
the preliminary question of “For whom is adventure-based therapy most
successful?”, we can start developing models that allow us to begin
concentrating on other issues related to the establishment of empirical support
for AT. Questions such as this are not
specific to adventure-based therapy alone, rather they are questions that all
clinicians and researchers need to be asking with regard to intervention,
including such issues as “what type of treatment is most effective for whom
under what circumstances?” Perhaps by
beginning to answer such questions, researchers in the area of adventure-based
therapy can add a potentially unique contribution to the vital question of what
it is that helps people to change.
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